Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment * Strong ... Work you'll do As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import ...
Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment * Strong ... Work you'll do As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import ...
Employee Benefits (EB) Sales Producer
Wadsworth, OH · On-site
$55K - $85K/yr
... Advisor or Associate Risk Advisor to join our growing team. This individual will be mentored ... Conduct needs analyses and recommend appropriate risk management and funding solutions * Prepare ...
Quick apply
Employee Benefits (EB) Sales Producer
Wadsworth, OH · On-site
$55K - $85K/yr
... Advisor or Associate Risk Advisor to join our growing team. This individual will be mentored ... Conduct needs analyses and recommend appropriate risk management and funding solutions * Prepare ...
Personal Risk Specialist
Cleveland, OH · On-site
$95K/yr
Manage employee and prospect data, including development of prospect lists from business clients ... We invest heavily in our associates, and we take pride in celebrating their growth and success ...
Personal Risk Specialist
Cleveland, OH · On-site
$95K/yr
Manage employee and prospect data, including development of prospect lists from business clients ... We invest heavily in our associates, and we take pride in celebrating their growth and success ...
Associate in Risk Management (ARM) * Certified Risk Manager (CRM) * Drivers License Technical Skills * Operational Risk Management * Data Analysis and Reporting * Catastrophe Modeling * Statistical ...
Associate in Risk Management (ARM) * Certified Risk Manager (CRM) * Drivers License Technical Skills * Operational Risk Management * Data Analysis and Reporting * Catastrophe Modeling * Statistical ...
Associate in Risk Management (ARM) * Certified Risk Manager (CRM) * Drivers License Technical Skills * Operational Risk Management * Data Analysis and Reporting * Catastrophe Modeling * Statistical ...
Associate in Risk Management (ARM) * Certified Risk Manager (CRM) * Drivers License Technical Skills * Operational Risk Management * Data Analysis and Reporting * Catastrophe Modeling * Statistical ...
Sales Associate - Group Benefits
Akron, OH · On-site +1
$13.50 - $18.25/hr
Sales Associate, Group Benefits - Position Summary Responsible for generating sales opportunities ... risk management programs. • Designs and presents customized insurance solutions and ...
Sales Associate - Group Benefits
Akron, OH · On-site +1
$13.50 - $18.25/hr
Sales Associate, Group Benefits - Position Summary Responsible for generating sales opportunities ... risk management programs. • Designs and presents customized insurance solutions and ...
Sales Associate - Group Benefits
$13.50 - $18.25/hr
Sales Associate, Group Benefits - Position Summary Responsible for generating sales opportunities ... risk management programs. · Designs and presents customized insurance solutions and ...
Sales Associate - Group Benefits
$13.50 - $18.25/hr
Sales Associate, Group Benefits - Position Summary Responsible for generating sales opportunities ... risk management programs. · Designs and presents customized insurance solutions and ...
Results from CRR's assessments are provided to senior management and PNC's Risk Committee of the Board of Directors. As CRR Advisor you will join a highly skilled team providing independent ...
Results from CRR's assessments are provided to senior management and PNC's Risk Committee of the Board of Directors. As CRR Advisor you will join a highly skilled team providing independent ...
Results from CRR's assessments are provided to senior management and PNC's Risk Committee of the Board of Directors. As CRR Advisor you will join a highly skilled team providing independent ...
Results from CRR's assessments are provided to senior management and PNC's Risk Committee of the Board of Directors. As CRR Advisor you will join a highly skilled team providing independent ...
At Rehmann, each and every one of our associates plays a pivotal role in the Firm's success. When ... Lead and manage complex IT risk advisory and internal audit engagements for middle-market and large ...
At Rehmann, each and every one of our associates plays a pivotal role in the Firm's success. When ... Lead and manage complex IT risk advisory and internal audit engagements for middle-market and large ...
Advises senior management and executives on high-risk legal issues. Influences major decisions through legal analysis and counsel. Ensures cost efficient and timely delivery of legal services. Serves ...
Advises senior management and executives on high-risk legal issues. Influences major decisions through legal analysis and counsel. Ensures cost efficient and timely delivery of legal services. Serves ...
UA Associate - Large Property
$23.80 - $38.94/hr
As a UA Associate, you will support and work closely with experienced Underwriters in the review ... Zurich North America is a leader in risk management, with over 150 years of expertise and coverage ...
