As a senior associate in RSM's growing Risk and Controls Practice, you will have the opportunity to ... In the Process Risk and Controls Practice we frequently work as or alongside a client's internal ...
As a senior associate in RSM's growing Risk and Controls Practice, you will have the opportunity to ... In the Process Risk and Controls Practice we frequently work as or alongside a client's internal ...
As aDigital Risk Solutions Senior Associate,unlock your potential and embrace the chance to drive ... Deep understanding of SAP's Segregation of Duties (SoD), internal controls, and compliance ...
As aDigital Risk Solutions Senior Associate,unlock your potential and embrace the chance to drive ... Deep understanding of SAP's Segregation of Duties (SoD), internal controls, and compliance ...
External Audit, Senior Associate, NPO Community
CA$52K - CA$87K/yr
... Associate & Summary A career within External Audit in the NPO Community means delivering ... Test the client organization's internal controls * Assess significant estimates, judgements or ...
External Audit, Senior Associate, NPO Community
CA$52K - CA$87K/yr
... Associate & Summary A career within External Audit in the NPO Community means delivering ... Test the client organization's internal controls * Assess significant estimates, judgements or ...
... Associate, Legal Manager, Head of Legal, Compliance Lead, or Legal Operations Manager . Key ... Contribute to compliance programs, internal controls, and policy development, including monitoring ...
... Associate, Legal Manager, Head of Legal, Compliance Lead, or Legal Operations Manager . Key ... Contribute to compliance programs, internal controls, and policy development, including monitoring ...
... Associate, Legal Manager, Head of Legal, Compliance Lead, or Legal Operations Manager . Key ... Contribute to compliance programs, internal controls, and policy development, including monitoring ...
Quick apply
... Associate, Legal Manager, Head of Legal, Compliance Lead, or Legal Operations Manager . Key ... Contribute to compliance programs, internal controls, and policy development, including monitoring ...
... internal controls and change management processes with SMEs Lead and support compliance self-reports, mitigation plans, and monitoring activities Oversee compliance evidence collection, including ...
... internal controls and change management processes with SMEs Lead and support compliance self-reports, mitigation plans, and monitoring activities Oversee compliance evidence collection, including ...
Director, Global Markets Corporate Banking
Calgary, AB · On-site
CA$175K/yr
Consider risk, internal controls and compliance as part of day-to-day accountabilities and adheres ... Provide guidance, mentorship and performance feedback to Associates and Analysts; accountable for ...
Director, Global Markets Corporate Banking
Calgary, AB · On-site
CA$175K/yr
Consider risk, internal controls and compliance as part of day-to-day accountabilities and adheres ... Provide guidance, mentorship and performance feedback to Associates and Analysts; accountable for ...
... internal and external customers. The Sales Associate may perform tasks on the sales floor or in a ... Efficiently and accurately complete any required process controls (paperwork, etc.) * Follow ...
... internal and external customers. The Sales Associate may perform tasks on the sales floor or in a ... Efficiently and accurately complete any required process controls (paperwork, etc.) * Follow ...
Establish internal financial policies, controls, risk management (including annual insurance ... Associates would like to thank all applicants in advance for their expressed interest in this ...
Establish internal financial policies, controls, risk management (including annual insurance ... Associates would like to thank all applicants in advance for their expressed interest in this ...
... internal teams and RBC cross functional AI related teams linked with IAM control compliance ... and associate procedures and assist in control testing efforts along with EIAM key controls ...
... internal teams and RBC cross functional AI related teams linked with IAM control compliance ... and associate procedures and assist in control testing efforts along with EIAM key controls ...
Associate, Commercial National Accounts
CA$81K - CA$115K/yr
... internal and external requirements (e.g. financial controls, segregation of duties, risk policies ... Undergraduate degree and/or * 5+ years of relevant experience and/or Associate Program Who We Are:
Associate, Commercial National Accounts
CA$81K - CA$115K/yr
... internal and external requirements (e.g. financial controls, segregation of duties, risk policies ... Undergraduate degree and/or * 5+ years of relevant experience and/or Associate Program Who We Are:
Senior Trade Compliance Specialist
Calgary, AB · Hybrid
CA$90K - CA$100K/yr
As a trusted internal consultant and subject matter expert, you will guide Finning's business units ... SIMA, surtax, PGAs, export controls, and duty programs * Independently manage highcomplexity HS ...
New
Senior Trade Compliance Specialist
Calgary, AB · Hybrid
CA$90K - CA$100K/yr
As a trusted internal consultant and subject matter expert, you will guide Finning's business units ... SIMA, surtax, PGAs, export controls, and duty programs * Independently manage highcomplexity HS ...
