Conducting the periodic review and update of risk and independence data and processes (including ... Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment * Strong ...
Conducting the periodic review and update of risk and independence data and processes (including ... Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment * Strong ...
Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)
Hartford, CT · On-site
Work you'll do As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import ... Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment * Strong ...
Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)
Hartford, CT · On-site
Work you'll do As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import ... Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment * Strong ...
Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)
Hartford, CT · On-site
Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment * Strong ... Work you'll do As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import ...
Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)
Hartford, CT · On-site
Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment * Strong ... Work you'll do As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import ...
National Tax Services - Tax R&Q Technology Risk Management - Senior Associate
Hartford, CT · On-site
$77K - $214K/yr
Industry/Sector Not Applicable Specialism IFS - Risk & Quality (R&Q) Management Level Senior Associate & Summary At PwC, our people in risk and compliance focus on maintaining regulatory compliance ...
National Tax Services - Tax R&Q Technology Risk Management - Senior Associate
Hartford, CT · On-site
$77K - $214K/yr
Industry/Sector Not Applicable Specialism IFS - Risk & Quality (R&Q) Management Level Senior Associate & Summary At PwC, our people in risk and compliance focus on maintaining regulatory compliance ...
Senior IT Risk Officer
Hartford, CT · Hybrid
What You Bring * 8+ years of experience in IT audit, IT compliance, technology risk management, or a related field, ideally within insurance, reinsurance, banking, financial services, or another ...
Senior IT Risk Officer
Hartford, CT · Hybrid
What You Bring * 8+ years of experience in IT audit, IT compliance, technology risk management, or a related field, ideally within insurance, reinsurance, banking, financial services, or another ...
Senior IT Risk Officer
Hartford, CT · On-site
What You Bring * 8+ years of experience in IT audit, IT compliance, technology risk management, or a related field, ideally within insurance, reinsurance, banking, financial services, or another ...
Senior IT Risk Officer
Hartford, CT · On-site
What You Bring * 8+ years of experience in IT audit, IT compliance, technology risk management, or a related field, ideally within insurance, reinsurance, banking, financial services, or another ...
OTHER FUNCTIONS • Participates in enterprise risk management and business continuity planning initiatives. • Represents the organization in industry groups, regulatory discussions, and compliance ...
OTHER FUNCTIONS • Participates in enterprise risk management and business continuity planning initiatives. • Represents the organization in industry groups, regulatory discussions, and compliance ...
This role supports all aspects of designing, implementing, and reporting on the Internal Audit, Compliance, and Privacy Work Plans including the annual Enterprise Risk Management Program, Conflict of ...
This role supports all aspects of designing, implementing, and reporting on the Internal Audit, Compliance, and Privacy Work Plans including the annual Enterprise Risk Management Program, Conflict of ...
This role supports all aspects of designing, implementing, and reporting on the Internal Audit, Compliance, and Privacy Work Plans including the annual Enterprise Risk Management Program, Conflict of ...
This role supports all aspects of designing, implementing, and reporting on the Internal Audit, Compliance, and Privacy Work Plans including the annual Enterprise Risk Management Program, Conflict of ...
OTHER FUNCTIONS ● Participates in enterprise risk management and business continuity planning initiatives. ● Represents the organization in industry groups, regulatory discussions, and compliance ...
Quick apply
OTHER FUNCTIONS ● Participates in enterprise risk management and business continuity planning initiatives. ● Represents the organization in industry groups, regulatory discussions, and compliance ...
You will partner with Finance, HR, Employee Relations, Risk Management, Security, Ethics, Supply Chain, Legal, and Compliance to resolve issues, strengthen controls, and advance smarter ways of ...
You will partner with Finance, HR, Employee Relations, Risk Management, Security, Ethics, Supply Chain, Legal, and Compliance to resolve issues, strengthen controls, and advance smarter ways of ...
This role supports all aspects of designing, implementing, and reporting on the Internal Audit, Compliance, and Privacy Work Plans including the annual Enterprise Risk Management Program, Conflict of ...
This role supports all aspects of designing, implementing, and reporting on the Internal Audit, Compliance, and Privacy Work Plans including the annual Enterprise Risk Management Program, Conflict of ...
Vice President of Quality
New Britain, CT · On-site
Manage day-to-day clinical and regulatory risk management activities. * Oversee incident reporting systems, ensuring timely investigation and resolution. * Coordinate with legal, compliance, and ...
Vice President of Quality
New Britain, CT · On-site
Manage day-to-day clinical and regulatory risk management activities. * Oversee incident reporting systems, ensuring timely investigation and resolution. * Coordinate with legal, compliance, and ...
You will partner with Finance, HR, Employee Relations, Risk Management, Security, Ethics, Supply Chain, Legal, and Compliance to resolve issues, strengthen controls, and advance smarter ways of ...
You will partner with Finance, HR, Employee Relations, Risk Management, Security, Ethics, Supply Chain, Legal, and Compliance to resolve issues, strengthen controls, and advance smarter ways of ...