UA Associate - Large Property
$23.80 - $38.94/hr
As a UA Associate, you will support and work closely with experienced Underwriters in the review ... Zurich North America is a leader in risk management, with over 150 years of expertise and coverage ...
... and risk management practices. * Provide direct management and performance oversight of a Team Lead responsible for supervising Portfolio Analysts and Associates, ensuring effective delegation ...
... and risk management practices. * Provide direct management and performance oversight of a Team Lead responsible for supervising Portfolio Analysts and Associates, ensuring effective delegation ...
DACA Product Associate
Cleveland, OH · On-site
$69K - $105K/yr
The DACA (Deposit Account Control Agreement) Product Associate is responsible for assisting in DACA ... Risk management: Identifies and mitigates risks in product operations and compliance. * Critical ...
DACA Product Associate
Cleveland, OH · On-site
$69K - $105K/yr
The DACA (Deposit Account Control Agreement) Product Associate is responsible for assisting in DACA ... Risk management: Identifies and mitigates risks in product operations and compliance. * Critical ...
... and risk management practices. * Provide direct management and performance oversight of a Team Lead responsible for supervising Portfolio Analysts and Associates, ensuring effective delegation ...
... and risk management practices. * Provide direct management and performance oversight of a Team Lead responsible for supervising Portfolio Analysts and Associates, ensuring effective delegation ...
Quant Analytics Assoc - Model Risk
Cleveland, OH · Hybrid
$68K - $103K/yr
... management. Specifically, you will be performing in-depth validations and reviews of new and ... Risk, Compliance Risk (such as AML, OFAC), Credit Risk (such as CECL), Market Risk/Treasury ...
Quant Analytics Assoc - Model Risk
Cleveland, OH · Hybrid
$68K - $103K/yr
... management. Specifically, you will be performing in-depth validations and reviews of new and ... Risk, Compliance Risk (such as AML, OFAC), Credit Risk (such as CECL), Market Risk/Treasury ...
J.P. Morgan Wealth Management - Private Client Investment Associate - Woodmere, OH
Pepper Pike, OH · On-site
Private Client Investment Associate At J.P. Morgan Chase, we have an enthusiasm for helping our ... Your responsibilities will also involve active participation in Risk Management procedures, backing ...
J.P. Morgan Wealth Management - Private Client Investment Associate - Woodmere, OH
Pepper Pike, OH · On-site
Private Client Investment Associate At J.P. Morgan Chase, we have an enthusiasm for helping our ... Your responsibilities will also involve active participation in Risk Management procedures, backing ...
J.P. Morgan Wealth Management - Private Client Investment Associate - Woodmere, OH
Woodmere, OH · On-site
As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will be tasked with ... Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and ...
J.P. Morgan Wealth Management - Private Client Investment Associate - Woodmere, OH
Woodmere, OH · On-site
As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will be tasked with ... Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and ...
As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will be tasked with ... Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and ...
As a Private Client Investment Associate in J.P. Morgan Wealth Management, you will be tasked with ... Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and ...
Business Process Audit Senior Associate | Internal Audit | Risk Advisory
Cleveland, OH · Hybrid
$78K - $96K/yr
... management, ESG and risk consulting services to leading businesses across North America. The ... As a Senior Audit Associate, you will be a key member of the CBIZ Risk and Advisory Team. * You ...
Business Process Audit Senior Associate | Internal Audit | Risk Advisory
Cleveland, OH · Hybrid
$78K - $96K/yr
... management, ESG and risk consulting services to leading businesses across North America. The ... As a Senior Audit Associate, you will be a key member of the CBIZ Risk and Advisory Team. * You ...
Associate Risk Management information
See Akron, OH salary details
$47.8K - $59.4K
16% of jobs
$59.4K - $71K
8% of jobs
$71.7K is the 25th percentile. Wages below this are outliers.
$71K - $82.5K
13% of jobs
$82.5K - $94.1K
7% of jobs
The median wage is $99.9K / yr.
$94.1K - $105.7K
12% of jobs
$105.7K - $117.2K
15% of jobs
$123.4K is the 75th percentile. Wages above this are outliers.
$117.2K - $128.8K
8% of jobs
$128.8K - $140.4K
11% of jobs
$140.4K - $151.9K
3% of jobs
$151.9K - $163.5K
3% of jobs
$163.5K - $175.1K
4% of jobs
$47.8K
$104.6K
$175.1K
How much do associate risk management jobs pay per year?