New
(CAN) New Store Manager
Calgary, AB · On-site
CA$75K - CA$108K/yr
Communicates sales results associates and guides interpretation of results 2. Creates, with the ... controls; maintains quality assurance standards; oversees safety and operational reviews while ...
(CAN) New Store Manager
Calgary, AB · On-site
CA$75K - CA$108K/yr
Communicates sales results associates and guides interpretation of results 2. Creates, with the ... controls; maintains quality assurance standards; oversees safety and operational reviews while ...
Manager, Forensic Disputes & Investigations
CA$88K - CA$134K/yr
... as an Associate Director. This is a new role that offers a unique chance to collaborate with ... Lead planning and project controls, including progress tracking, cost analysis, and loss ...
Manager, Forensic Disputes & Investigations
CA$88K - CA$134K/yr
... as an Associate Director. This is a new role that offers a unique chance to collaborate with ... Lead planning and project controls, including progress tracking, cost analysis, and loss ...
Accounts Payable - Temporary Contract until December 2026
CA$43K - CA$46K/yr
... Payable Associate supports the accounts payable function in accordance with established ... Delivering a high level of internal customer service * Managing competing priorities in a fast ...
Accounts Payable - Temporary Contract until December 2026
CA$43K - CA$46K/yr
... Payable Associate supports the accounts payable function in accordance with established ... Delivering a high level of internal customer service * Managing competing priorities in a fast ...
Represent DevSecOps to engineering leadership, audit (internal and external), and regulators on ... Make the case to regulators and auditors that controls are designed effectively and operating ...
Represent DevSecOps to engineering leadership, audit (internal and external), and regulators on ... Make the case to regulators and auditors that controls are designed effectively and operating ...
Represent DevSecOps to engineering leadership, audit (internal and external), and regulators on ... Make the case to regulators and auditors that controls are designed effectively and operating ...
Represent DevSecOps to engineering leadership, audit (internal and external), and regulators on ... Make the case to regulators and auditors that controls are designed effectively and operating ...
... internal policies. The role requires the candidate be fluent in Cantonese and Mandarin This is a ... Oversee delegation of account-level T1 duties to supervision associates while retaining direct T1 ...
... internal policies. The role requires the candidate be fluent in Cantonese and Mandarin This is a ... Oversee delegation of account-level T1 duties to supervision associates while retaining direct T1 ...
Accounting Coordinator
Calgary, AB · On-site
Prepare checks to vendors, internal and/or external Customers * Send out checks via US Mail or ... Associate's degree in related field or equivalent experience and 5 years of experience.
Accounting Coordinator
Calgary, AB · On-site
Prepare checks to vendors, internal and/or external Customers * Send out checks via US Mail or ... Associate's degree in related field or equivalent experience and 5 years of experience.
... API security, detective controls, infrastructure security and data protection * Analyzing ... Previous security experience in a consultancy role collaborating with internal Technology, Project ...
... API security, detective controls, infrastructure security and data protection * Analyzing ... Previous security experience in a consultancy role collaborating with internal Technology, Project ...
Associate Internal Controls information
What is the best degree for auditing?
What does an internal control associate do?
What are the 5 main internal controls?
Will internal audit be replaced by AI?
What is the difference between Associate Internal Controls vs Associate Compliance Officer?
| Aspect | Associate Internal Controls | Associate Compliance Officer |
|---|---|---|
| Certifications | Internal Control certifications (e.g., CCSP, CISA) | Compliance certifications (e.g., CCEP, CRCM) |
| Work Environment | Finance, audit, risk management teams | Legal, regulatory, corporate compliance teams |
| Employer & Industry Usage | Financial services, banking, corporate sectors | Financial institutions, healthcare, government agencies |
| Search & Comparison Intent | Understanding internal controls roles and responsibilities | Understanding compliance roles and responsibilities |
While both roles focus on risk management, Associate Internal Controls primarily concentrates on evaluating and implementing internal control systems to prevent fraud and errors. In contrast, Associate Compliance Officer ensures adherence to laws, regulations, and policies. Both positions often collaborate but serve distinct functions within organizations' risk and compliance frameworks.
Job description
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience and our ability to be compelling to our clients. You'll find an environment that inspires and empowers you to thrive both personally and professionally. There's no one like you and that's why there's nowhere like RSM.
As a senior associate in RSM's growing Risk and Controls Practice, you will have the opportunity to draw from your experience and knowledge while continuing to grow your leadership skills through a high degree of client and industry exposure, career development and mentorship opportunities, and a diverse and inclusive culture. The fast-paced and dynamic environment in which we operate will provide you with daily challenges and exciting opportunities.
