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Compliance Associate Jobs in Wheat Ridge, CO (NOW HIRING)

ASCENSUS

Remote Retirement Plan Compliance Analyst

Denver, CO · On-site +1

$65K - $95K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

Ability to successfully complete and support the work outlined for the Compliance Associate roles * Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions ...

Aprio

Senior Associate, Compliance as a Service

Denver, CO · On-site +1

$80K - $132K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

Aprio is a progressive, fast-growing firm looking for a Senior Associate, Compliance as a Service to join their dynamic team. Position Responsibilities: * Lead and support multiple low to moderately ...

The GEO Group

COMPLIANCE AUDITOR

Hudson, CO · On-site

$75K/yr

Three (3) years' progressive experience in the compliance/auditing field is required, preferably in a secure, residential environment or an Associate's degree and one year of experience in the ...

New

Scout Clean Energy

Senior Associate, Tax Compliance

Boulder, CO · On-site

$90K - $115K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

S. We are growing rapidly and seeking a skilled Tax Compliance Senior Associate to support our tax function during a period of expansion. This role offers the opportunity to work on complex ...

The GEO Group

COMPLIANCE AUDITOR

Hudson, CO

$75K/yr

Three (3) years' progressive experience in the compliance/auditing field is required, preferably in a secure, residential environment or an Associate's degree and one year of experience in the ...

New

Scout Clean Energy

Senior Associate, Tax Compliance

Boulder, CO · On-site

$90K - $115K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

S. We are growing rapidly and seeking a skilled Tax Compliance Senior Associate to support our tax function during a period of expansion. This role offers the opportunity to work on complex ...

D.A. Davidson

Compliance Examiner

Denver, CO · Remote

$54K - $80K/yr

... associates. * Ability to provide interpretive compliance guidance and advice, utilizing critical ... thinking independent judgement in moderate to complex situations. * Ability to prioritize, plan ...

D.A. Davidson

Compliance Examiner

Denver, CO · On-site +1

$54K - $80K/yr

  • Medical

  • Dental

  • Vision

  • PTO

... associates. Ability to provide interpretive compliance guidance and advice, utilizing critical ... thinking independent judgement in moderate to complex situations. Ability to prioritize, plan, and ...

D.A. Davidson

Compliance Examiner

Denver, CO · On-site +1

  • Medical

  • Dental

  • Vision

  • PTO

... associates. • Ability to provide interpretive compliance guidance and advice, utilizing critical thinking independent judgement in moderate to complex situations. • Ability to prioritize, plan ...

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Compliance Associate information

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$13

$37

$67

How much do compliance associate jobs pay per hour?

As of Aug 20, 2026, the average hourly pay for compliance associate in Wheat Ridge, CO is $37.63, according to ZipRecruiter salary data. Most workers in this role earn between $24.52 and $46.73 per hour, depending on experience, location, and employer.

What is a compliance associate?

A Compliance Associate is a professional responsible for ensuring that an organization adheres to internal policies, industry regulations, and legal requirements. They assist with monitoring business activities, conducting audits, preparing reports, and helping to implement compliance programs. By identifying and addressing potential risks, Compliance Associates help organizations avoid legal issues and maintain ethical standards. Their work is vital in industries like finance, healthcare, and corporate governance.

What is a compliance associate?

A compliance associate performs a variety of duties related to ensuring that a business follows all regulations, including those governing health, safety, accounting, and public relations. Your job duties include performing research about regulatory practices, assessing the company’s compliance with all laws and regulations, and promoting a variety of policy initiatives developed by human resources and other departments. You may also help the compliance department with audits and administrative tasks. The ideal qualifications for this career include having analytical problem-solving skills and attention to detail. A few years of related experience and a bachelor’s degree are typically preferred by employers.

What are some common challenges compliance associates face when adapting to new regulations?

Compliance Associates often encounter the challenge of keeping up with frequent changes in laws and industry regulations. This requires continuous learning and the ability to quickly interpret and implement new compliance standards within company policies and procedures. Collaborating closely with legal, audit, and operational teams is essential to ensure all departments are updated and aligned. Staying proactive and leveraging compliance management software can help manage these changes efficiently.

What are the key skills and qualifications needed to thrive as a compliance associate, and why are they important?

To thrive as a Compliance Associate, you need strong analytical abilities, attention to detail, and a solid understanding of regulatory frameworks, often supported by a degree in law, finance, or business. Familiarity with compliance management systems, regulatory databases, and certifications such as Certified Compliance & Ethics Professional (CCEP) are typically required. Excellent communication, integrity, and problem-solving skills help build trust and ensure effective collaboration across departments. These capabilities are crucial to help organizations mitigate risk, maintain legal standards, and foster a culture of ethical conduct.

What is the difference between Compliance Associate vs Compliance Analyst?