Vice President of Quality
New Britain, CT · On-site
Manage day-to-day clinical and regulatory risk management activities. * Oversee incident reporting systems, ensuring timely investigation and resolution. * Coordinate with legal, compliance, and ...
Vice President of Quality
New Britain, CT · On-site
Manage day-to-day clinical and regulatory risk management activities. * Oversee incident reporting systems, ensuring timely investigation and resolution. * Coordinate with legal, compliance, and ...
Trade Compliance Analyst
New Haven, CT · On-site +1
This role reports to the Senior Manager of Trade Compliance and Data Analytics. * Support the Trade ... Risk Reduction and Savings: * Support relationships with customs brokers and conduct broker audits ...
Trade Compliance Analyst
New Haven, CT · On-site +1
This role reports to the Senior Manager of Trade Compliance and Data Analytics. * Support the Trade ... Risk Reduction and Savings: * Support relationships with customs brokers and conduct broker audits ...
Trade Compliance Analyst
New Haven, CT · On-site
This role reports to the Senior Manager of Trade Compliance and Data Analytics. * Support the Trade ... Risk Reduction and Savings: * Support relationships with customs brokers and conduct broker audits ...
Trade Compliance Analyst
New Haven, CT · On-site
This role reports to the Senior Manager of Trade Compliance and Data Analytics. * Support the Trade ... Risk Reduction and Savings: * Support relationships with customs brokers and conduct broker audits ...
Director, Legal
Bethany, CT · On-site +1
Regulatory Compliance & Risk Management: * In collaboration with the Enterprise risk and Audit director, ensure the company's adherence to relevant local, state, and federal laws, as well as industry ...
Director, Legal
Bethany, CT · On-site +1
Regulatory Compliance & Risk Management: * In collaboration with the Enterprise risk and Audit director, ensure the company's adherence to relevant local, state, and federal laws, as well as industry ...
HR Compliance Asst Director
Hartford, CT · On-site
The position is also responsible for proactively managing risk and continuously improving compliance processes. The role partners closely with the Law Department, HR, and key business and functional ...
HR Compliance Asst Director
Hartford, CT · On-site
The position is also responsible for proactively managing risk and continuously improving compliance processes. The role partners closely with the Law Department, HR, and key business and functional ...
HR Compliance Asst Director
Hartford, CT · On-site +1
The position is also responsible for proactively managing risk and continuously improving compliance processes. The role partners closely with the Law Department, HR, and key business and functional ...
HR Compliance Asst Director
Hartford, CT · On-site +1
The position is also responsible for proactively managing risk and continuously improving compliance processes. The role partners closely with the Law Department, HR, and key business and functional ...
Compliance And Risk Management information
See Portland, CT salary details
$39K - $49.9K
3% of jobs
$49.9K - $60.8K
9% of jobs
$69.9K is the 25th percentile. Wages below this are outliers.
$60.8K - $71.7K
16% of jobs
$71.7K - $82.6K
18% of jobs
The median wage is $86.3K / yr.
$82.6K - $93.5K
13% of jobs
$93.5K - $104.4K
12% of jobs
$111.4K is the 75th percentile. Wages above this are outliers.
$104.4K - $115.3K
7% of jobs
$115.3K - $126.3K
5% of jobs
$126.3K - $137.2K
9% of jobs
$137.2K - $148.1K
4% of jobs
$148.1K - $159K
4% of jobs
$39K
$96.3K
$159K
How much do compliance and risk management jobs pay per year?
What is the difference between Compliance And Risk Management vs Compliance Officer?
| Aspect | Compliance And Risk Management | Compliance Officer |
|---|---|---|
| Certifications | CRCMP, CCEP, CRM | CCEP, CAMS, CRCMP |
| Work Environment | Corporate, financial, healthcare sectors | Regulatory agencies, corporations, financial institutions |
| Employer Usage | Develops policies, manages risks, ensures overall compliance | Monitors adherence to regulations, audits, enforces compliance |
Compliance and Risk Management professionals focus on identifying, assessing, and mitigating risks while ensuring compliance across organizational processes. Compliance Officers primarily concentrate on implementing and monitoring adherence to specific regulations and policies. Both roles require similar certifications and often work in overlapping environments, but Compliance and Risk Management has a broader scope including risk mitigation strategies.
Is compliance and risk management a good career?
What does a compliance and risk management do?
Full-time
Posted 19 days ago
Deloitte rating
8.2
Based on 93 frontline employees who took The Breakroom Quiz
46th of 152 rated financial services
Job description
As part of the ICN group, you will help the Deloitte US Firms remain independent - unbiased and free from conflicts of interest - when providing services to clients. Independence requirements are defined by specific sets of policies, external rules, and regulations, so maintaining both the independence of the Deloitte US Firms and personal independence is critical to the business and reputation of Deloitte.
Recruiting for this role ends on 8/31/2026.
Work you'll do
Specialists in our group have a challenging opportunity for high visibility and frequent consultation with senior technical partners and leaders in addressing independence-related issues. As a specialist, you will participate in a team responsible for our centralized system for monitoring independence from attest clients. You will also be an active participant in handling the timely update and completion of independence checks, processes, and systems. In addition, you will assist in consultations with engagement teams to evaluate and apply independence policy. The success of the role involves:
- Working closely with partners and engagement team members on policy consultations and business requirements involving the independence systems.