In the Process Risk and Controls Practice we frequently work as or alongside a client's internal audit function, the chief risk officer or risk function, Sarbanes-Oxley project team, and various other members of management tasked with managing risk. Our advisors help our clients with identifying and prioritizing risk and leveraging process and controls to reduce risk exposure.
Key Responsibilities
Contributions to Firm Culture
- Model the core RSM values of respect, integrity, teamwork, excellence and stewardship in all interactions with clients and team members
- Be open to new ideas and challenges, and help foster a culture that encourages people to ask questions, seek diverse perspectives, and challenge those around you
- Develop executive presence through interactions with management within RSM and our clients
- Develop meaningful relationships with client personnel and colleagues
- Support RSM's goals around diversity and inclusion by nurturing an environment that understands individuality, promotes authenticity, and values varied perspective in arriving at solutions
Client Experience
- Learn about various industries and clients that we serve and leverage your understanding to become your clients' trusted advisor
- Exhibit basic knowledge of key industry fundamentals, regulatory environment, and terminology
- Identify current and relevant industry thought leadership and share with clients as relevant
- Independently implements and coaches associates on foundational industry policies, procedures, and work-programs
- Owns process level client relationships and collaboration with external stakeholders
- Prepare/Review initial drafts and follow-ups on client request lists
- Participate in risk assessment management interviews. Update risk assessment models and complete initial draft of identified risks
- Prepare and conduct tests of the operating effectiveness of clients' internal controls
- Draft test plans or work programs for review by senior members of the team
- Create/review narratives or flowcharts for a process. Identify and review all risks and controls for a process as needed
- Perform first level review of staff work for accuracy, completeness, and well-reasoned conclusions
- Manage budgets and provide accurate analysis of estimates to complete to engagement leader
- Review and complete status documents for client delivery
- Prepares initial draft of reports
- Develop the ability to support multiple client projects simultaneously, while actively contributing to other firm initiatives
Talent Experience
- Encourage colleagues to think creatively, strive for growth through development opportunities, and maximize results while working within a team environment
- Proactively seek out opportunities to learn from or teach team members, build a coaching/mentoring network and take advantage of training opportunities to continually expand skills and leadership capability
- Maintain willingness to give and receive candid feedback in both written and verbal form. Commit to self-development in response to constructive feedback received.
- Provide assistance, guidance, and feedback to associates assigned to work with you
- Support recruiting efforts by understanding and promoting the RSM brand
Business Development
- Participate in relevant industry associations and learning/development events to build industry perspective and contacts
- Gain knowledge of key fundamentals, regulatory environment, and terminology for your relevant industries
- Build an internal network and become aware of other services provided by the firm
Position Qualifications
- Bachelor's or Master's Degree in Accounting or related business discipline
- Minimum of 2 years of experience in audit, internal audit, or related internal control positions
Preferred Qualifications
- Proficiency in professional writing, spreadsheet, and presentation creation tools. Exposure to data analytics tools is preferred
- Qualified to pursue a job-relevant certification (e.g. CPA, CIA,)
- Ability to travel to meet client needs and work collaboratively with others in-person and remotely
- Openness to workday flexibility, agility, remote work environment, leveraging new tools
- Effective communication skills, both verbally and in writing
- Effective time management and prioritization skills
At RSM, we offer a competitive benefits and compensation package for all our people.We offer flexibility in your schedule, empowering you to balance life's demands, while also maintaining your ability to serve clients. Learn more about our total rewards at https://rsmcanada.com/careers/life-at-rsm/rewards-and-benefits.html.
RSM does not tolerate discrimination and/or harassment based on race; colour; creed; sincerely held religious beliefs, practices or observances; sex (including pregnancy or disabilities related to nursing); gender (including gender identity and/or gender expression); sexual orientation; national origin; ancestry; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave); domestic violence victim status; past, current or prospective service in the Canadian uniformed service; Canadian Military/Veteran status; pre-disposing genetic characteristics or any other characteristic protected under applicable provincial employment legislation.
Accommodation for applicants with disabilities is available upon request in connection with the recruitment process and/or employment/partnership.RSM is committed to providing equal opportunity and reasonable accommodation for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or otherwise participate in the recruiting process, please call us at 800-274-3978 or send us an email at careers@rsmus.com.
At RSM, an employee's pay at any point in their career is intended to reflect their experiences, performance, and skills for their current role. The salary range (or starting rate for interns and associates) for this role represents numerous factors considered in the hiring decisions including, but not limited to, education, skills, work experience, certifications, location, etc. As such, pay for the successful candidate(s) could fall anywhere within the stated range.
Compensation Range: $68,000 - $108,500Individualsselected for this role will be eligible for a discretionary bonus based on firm and individual performance.