Legal Senior Associate
$200K - $225K/yr
... ERISA, CFTC, etc) and working alongside the Compliance team on such regulatory issues ... Candidate must complete Continuing Legal Education (CLE) requirements (New York attorneys must ...
$200K - $225K/yr
... ERISA, CFTC, etc) and working alongside the Compliance team on such regulatory issues ... Candidate must complete Continuing Legal Education (CLE) requirements (New York attorneys must ...
$200K - $225K/yr
... ERISA, CFTC, etc) and working alongside the Compliance team on such regulatory issues ... Candidate must complete Continuing Legal Education (CLE) requirements (New York attorneys must ...
And long after the capital raising is complete, Latham capital markets lawyers leverage the firm ... mix of Dodd-Frank, CFTC and SEC regulations coupled with derivatives transactions involving ...
And long after the capital raising is complete, Latham capital markets lawyers leverage the firm ... mix of Dodd-Frank, CFTC and SEC regulations coupled with derivatives transactions involving ...
$196K - $248K/yr
... CFTC developments, etc.) and proactively translate them into technical and operational requirements for the platform. Who You Are * A seasoned regulatory attorney with 4+ years of experience in ...
$196K - $248K/yr
... CFTC developments, etc.) and proactively translate them into technical and operational requirements for the platform. Who You Are * A seasoned regulatory attorney with 4+ years of experience in ...
$150K - $185K/yr
... CFTC-registered, non-U.S. swaps dealer, and NatWest Markets Securities Inc., a U.S.-based broker ... supervising lawyer, and various business lines to prioritize work. * Act as a first point of ...
$150K - $185K/yr
... CFTC-registered, non-U.S. swaps dealer, and NatWest Markets Securities Inc., a U.S.-based broker ... supervising lawyer, and various business lines to prioritize work. * Act as a first point of ...
... with senior attorneys regarding issues relating to the Investment Advisers Act as well as other rules & regulations impacting investment advisers (e.g., CFTC rules). Role Summary * Requires ...
... with senior attorneys regarding issues relating to the Investment Advisers Act as well as other rules & regulations impacting investment advisers (e.g., CFTC rules). Role Summary * Requires ...
New York, NY · On-site
$260K - $380K/yr
Coordinate with compliance teams using AI agents to ensure fund structures align with SEC, CFTC, ERISA and other applicable requirements. * Knowledge Management: Leverage AI tools to capture ...
New
New York, NY · On-site
$260K - $380K/yr
Coordinate with compliance teams using AI agents to ensure fund structures align with SEC, CFTC, ERISA and other applicable requirements. * Knowledge Management: Leverage AI tools to capture ...
New
... exceptional lawyer. If you aspire to be the best, this is where you belong.About the Practice ... mix of Dodd-Frank, CFTC and SEC regulations coupled with derivatives transactions involving ...
... exceptional lawyer. If you aspire to be the best, this is where you belong.About the Practice ... mix of Dodd-Frank, CFTC and SEC regulations coupled with derivatives transactions involving ...
Miami, FL · On-site
Supervising a variety of regulatory filings with the SEC, CFTC / NFA, and other international ... a practicing funds lawyer, with in-depth knowledge of the Investment Advisers Act of 1940.
Miami, FL · On-site
Supervising a variety of regulatory filings with the SEC, CFTC / NFA, and other international ... a practicing funds lawyer, with in-depth knowledge of the Investment Advisers Act of 1940.
New York, NY · Hybrid
$210K - $255K/yr
Reporting to the Senior Director and Associate General Counsel, this senior attorney will serve as ... SEC, CFTC, GDPR, U.S. export control laws, OFAC requirements, IOSCO principles, and BMR (index ...
New York, NY · Hybrid
$210K - $255K/yr
Reporting to the Senior Director and Associate General Counsel, this senior attorney will serve as ... SEC, CFTC, GDPR, U.S. export control laws, OFAC requirements, IOSCO principles, and BMR (index ...
Wells Fargo is seeking an Equity Derivatives Attorney to join its legal team, providing expert ... OCC, and CFTC * Experience providing legal advice and support in connection with risk and ...
Wells Fargo is seeking an Equity Derivatives Attorney to join its legal team, providing expert ... OCC, and CFTC * Experience providing legal advice and support in connection with risk and ...
Supervising a variety of regulatory filings with the SEC, CFTC / NFA, and other international ... a practicing funds lawyer, with in-depth knowledge of the Investment Advisers Act of 1940.
Supervising a variety of regulatory filings with the SEC, CFTC / NFA, and other international ... a practicing funds lawyer, with in-depth knowledge of the Investment Advisers Act of 1940.
New York, NY · Hybrid
$210K - $255K/yr
Reporting to the Senior Director and Associate General Counsel, this senior attorney will serve as ... SEC, CFTC, GDPR, U.S. export control laws, OFAC requirements, IOSCO principles, and BMR (index ...
New York, NY · Hybrid
$210K - $255K/yr
Reporting to the Senior Director and Associate General Counsel, this senior attorney will serve as ... SEC, CFTC, GDPR, U.S. export control laws, OFAC requirements, IOSCO principles, and BMR (index ...
