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Average Series 7 Jobs (NOW HIRING)

Kevin Watters Financial Planning & Wealth Management

Be Seen First

Financial Representative

Upper Arlington, OH · On-site

$100K - $150K/yr

... Series 6, 7, and 63. Northwestern Mutual provides pre- payment/reimbursement* for course tuition fees and books. Compensation & Benefits Performance-based earnings and revenue: o Average advisor ...

Kevin Watters Financial Planning & Wealth Management

Be Seen First

Financial Representative

Upper Arlington, OH · On-site

$100K - $150K/yr

... Series 6, 7, and 63. Northwestern Mutual provides pre- payment/reimbursement* for course tuition fees and books. Compensation & Benefits Performance-based earnings and revenue: o Average advisor ...

Northwestern Mutual

Financial Advisor

Cincinnati, OH · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Northwestern Mutual

Financial Advisor

Ellicott City, MD · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Northwestern Mutual

Financial Advisor

New Haven, CT · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

Northwestern Mutual

Financial Advisor

Fort Lauderdale, FL · On-site

$61K - $250K/yr

... and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books. Compensation & Benefits * Performance-based earnings and revenue1: * Average ...

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All JobsAverage Series 7 Jobs

Average Series 7 information

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$53K

$97.1K

$133.5K

How much do average series 7 jobs pay per year?

As of Jun 11, 2026, the average yearly pay for average series 7 in the United States is $97,136.00, according to ZipRecruiter salary data. Most workers in this role earn between $80,000.00 and $108,500.00 per year, depending on experience, location, and employer.

What professions make $500,000 a year?

Professionals with the Series 7 license, such as financial advisors and stockbrokers, can earn $500,000 or more annually through commissions, client assets, and bonuses. High-performing individuals in investment banking, hedge funds, and executive roles in finance also often reach this income level, especially with experience and a strong client base.

What jobs do you get with a Series 7?

A Series 7 license qualifies individuals to work as registered representatives, allowing them to sell a wide range of securities such as stocks, bonds, mutual funds, and options. Common jobs include stockbroker, financial advisor, and securities trader, often requiring strong sales skills and knowledge of financial products.

How many financial advisors make $500,000 a year?

While some experienced financial advisors, including those with Series 7 certification, can earn $500,000 or more annually, such high earnings are typically achieved through a combination of high client assets, commissions, and bonuses. Most financial advisors earn a median income significantly lower, with top performers in the industry reaching higher compensation levels based on performance and client base.

What is the Series 7 license and why is it important?

The Series 7 license, officially known as the General Securities Representative Qualification Examination, is a certification required for individuals who wish to sell a broad range of securities, such as stocks, bonds, and mutual funds, in the United States. Passing the Series 7 exam demonstrates that a financial professional has the knowledge and qualifications to advise clients and execute trades. This license is essential for many roles in the financial services industry, including stockbrokers and investment advisers. Holding a Series 7 license often increases job opportunities and credibility in the finance sector.

What are some common challenges faced by professionals preparing for the Series 7 exam, and how can these be overcome?

Preparing for the Series 7 exam can be demanding due to the vast amount of material and the complexity of some concepts, particularly in areas like options, municipal securities, and regulations. Many candidates find balancing study time with work responsibilities challenging. To overcome these obstacles, it's helpful to create a structured study schedule, utilize reputable prep materials, and join study groups or seek mentorship from colleagues who have recently passed. Regular practice exams can also build confidence and highlight areas needing improvement.

What is the difference between Average Series 7 vs Stock Broker?

AspectAverage Series 7Stock Broker
CertificationsSeries 7 license requiredSeries 7 license typically required
Work EnvironmentFinancial firms, brokerage housesFinancial firms, brokerage houses
Job RoleQualifies to sell securities and investmentsProvides investment advice and sells securities
Industry UsageStandard licensing for securities salesCommonly used term for licensed securities agents

Both Average Series 7 and Stock Broker roles require the Series 7 license and involve working in financial firms. The term 'Stock Broker' is often used interchangeably with licensed securities agents who sell investments, while 'Average Series 7' refers to the licensing exam and qualification level. Essentially, a stock broker is someone who has passed the Series 7 exam and is licensed to sell securities.

How much do people with a Series 7 make?

Individuals with a Series 7 license, such as stockbrokers or financial advisors, typically earn an average annual salary ranging from $50,000 to $85,000, with experienced professionals earning higher. Compensation often includes commissions, bonuses, and other incentives based on sales performance and client assets managed.

What are the key skills and qualifications needed to thrive as a Series 7 licensed financial professional, and why are they important?

