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Average Series 7 Jobs (NOW HIRING)

Financial Advisor

Wall, NJ · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Richmond, VA · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Baltimore, MD · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Leawood, KS · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Williamsville, NY · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

New Haven, CT · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Seattle, WA · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Boca Raton, FL · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Miami, FL · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Durham, NC · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Jersey City, NJ · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Lafayette, LA · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Rosemont, IL · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Dallas, TX · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Financial Advisor

Reston, VA · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

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Showing results 1-20

Average Series 7 information

See salary details

$53K

$97.1K

$133.5K

How much do average series 7 jobs pay per year?

As of Jun 16, 2026, the average yearly pay for average series 7 in the United States is $97,136.00, according to ZipRecruiter salary data. Most workers in this role earn between $80,000.00 and $108,500.00 per year, depending on experience, location, and employer.

What professions make $500,000 a year?

Professionals with the Series 7 license, such as financial advisors and stockbrokers, can earn $500,000 or more annually through commissions, client assets, and bonuses. High-performing individuals in investment banking, hedge funds, and executive roles in finance also often reach this income level, especially with experience and a strong client base.

What jobs do you get with a Series 7?

A Series 7 license qualifies individuals to work as registered representatives, allowing them to sell a wide range of securities such as stocks, bonds, mutual funds, and options. Common jobs include stockbroker, financial advisor, and securities trader, often requiring strong sales skills and knowledge of financial products.

How many financial advisors make $500,000 a year?

While some experienced financial advisors, including those with Series 7 certification, can earn $500,000 or more annually, such high earnings are typically achieved through a combination of high client assets, commissions, and bonuses. Most financial advisors earn a median income significantly lower, with top performers in the industry reaching higher compensation levels based on performance and client base.

What is the Series 7 license and why is it important?

The Series 7 license, officially known as the General Securities Representative Qualification Examination, is a certification required for individuals who wish to sell a broad range of securities, such as stocks, bonds, and mutual funds, in the United States. Passing the Series 7 exam demonstrates that a financial professional has the knowledge and qualifications to advise clients and execute trades. This license is essential for many roles in the financial services industry, including stockbrokers and investment advisers. Holding a Series 7 license often increases job opportunities and credibility in the finance sector.

What are some common challenges faced by professionals preparing for the Series 7 exam, and how can these be overcome?

Preparing for the Series 7 exam can be demanding due to the vast amount of material and the complexity of some concepts, particularly in areas like options, municipal securities, and regulations. Many candidates find balancing study time with work responsibilities challenging. To overcome these obstacles, it's helpful to create a structured study schedule, utilize reputable prep materials, and join study groups or seek mentorship from colleagues who have recently passed. Regular practice exams can also build confidence and highlight areas needing improvement.

What is the difference between Average Series 7 vs Stock Broker?

AspectAverage Series 7Stock Broker
CertificationsSeries 7 license requiredSeries 7 license typically required
Work EnvironmentFinancial firms, brokerage housesFinancial firms, brokerage houses
Job RoleQualifies to sell securities and investmentsProvides investment advice and sells securities
Industry UsageStandard licensing for securities salesCommonly used term for licensed securities agents

Both Average Series 7 and Stock Broker roles require the Series 7 license and involve working in financial firms. The term 'Stock Broker' is often used interchangeably with licensed securities agents who sell investments, while 'Average Series 7' refers to the licensing exam and qualification level. Essentially, a stock broker is someone who has passed the Series 7 exam and is licensed to sell securities.

How much do people with a Series 7 make?

Individuals with a Series 7 license, such as stockbrokers or financial advisors, typically earn an average annual salary ranging from $50,000 to $85,000, with experienced professionals earning higher. Compensation often includes commissions, bonuses, and other incentives based on sales performance and client assets managed.

What are the key skills and qualifications needed to thrive as a Series 7 licensed financial professional, and why are they important?

To excel as a Series 7 licensed financial professional, you need a solid understanding of securities markets, investment products, and financial regulations, typically supported by passing the FINRA Series 7 exam. Familiarity with trading platforms, CRM software, and compliance systems is essential for managing client accounts and ensuring regulatory adherence. Strong interpersonal skills, ethical judgment, and persuasive communication set top performers apart in building client relationships and trust. These skills and qualifications are critical for providing sound investment advice, maintaining regulatory compliance, and achieving client satisfaction in a competitive financial environment.
What cities are hiring for Average Series 7 jobs? Cities with the most Average Series 7 job openings:
Financial Advisor