The GBA LEGAL team is also part of a global team of financing attorneys: the Financing LEGAL ... Not Applicable CFTC Swap Dealer Associated Person (if yes, NFA Swaps Proficiency Program is ...
The GBA LEGAL team is also part of a global team of financing attorneys: the Financing LEGAL ... Not Applicable CFTC Swap Dealer Associated Person (if yes, NFA Swaps Proficiency Program is ...
... mix of Dodd-Frank, CFTC and SEC regulations coupled with derivatives transactions involving ... Corporate@LW.com Additional Information Investing in the well-being of our lawyers and staff is ...
... mix of Dodd-Frank, CFTC and SEC regulations coupled with derivatives transactions involving ... Corporate@LW.com Additional Information Investing in the well-being of our lawyers and staff is ...
Manhattan, NY · On-site
Regulatory enforcement (SEC, DOJ, FINRA, CFTC, state AGs) * Internal investigations and compliance matters * Trade secrets, unfair competition, and business torts * Appellate litigation and trial ...
Manhattan, NY · On-site
Regulatory enforcement (SEC, DOJ, FINRA, CFTC, state AGs) * Internal investigations and compliance matters * Trade secrets, unfair competition, and business torts * Appellate litigation and trial ...
Chicago, IL · Hybrid
$45 - $55/hr
Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Prepare and file regulatory registration forms with the SEC, CFTC and NFA, including RIA and CPO ...
Chicago, IL · Hybrid
$45 - $55/hr
Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Prepare and file regulatory registration forms with the SEC, CFTC and NFA, including RIA and CPO ...
Denver, CO · Hybrid
$45 - $55/hr
Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Prepare and file regulatory registration forms with the SEC, CFTC and NFA, including RIA and CPO ...
Denver, CO · Hybrid
$45 - $55/hr
Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Prepare and file regulatory registration forms with the SEC, CFTC and NFA, including RIA and CPO ...
Indianapolis, IN · Hybrid
$45 - $55/hr
Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Prepare and file regulatory registration forms with the SEC, CFTC and NFA, including RIA and CPO ...
Indianapolis, IN · Hybrid
$45 - $55/hr
Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Prepare and file regulatory registration forms with the SEC, CFTC and NFA, including RIA and CPO ...
Minneapolis, MN · Hybrid
$45 - $55/hr
Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Prepare and file regulatory registration forms with the SEC, CFTC and NFA, including RIA and CPO ...
Minneapolis, MN · Hybrid
$45 - $55/hr
Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Prepare and file regulatory registration forms with the SEC, CFTC and NFA, including RIA and CPO ...
Chicago, IL · Hybrid
$45 - $55/hr
Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Prepare and file regulatory registration forms with the SEC, CFTC and NFA, including RIA and CPO ...
Chicago, IL · Hybrid
$45 - $55/hr
Work alongside top lawyers and legal professionals to make a difference servicing our clients. Join ... Prepare and file regulatory registration forms with the SEC, CFTC and NFA, including RIA and CPO ...
$46K - $57.5K
2% of jobs
$57.5K - $69K
6% of jobs
$80K is the 25th percentile. Wages below this are outliers.
$69K - $80.5K
17% of jobs
$80.5K - $92K
15% of jobs
The median wage is $99K / yr.
$92K - $103.5K
15% of jobs
$103.5K - $115K
11% of jobs
$123.9K is the 75th percentile. Wages above this are outliers.
$115K - $126.5K
11% of jobs
$126.5K - $138K
9% of jobs
$138K - $149.5K
6% of jobs
$149.5K - $161K
5% of jobs
$161K - $172.5K
2% of jobs
$46K
$108.2K
$172.5K
| Aspect | Cftc Attorney | Commodity Compliance Specialist |
|---|---|---|
| Credentials | Law degree, bar admission, CFTC-related certifications | Relevant certifications, compliance training, industry experience |
| Work Environment | Legal firms, regulatory agencies, financial institutions | Trading firms, brokerages, financial services companies |
| Employer & Industry Usage | Legal and regulatory sectors within commodities and derivatives | Financial trading, risk management, compliance departments |
While both roles focus on commodities regulation, a Cftc Attorney primarily provides legal advice and handles regulatory compliance from a legal perspective. In contrast, a Commodity Compliance Specialist focuses on implementing compliance programs and monitoring trading activities. Both roles require industry knowledge, but the attorney's role emphasizes legal expertise, whereas the specialist emphasizes practical compliance management.

$200K - $225K/yr
Other
Posted 20 days ago
Purpose of Position
The overall purpose of the role at Pantheon is to provide in-house legal advice and support to the business by assisting with the establishment and fundraising of Pantheon funds and separate account programmes, assisting with general corporate group, regulatory and compliance matters and assisting the various investment team divisions with investment related work.
Key Responsibilities
Fund Raising:
Corporate and Regulatory:
Investment Work:
Knowledge and Experience Required
Expected base salary range:Â $200,000 - 225,000
Actual base salary is determined by a range of factors including individual experience, skills and qualifications.Â
In addition to the above salary, Pantheon offers a generous employee benefits package and successful candidates are eligible to receive a discretionary bonus
.