Is risk management a good career?
What are the key skills and qualifications needed to thrive in the Associate Risk Management position, and why are they important?
To thrive as an Associate Risk Management professional, you typically need a bachelor's degree in business, finance, or a related field, strong analytical abilities, and attention to detail. Familiarity with risk assessment software, data analysis tools like Excel, and industry certifications such as FRM (Financial Risk Manager) are common technical requirements. Excellent communication, problem-solving, and teamwork skills help you effectively collaborate and present risk findings. These skills ensure accurate risk evaluation, effective mitigation strategies, and support sound decision-making within the organization.
What is the highest paying risk management job?
What is an associate in risk management?
What is a risk management associate job description?
What does an Associate Risk Management professional do?
An Associate Risk Management professional helps identify, assess, and mitigate potential risks that could impact an organization's financial, operational, or strategic objectives. They analyze data, monitor risk exposure, and assist in developing risk management strategies. Their role often involves collaborating with different departments to ensure compliance with policies and regulations. Additionally, they may prepare reports and provide recommendations to improve risk management practices.
What are some typical challenges faced by an Associate Risk Management professional, and how do they contribute to the team?
An Associate Risk Management professional often encounters challenges such as analyzing complex data from multiple sources, keeping up with evolving regulations, and effectively communicating potential risks to various stakeholders. You will regularly collaborate with colleagues in legal, compliance, and business units to ensure that risks are identified and addressed proactively. These challenges foster a culture of continuous learning and improvement, allowing you to play a key role in minimizing potential losses and enhancing the organization's overall stability. Overcoming these obstacles helps you develop critical thinking and adaptability, which are highly valued for future career growth in the field.

Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)
Cleveland, OH
Other
Posted 14 days ago
Deloitte rating
8.0
Based on 89 frontline employees who took The Breakroom Quiz
71st of 146 rated financial services
Job description
Are you an experienced analyst who is detail oriented and possesses strong process improvement, critical thinking, and interpersonal skills? Do you have experience with internal compliance monitoring systems and data feed processing? Do you enjoy working with customers to answer their questions?
We are seeking Services Associate who will be responsible for monitoring brokerage account compliance for approximately 75K professionals and the daily import of 20+ broker dealer files into Deloitte's Independence monitoring system called the Tracking & Trading System. The ideal candidate will be a strong problem solver, with a solid working knowledge of various financial instruments/markets, have a background or interest in compliance and will strive to provide exceptional quality and superior customer service.
Recruiting for this role ends on 07/24/2026.
Work you'll do
As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) on the Independence & Conflicts Network team, you will:
- Work closely with outside brokerage firms and Deloitte professionals to support brokerage account compliance activities
- Gain a robust knowledge of Deloitte policies to provide guidance to professionals, resolve customer inquiries, evaluate risk, and determine the permissibility of financial relationships
- Assist partners and employees in understanding compliance requirements for personal financial relationships, with a focus on brokerage accounts
- Research financial products and support decisions on how those products should be monitored within the Tracking & Trading System
- Work with Deloitte professionals to support accurate reporting of financial relationships in internal systems and provide guidance on brokerage account transfers
A successful candidate would possess these skills:
- Ability to work independently and collaborate as part of a team
- Effective written and verbal communication skills
- Meticulous attention to detail and quality of work product
- Ability to build and sustain professional relationships
- Ability to lead projects or workstreams
- Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
- Strong interpersonal skills and professional demeanor
- Ability to meet deadlines
- Ability to provide clear guidance to others
The team
Risk & Brand Protection (R&BP)
At Deloitte, we are stewards of reputation - ours and our clients. That's why we foster a culture that protects, preserves, and enhances our reputation. With your help, we will distinguish Deloitte as the clear leader in professional services, making us the first choice for clients and talent.
Independence & Conflicts Network
The Independence & Conflicts Network (ICN) team performs a critical consultative, quality-assurance and risk management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts-of-interest, in fact and appearance, when providing service to attest/audit clients. Independence requirements are defined by specific sets of policies, externals rules, and regulations, so maintaining both the independence of the Deloitte US Firms and personal independence is essential to the business and reputation of Deloitte. This position offers a dynamic work environment which is driven by changing financial instruments and the need for responsiveness to regulatory change. The Analyst will be expected to gain a solid understanding of financial relationships and independence policies. The analyst will work with other departments within the Independence & Conflicts Network, end users (Deloitte professionals with independence requirements) and numerous outside brokerage firms that participate in our import program.