$61K - $250K/yr

Full-time

Medical, Dental, Vision, Life, Retirement

Posted 21 hours ago


Northwestern Mutual rating

8.0

Company rating: 8.0 out of 10

Based on 71 frontline employees who took The Breakroom Quiz

146th of 261 rated insurance


Job description

Overview
Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path to becoming a financial advisor, you start as a financial representative focused on client-building and obtaining licenses. Our award-winning training programs equip you with the education, skill-building, and development strategies you need to be successful in building a financial planning practice that focuses on:
Planning Experience • Asset & Income Protection • Education Funding • Investment & Advisory Services • Trust Services • Retirement Solutions • Business Needs Analysis
Northwestern Mutual's proprietary planning software helps you educate your clients and deliver holistic financial plans-including investments for growth, insurance for protection, and annuities for guaranteed income in retirement-that helps you have a bigger impact on your clients and community. Becoming a business owner allows you to shape your workday around your life and achieve uncapped earning potential through a performance-based compensation structure.
We believe there's more than one way to start, build, and grow your practice. As an entrepreneur, you can build your business in a way that aligns with your long-term vision and goals like opening an office, joining a sophisticated team, or becoming an advanced advisor.
Responsibilities
As a financial advisor, you will:
  • Grow your client base by making new connections, maintaining a strong referral network, and providing a great client experience
  • Build personalized, holistic financial plans tailored to every client's unique needs
  • Manage your client's financial plans to help them achieve their goals
  • Grow relationships with clients to support them through every stage of life

Training, licensing & designations
Northwestern Mutual has been recognized for maintaining one of the best-trained sales forces in the country. We are committed to your continued training and development throughout your career. That starts with our award-winning curriculum designed to support your first three years in the business. In the program, you'll hear from industry experts, learn the art of client acquisition to drive longevity in the career, and have access to our national network of tenured financial advisors to learn the business through first-hand experience.
To become a financial advisor, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.
Compensation & Benefits
  • Performance-based earnings and revenue1:
    • Average advisor annual earnings of $61K-$119K (based on 2018-2023 company average for representatives in the first 3 years)
    • Top 25% advisor annual earnings of $137K-$250K (based on 2018-2023 company data for top quartile advisors in the first 3 years)
  • Additional income structure to support training and early development
  • Renewal income earned for continued client support and policy management
  • Bonus programs and expense allowances
  • Support for insurance licensing, Securities Industry Essentials®, Series 6, Series 7, Series 63, and more
  • Certified Financial Planner® licensing support2
  • Fully company-funded retirement package and pension plan
  • Competitive and comprehensive medical, vision, and dental plans
  • Life Insurance and Disability Income Insurance
  • Parental benefits at every stage of family planning #LI-Onsite

Qualifications
You could be right for this opportunity if you have:
  • Bachelor's degree
  • Entrepreneurial ambitions to be a business owner
  • History of success in relationship-building or client-facing roles
  • Excellent time-management skills
  • Desire for continuous learning and collaboration
  • Proficient critical thinking skills
  • Strong communicator
  • Strong sense of motivation and drive
  • Legal authorization to work in the US without sponsorship

Our Financial Advisors are valued partners and proud business owners. As such, they are considered independent contractors3 for income tax purposes, and a statutory employee for Federal Insurance Contributions Act (FICA) tax purposes.
Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC (NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. NM and its subsidiaries are in Milwaukee, WI.
*Individuals are required to have a minimum of three years of service at Northwestern Mutual to qualify for the designation pre-payment and reimbursement program.
1No level of income is guaranteed. As used here, "revenue" includes exclusively First Year and Renewal Commissions, Bonuses, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company commissions and fees, Strategic Employee Benefits Services commissions, and Expense Allowances. Data uses average revenue from 2018-2023; included revenue was positive and not equal to 0 and earned by full time, active Financial Representatives producing for the entire year each of the years data was used. First year range is $271.73 - $2,923,976.22. Source: Northwestern Mutual, 2024
2Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.
3Northwestern Mutual Financial Representatives are Independent Contractors whose income is based on production. If offered to apply for approval of a contract to become a Northwestern Mutual Financial Representative, a national criminal background check is required. Should the background check results provide information which would not allow someone to work for Northwestern Mutual, approval for contract will be withdrawn.
Pay Range
USD $61,000.00 - USD $250,000.00 /Yr.

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About Northwestern Mutual

Sourced by ZipRecruiter

Northwestern Mutual has been helping families and businesses achieve financial security for over 160 years through a distinctive planning approach that integrates risk management with wealth accumulation, preservation, and distribution. With more than $290 billion in assets, $30 billion in revenues and more than $1.9 trillion worth of life insurance protection in force, Northwestern Mutual delivers financial security to more than 4.6 million clients. People are the power behind Northwestern Mutual, and diversity makes us better. We are committed to reflecting and serving the marketplace. We do so by attracting and improving the engagement of those who bring their outstanding perspectives, ideas, and beliefs.

Industry

Finance and insurance

Company size

5,001 - 10,000 Employees

Headquarters location

Milwaukee, WI, US