To excel as a Series 7 licensed financial professional, you need a solid understanding of securities markets, investment products, and financial regulations, typically supported by passing the FINRA Series 7 exam. Familiarity with trading platforms, CRM software, and compliance systems is essential for managing client accounts and ensuring regulatory adherence. Strong interpersonal skills, ethical judgment, and persuasive communication set top performers apart in building client relationships and trust. These skills and qualifications are critical for providing sound investment advice, maintaining regulatory compliance, and achieving client satisfaction in a competitive financial environment.
What cities are hiring for Average Series 7 jobs? Cities with the most Average Series 7 job openings:
Average Series 7 jobs near you

Financial Advisor (Entry Level) - Training & Licensing Provided New York City- Northwestern Mutual

Purple Unicorn

New York, NY

Full-time

Medical, Dental, Vision, Life, Retirement

Posted 25 days ago

Job description

Financial Advisor (Entry-Level Training & Licensing Provided)

Northwestern Mutual - New York City

Launch a Career with Unlimited Growth Potential

Purple Unicorn Enterprises is hiring on behalf of Northwestern Mutual. They are seeking eager, strategic candidates to fill an open Financial Advisor role that offers room for growth and a promising career. Their ideal candidate will be driven by the need to help clients identify and achieve their financial goals through a variety of planning services.

Northwestern Mutual's proprietary planning software helps you educate your clients and deliver holistic financial plans-including investments for growth, insurance for protection, and annuities for guaranteed income in retirement-that helps you have a bigger impact on your clients and community. Becoming a business owner allows you to shape your workday around your life and achieve uncapped earning potential through a performance-based compensation structure.

At their Midtown, Manhattan location, representatives and advisors strive to understand their client's goals and objectives in order to develop comprehensive solutions that will help their clients reach financial success.

Northwestern believes that there's more than one way to start, build, and grow your practice. As an entrepreneur, you can build your business in a way that aligns with your long-term vision & goals like opening an office, joining a sophisticated team, or becoming an advanced advisor.

Whether you are an experienced professional or looking to launch a new career, they provide the training, mentorship, licensing support, and resources needed to help you succeed.

This position will consider and train entry-level candidates; however, candidates with 3-5 years of experience in sales, business development, client relations, customer service, leadership, entrepreneurship, or other client-facing roles are strongly preferred.

What You'll Do

As a Financial Advisor, you will:

Build and maintain meaningful relationships with clients.

Help individuals, families, and business owners identify and achieve their financial goals.

Develop customized financial strategies including wealth accumulation, retirement planning, risk management, insurance solutions, and investment planning.

Generate new business through networking, referrals, community involvement, and relationship-building.

Collaborate with experienced mentors, financial planning specialists, and industry experts.

Deliver exceptional client service and long-term financial guidance.

Continuously develop your knowledge through ongoing professional education and training.

Training, Licensing & Professional Development

Northwestern Mutual is recognized for having one of the most comprehensive training programs in the financial services industry.

Northwestern Will Provide

Award-winning training and mentorship

One-on-one coaching from experienced financial professionals

Sponsorship and support for required industry licensing

Access to proven client acquisition and business development strategies

Ongoing professional development opportunities

Access to a nationwide network of successful advisors and specialists

Licensing support includes:

Life, Accident & Health Insurance License

Securities Industry Essentials (SIE)

Series 6

Series 7

Series 63

Northwestern Mutual provides sponsorship, reimbursement, and support for licensing and educational expenses.

Compensation & Earning Potential

This is a 100% commission-based opportunity with uncapped earning potential.

Average advisor annual earnings:

$137,770 average annual earnings during the first four years in business

$618, 811 average annual earnings after 5+ years in business

Top 10% earn $534,000+ annually during their first four years in business

Top 10% earn $2,416,664 annually after 5+ years in business

Career launch stipend program eligibility

Commission structure design to support early development

Bonus Programs and Production Allowance eligibility

Support for insurance licensing, SIE, Series 6, Series 7, Series 63, CFP

Unlike traditional salaried positions, your earning potential is directly tied to your performance, client impact, and business growth.

Benefits

Eligible advisors may have access to:

Medical Insurance

Dental Insurance

Vision Insurance

Disability Income Insurance

Life Insurance

Retirement Package

Pension Plan

Parental and Family Planning Benefits

Ongoing Professional Development

Flexible Schedule

Work-Life Integration

Why Northwestern Mutual?

Northwestern Mutual continues to be recognized as one of the strongest and most respected financial institutions in the country.

Highlights include:

Fortune 500 Company

Top 5 U.S. Independent Broker-Dealer

$366 Billion in Company Assets

Industry-Leading Financial Strength

Forbes Best Employers for Diversity

Recognized for Financial Soundness, Quality of Products and Services, and Corporate Responsibility

Who They Are Looking For

Successful candidates typically possess:

Strong communication and interpersonal skills

Entrepreneurial mindset

Self-motivation and goal orientation

Leadership potential

Ability to build trust and long-term relationships

Professionalism and integrity

Desire to make a meaningful impact on others' lives

Previous experience in sales, business development, customer service, recruiting, hospitality, real estate, education, athletics, leadership roles, or entrepreneurship is highly valued but not required.

Build Your Own Future

At Northwestern Mutual, you're not simply taking a job-you're building a business and creating a career with unlimited growth potential. With industry-leading training, mentorship, licensing support, and a nationally recognized brand behind you, you'll have the opportunity to create lasting impact while building long-term financial success for yourself and your clients.

Apply today to learn more about launching your career as a Financial Advisor with Northwestern Mutual.

Employment Type: FULL_TIME

Apply