Qualifications
Required:
- Bachelor's degree
- 1+ years of experience in a large corporate environment or professional services firm
- Experience using Microsoft Excel, Microsoft PowerPoint, and Microsoft Word
- Ability to travel 0-10%, on average, based on the work you do
- Limited immigration sponsorship may be available
Preferred:
- Experience working with securities and financial relationships, including stocks, bonds, mutual funds, and exchange-traded funds
- Knowledge of independence requirements for professional auditing firms
- Prior experience working at a broker dealer or in a compliance role
- In-depth knowledge of financial products and brokerage relationships
- Familiarity with broker data feeds
The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $51,900 to $95,500.
EA_ExpHire
EA_RBP_ExpHire
Are you an experienced analyst who is detail oriented and possesses strong process improvement, critical thinking, and interpersonal skills? Do you have experience with internal compliance monitoring systems and data feed processing? Do you enjoy working with customers to answer their questions?
We are seeking Services Associate who will be responsible for monitoring brokerage account compliance for approximately 75K professionals and the daily import of 20+ broker dealer files into Deloitte's Independence monitoring system called the Tracking & Trading System. The ideal candidate will be a strong problem solver, with a solid working knowledge of various financial instruments/markets, have a background or interest in compliance and will strive to provide exceptional quality and superior customer service.
Recruiting for this role ends on 07/24/2026.
Work you'll do
As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) on the Independence & Conflicts Network team, you will:
- Work closely with outside brokerage firms and Deloitte professionals to support brokerage account compliance activities
- Gain a robust knowledge of Deloitte policies to provide guidance to professionals, resolve customer inquiries, evaluate risk, and determine the permissibility of financial relationships
- Assist partners and employees in understanding compliance requirements for personal financial relationships, with a focus on brokerage accounts
- Research financial products and support decisions on how those products should be monitored within the Tracking & Trading System
- Work with Deloitte professionals to support accurate reporting of financial relationships in internal systems and provide guidance on brokerage account transfers
A successful candidate would possess these skills:
- Ability to work independently and collaborate as part of a team
- Effective written and verbal communication skills
- Meticulous attention to detail and quality of work product
- Ability to build and sustain professional relationships
- Ability to lead projects or workstreams
- Ability to manage and prioritize multiple tasks in a fast-paced and dynamic environment
- Strong interpersonal skills and professional demeanor
- Ability to meet deadlines
- Ability to provide clear guidance to others
The team
Risk & Brand Protection (R&BP)
At Deloitte, we are stewards of reputation - ours and our clients. That's why we foster a culture that protects, preserves, and enhances our reputation. With your help, we will distinguish Deloitte as the clear leader in professional services, making us the first choice for clients and talent.
Independence & Conflicts Network
The Independence & Conflicts Network (ICN) team performs a critical consultative, quality-assurance and risk management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts-of-interest, in fact and appearance, when providing service to attest/audit clients. Independence requirements are defined by specific sets of policies, externals rules, and regulations, so maintaining both the independence of the Deloitte US Firms and personal independence is essential to the business and reputation of Deloitte. This position offers a dynamic work environment which is driven by changing financial instruments and the need for responsiveness to regulatory change. The Analyst will be expected to gain a solid understanding of financial relationships and independence policies. The analyst will work with other departments within the Independence & Conflicts Network, end users (Deloitte professionals with independence requirements) and numerous outside brokerage firms that participate in our import program.
Qualifications
Required:
- Bachelor's degree
- 1+ years of experience in a large corporate environment or professional services firm
- Experience using Microsoft Excel, Microsoft PowerPoint, and Microsoft Word
- Ability to travel 0-10%, on average, based on the work you do
- Limited immigration sponsorship may be available
Preferred:
- Experience working with securities and financial relationships, including stocks, bonds, mutual funds, and exchange-traded funds
- Knowledge of independence requirements for professional auditing firms
- Prior experience working at a broker dealer or in a compliance role
- In-depth knowledge of financial products and brokerage relationships
- Familiarity with broker data feeds
The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Deloitte, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $51,900 to $95,500.
EA_ExpHire
EA_RBP_ExpHire