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Broker Dealer Accountant Jobs (NOW HIRING)

BBVA

Broker-Dealer Accounting Senior Analyst

New York, NY · On-site

$100K - $110K/yr

S. broker-dealer subsidiary of a global financial services group based out of Spain. Accounting ... Strong analytical and problem-solving skills Preferred * CPA or on track * Familiarity with fixed ...

SEI Investments

Broker Dealer Analyst

Oaks, PA

Individuals must work with the National Broker Dealer Sales staff, Advisor Network Sales Team, and ... Accounting, Finance or Business related field. * Knowledge of Microsoft Office products including ...

Keybank

Senior Accountant, Broker-Dealer

Brooklyn, OH · Hybrid

$69K - $105K/yr

Perform General Accounting tasks for all payroll related activities * Perform moderate to complex reconciliations, fundings or settlements * Resolve moderate to complex reconciliation exceptions

KeyBank

Senior Accountant, Broker-Dealer

Brooklyn, OH · On-site

$69K - $105K/yr

Perform General Accounting tasks for all payroll related activities * Perform moderate to complex reconciliations, fundings or settlements * Resolve moderate to complex reconciliation exceptions

Keybank

Senior Accountant, Broker-Dealer

Amherst, NY · Hybrid

$69K - $105K/yr

Perform General Accounting tasks for all payroll related activities * Perform moderate to complex reconciliations, fundings or settlements * Resolve moderate to complex reconciliation exceptions

KeyCorp

Senior Accountant, Broker-Dealer

Brooklyn, OH · On-site

$69K - $105K/yr

Perform General Accounting tasks for all payroll related activities * Perform moderate to complex reconciliations, fundings or settlements * Resolve moderate to complex reconciliation exceptions

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Broker Dealer Accountant information

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$34K

$68.3K

$108.5K

How much do broker dealer accountant jobs pay per year?

As of Sep 12, 2026, the average yearly pay for broker dealer accountant in the United States is $68,326.00, according to ZipRecruiter salary data. Most workers in this role earn between $53,500.00 and $78,500.00 per year, depending on experience, location, and employer.

What is a broker dealer accountant?

A Broker Dealer Accountant is responsible for managing financial records, regulatory filings, and compliance reporting for brokerage firms. They ensure accuracy in financial statements, track transactions, and adhere to SEC and FINRA regulations. Their duties often include reconciling accounts, preparing audits, and ensuring that the firm meets capital requirements. Strong knowledge of accounting principles, financial regulations, and brokerage operations is essential for this role.

What are the typical daily responsibilities of a broker dealer accountant?

As a Broker Dealer Accountant, your daily tasks often include reconciling accounts, preparing financial statements, and ensuring compliance with relevant regulations such as those set by the SEC and FINRA. You will likely be responsible for recording trades, maintaining ledgers, supporting audits, and regularly collaborating with compliance officers and trading teams. You may also assist in preparing regulatory filings and reviewing internal controls to safeguard the firm's financial integrity. This role requires balancing routine accounting duties with dynamic, fast-paced problem-solving within the financial services environment.

What are the key skills and qualifications needed to thrive as a broker dealer accountant?

A Broker Dealer Accountant needs a solid background in accounting principles, financial analysis, and regulatory compliance, often requiring a degree in accounting or finance and relevant industry experience. Familiarity with SEC and FINRA regulations, proficiency in accounting software (such as QuickBooks, Oracle, or specialized broker-dealer systems), and sometimes certifications like CPA are highly beneficial. Attention to detail, strong organizational skills, and effective communication stand out as essential soft skills for this role. These competencies are vital to ensure accurate financial reporting, maintain regulatory compliance, and effectively support the operational needs of a broker-dealer firm.

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Broker Dealer Accountant jobs near you
Infographic showing various Broker Dealer Accountant job openings in the United States as of September 2026, with employment types broken down into 95% Full Time, and 5% Part Time. Highlights an 88% Physical, 3% Hybrid, and 9% Remote job distribution, with an average salary of $68,326 per year, or $32.8 per hour.

Accountant - Broker Dealer Accounting

New York, NY • On-site

Societe Generale
See more jobs at Societe Generaleexternal

Full-time

Medical, Dental, Vision, Retirement

Re-posted 9 days ago

Job description

We are seeking a highly motivated and analytical staff accountant within the Finance department of U.S. broker-dealer. This role is vital for enhancing our broker-dealer accounting processes including monthly and quarterly closing, account reconciliation and certification, preparation of financial reports and annual audited financial statements and related supporting schedules, including providing support for internal and external audits.  The position also requires all aspects of accounting support to management reporting, tax schedules and FOCUS reports as well as ancillary regulatory reporting that are required for an introducing broker. 

The ideal candidate would possess strong analytical skills and is able to collaborate with all levels of cross-functional Bernstein stakeholders, including C-suite senior management.  As a Broker Dealer Accountant, you will:

      Prepare accounting journal entries related to our broker dealers to close the ledgers each month.

       Assist with preparing monthly and quarterly analytical reviews and reconciliations of general ledger accounts.

       Assist with preparation of financial statements and provide information for the Company's SEC FOCUS reports

       Assist with preparation of the company's annual audited financial statements for our external auditors including Footnotes.

       Liaise with Accounts Payable and HR Accounting for various expense topics and work on resolution of issues.

       Liaise with various internal (i.e., trading, sales, legal and operations) and external colleagues as needed.

       Maintain reporting procedures to comply with internal control requirements as well as permanent supervision controls

       Assist in the monitoring of the firm's cash balances and support treasury operations (FX trade, funding, etc.)

       Assist in ad hoc projects as required by the CFO

      Maintain a strong focus on communication and relationship-building across departments.

The role is eligible for an annual discretionary bonus and includes a competitive benefits package including 401(k) plan with company match, Medical/Dental/Vision, and other benefits for fertility, wellness, student loans and commuters.

Basic

      Bachelor's degree in accounting (or related field)

      3 years of broker-dealer accounting experience

      Exceptional skills in Excel and PowerPoint

      Hands on experience in broker-dealer book closing and compiling financial statements

      Knowledge of broker-dealer accounting and regulations applied to introducing brokers

      Proficiency in data analysis and interpretation

      Well-organized with the ability to prioritize workloads depending on delivery timelines

      Attention to detail and problem-solving skills

      Outstanding communication skills

      Proven ability to work in a global organization and oversee work produced in offshore / nearshore locations

      Positive, proactive attitude with a strong willingness to learn and grow.

 

Preferred

      CPA (or CPA track)

      Series 27 licensed (or willing to obtain one)

      Proficiency in data analytics tools (Power BI, Alteryx)

      Comfort with ambiguity and a strong passion for problem-solving.

      Interest in AI technologies and a desire to explore their applications in enhancing workflow efficiencies.

Apply