AspectCompliance AssociateCompliance Analyst
Required CredentialsBachelor's degree, certifications like CCEP or CAMS often preferredSimilar credentials, often with additional certifications like CRCM or CIA
Work EnvironmentFinancial institutions, healthcare, or corporate compliance teamsRegulatory agencies, financial firms, or consulting firms
Employer & Industry UsageCommon in banking, healthcare, and corporate sectorsUsed in finance, banking, and regulatory bodies
Search & Comparison IntentPeople compare to Compliance Analyst to understand role differencesOften compared to Compliance Associate for role scope and responsibilities

Compliance Associates and Compliance Analysts share similar educational backgrounds and work environments, often within financial or healthcare sectors. While both roles focus on ensuring adherence to regulations, Compliance Analysts typically handle more complex analysis and reporting tasks. Understanding these differences helps job seekers and employers clarify role expectations and requirements.

What degree do I need to work in compliance?

A compliance associate typically needs at least a bachelor's degree in fields such as business, finance, law, or a related area. Relevant skills include knowledge of regulations and strong attention to detail, and certifications like Certified Compliance & Ethics Professional (CCEP) can enhance job prospects.
More about Compliance Associate jobs

What are the most commonly searched types of Compliance jobs in Wheat Ridge, CO?

The most popular types of Compliance jobs in Wheat Ridge, CO are:

What cities near Wheat Ridge, CO are hiring for Compliance Associate jobs?

Cities near Wheat Ridge, CO with the most Compliance Associate job openings:

Compliance Associate jobs near you

Associate | Legal (Compliance)

KSL Capital Partners

Denver, CO • On-site

Full-time

Re-posted 11 days ago

Job description

KSL CAPITAL PARTNERS - Compliance Associate - Denver, CO


Firm Overview:


KSL Capital Partners, LLC ("KSL") is a leading global private equity firm specializing in travel and leisure enterprises. KSL specializes in investments across five primary sectors: hospitality, recreation, clubs, real estate, and travel services. KSL has approximately $25 billion of assets under management across its equity, debt, and tactical opportunities funds and has completed over 185 investments since 2005. These investments include some of the premier businesses and properties in travel and leisure globally. Today, KSL has offices in Denver, Colorado; Stamford, Connecticut; New York City, New York; and London, England.

To learn more about the firm, please visit https://kslcapital.com/.


Role:

KSL is seeking a full-time Associate to join our Compliance Team. This Associate will work in the Legal & Compliance Department, under the direction of the Chief Compliance Officer, to help maintain the firm's compliance program and drive adherence with applicable laws, regulations, and best regulatory practices. In addition to the Chief Compliance Officer, this individual will collaborate daily with colleagues across the firm's operational areas.

Ideal candidates have broad experience with the Investment Advisers Act of 1940 and an eagerness to play an active role in driving efficiencies in our regulatory compliance program, developing expertise in Compliance testing, systems, and practices, and are driven to grow within a tight-knit, collaborative team with an established SEC-registered investment adviser.


Responsibilities:

  • Testing and Audits - Coordinate and execute compliance testing, including collecting and analyzing data from internal systems to assist with compliance forensic reviews, and recommend corrective actions to strengthen compliance controls.
  • Code of Ethics - Assist with Code compliance and employee preclearance requests, including outside business activities, political contributions, personal trading, gifts and entertainment, etc.
  • AML/KYC - Assist with the implementation, review and ongoing oversight of the firm's AML/KYC program, including data entry, research and escalation of relevant action items.
  • Teamwide Tasks - Support firmwide compliance operations, day-to-day workflow, including ad hoc requests/matters that arise.
  • Special Assignments - Perform other compliance department related duties as directed by the Chief Compliance Officer
  • Systems - Become a proficient user of the firm's compliance management systems and technologies
  • Research - Assist the Chief Compliance Officer in staying up to date with developments in the regulatory landscape, both through regulator releases and emerging industry best practices.


Desired Skills & Experience:

  • Highest standard of personal and professional ethics and integrity
  • A firm grasp of an investment advisory firm's regulatory requirements
  • A firm grasp of theU.S. Securities and Exchange Commission's Investment Advisers Act of 1940
  • Strong written and oral communication skills, as well as keen attention to detail
  • Strong analytical, multitasking, and organizational skills
  • Proactive with an ability to work both independently and in a team environment
  • Self-motivated to enhance their understanding of rules and best practices
  • Strong Excel skills and proficiency in MS Office & Microsoft 365 (Word, PowerPoint, Outlook, SharePoint, Teams) expected.
  • Experience withautomated compliance systems, ComplySci being a plus


Minimum Qualifications:

  • Bachelor's degree; preferably in accounting, finance, business, pre-law, or data analytics
  • 3-5 years of experience working in the compliance department of an investment advisory firm or at a regulatory compliance consultancy, experience working for the SEC would be highly valued


The above statements are intended to describe the general nature and level of work performed by employees assigned to this classification. The statements are not intended to be an exhaustive list of all job duties performed by employees assigned to this classification.

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