- Undertaking independence processes and assigned projects.
- Conducting the periodic review and update of risk and independence data and processes (including process improvement).
- Attending policy-setting meetings aimed at developing guidance to address emerging issues.
- Drafting internal correspondence aimed at growing awareness of the auditor independence rules and implications of new U.S. Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and American Institute of Certified Public Accountants (AICPA) rulings.
A successful candidate would possess these skills:
- Ability to work independently and collaborate as part of a team
- Effective written and verbal communication skills
- Meticulous attention to detail and quality of work product
- Ability to build and sustain professional relationships
- Ability to lead projects or workstreams
- Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
- Strong interpersonal skills and professional demeanor
- Ability to meet deadlines
- Ability to provide clear guidance to others
The team
As part of Risk & Brand Protection, the Independence & Conflicts Network (ICN) DESC team performs a critical quality and risk-management function for the Deloitte US Entities.
Qualifications
Required:
- A bachelor's degree or equivalent
- 3+ years of work experience
- Proficiency in Microsoft Office products, including Excel, Word, and PowerPoint
- Ability to travel 0-10%, on average, based on the work you do and the clients and industries/sectors you serve
- Must be legally authorized to work in the United States without the need for employer sponsorship, now or at any time in the future
Preferred:
- Public accounting or financial services experience
- Project team experience
- Independence requirements experience
For individuals assigned and/or hired to work in California, Cleveland, Colorado, Hawaii, Illinois, New Jersey, Maryland, Massachusetts, Minnesota, Nevada, New York state, Washington State, and Washington, DC, Deloitte is required by law to include a reasonable estimate of the compensation range for this role. This compensation range is specific to {insert location} and takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $63,000 to $116,000.
You may also be eligible to participate in a discretionary annual incentive program, subject to the rules governing the program, whereby an award, if any, depends on various factors, including, without limitation, individual and organizational performance.
EA_ExpHire
EA_RBP_ExpHire
Qualifications:As part of the ICN group, you will help the Deloitte US Firms remain independent - unbiased and free from conflicts of interest - when providing services to clients. Independence requirements are defined by specific sets of policies, external rules, and regulations, so maintaining both the independence of the Deloitte US Firms and personal independence is critical to the business and reputation of Deloitte.
Recruiting for this role ends on 8/31/2026.
Work you'll do
Specialists in our group have a challenging opportunity for high visibility and frequent consultation with senior technical partners and leaders in addressing independence-related issues. As a specialist, you will participate in a team responsible for our centralized system for monitoring independence from attest clients. You will also be an active participant in handling the timely update and completion of independence checks, processes, and systems. In addition, you will assist in consultations with engagement teams to evaluate and apply independence policy. The success of the role involves:
- Working closely with partners and engagement team members on policy consultations and business requirements involving the independence systems.
- Undertaking independence processes and assigned projects.
- Conducting the periodic review and update of risk and independence data and processes (including process improvement).
- Attending policy-setting meetings aimed at developing guidance to address emerging issues.
- Drafting internal correspondence aimed at growing awareness of the auditor independence rules and implications of new U.S. Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and American Institute of Certified Public Accountants (AICPA) rulings.
A successful candidate would possess these skills:
- Ability to work independently and collaborate as part of a team
- Effective written and verbal communication skills
- Meticulous attention to detail and quality of work product
- Ability to build and sustain professional relationships
- Ability to lead projects or workstreams
- Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
- Strong interpersonal skills and professional demeanor
- Ability to meet deadlines
- Ability to provide clear guidance to others
The team
As part of Risk & Brand Protection, the Independence & Conflicts Network (ICN) DESC team performs a critical quality and risk-management function for the Deloitte US Entities.
Qualifications
Required:
- A bachelor's degree or equivalent
- 3+ years of work experience
- Proficiency in Microsoft Office products, including Excel, Word, and PowerPoint
- Ability to travel 0-10%, on average, based on the work you do and the clients and industries/sectors you serve
- Must be legally authorized to work in the United States without the need for employer sponsorship, now or at any time in the future
Preferred:
- Public accounting or financial services experience
- Project team experience
- Independence requirements experience
For individuals assigned and/or hired to work in California, Cleveland, Colorado, Hawaii, Illinois, New Jersey, Maryland, Massachusetts, Minnesota, Nevada, New York state, Washington State, and Washington, DC, Deloitte is required by law to include a reasonable estimate of the compensation range for this role. This compensation range is specific to {insert location} and takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $63,000 to $116,000.
You may also be eligible to participate in a discretionary annual incentive program, subject to the rules governing the program, whereby an award, if any, depends on various factors, including, without limitation, individual and organizational performance.
EA_ExpHire
EA_RBP_ExpHire
Education:Bachelor's DegreeEmployment Type:About Deloitte
Sourced by ZipRecruiter
Industry
Finance and insurance and business management consulting
Company size
10,000+ Employees
Headquarters location
Orlando, FL, US