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Aml Surveillance Analyst Jobs (NOW HIRING)

Stifel Financial Corp.

$85 - $120/hr

The AML CIU Analyst conducts surveillance reviews to identify potential suspicious transactional activity. This includes onboarding reviews, Politically Exposed Persons (PEPs) reviews, sanction ...

Old National Bank

BSA/AML Investigator II

Joliet, IL

$51K - $101K/yr

Perform analytical reviews for suspicious activity or potential OFAC matches generated by various ... surveillance delivery channels to make a determination if further investigation is necessary or if ...

Old National Bank

BSA/AML Investigator II

Lake Elmo, MN · On-site

$51K - $101K/yr

Perform analytical reviews for suspicious activity or potential OFAC matches generated by various ... surveillance delivery channels to make a determination if further investigation is necessary or if ...

Kestra Holdings

Director, Surveillance

Austin, TX · On-site

This role oversees a team of surveillance analysts and is accountable for the design, execution ... Partner with Compliance, Legal, Supervision, AML, and other business units to address risk issues ...

Old National Bank

BSA/AML Investigator II

Joliet, IL · On-site

$51K - $101K/yr

Perform analytical reviews for suspicious activity or potential OFAC matches generated by various ... surveillance delivery channels to make a determination if further investigation is necessary or if ...

Kestra PWS

Director, Surveillance

Austin, TX · On-site

$140 - $210/hr

This role oversees a team of surveillance analysts and is accountable for the design, execution ... Partner with Compliance, Legal, Supervision, AML, and other business units to address risk issues ...

Collabera

SQL Programmer

Phoenix, AZ · On-site

... AML surveillance of financial transaction and demographic data SQL skills Meet business needs by ... Excellent analytical skills and strong quantitative skills. Must be results oriented and a ...

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Aml Surveillance Analyst information

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$40K

$138.1K

$158.5K

How much do aml surveillance analyst jobs pay per year?

As of Sep 7, 2026, the average yearly pay for aml surveillance analyst in the United States is $138,141.00, according to ZipRecruiter salary data. Most workers in this role earn between $157,000.00 and $157,000.00 per year, depending on experience, location, and employer.

What is an AML Surveillance Analyst?

AML (Anti-Money Laundering) Surveillance Analysts are professionals who monitor financial transactions to detect and prevent suspicious activities related to money laundering, terrorist financing, and other financial crimes. They review transaction data, investigate alerts and cases, and ensure that banks and financial institutions comply with regulatory requirements. AML Surveillance Analysts play a critical role in helping organizations identify risks, report suspicious activities, and maintain the integrity of the financial system.

What skills and qualifications are needed to be an AML Surveillance Analyst?

To thrive as an AML Surveillance Analyst, you need strong analytical skills, attention to detail, and a solid understanding of anti-money laundering laws, often supported by a degree in finance, criminal justice, or a related field. Familiarity with transaction monitoring systems, case management tools, and certifications like CAMS (Certified Anti-Money Laundering Specialist) is highly valued. Excellent communication, problem-solving abilities, and integrity are crucial soft skills for navigating complex investigations and collaborating with compliance teams. These competencies are essential for effectively detecting suspicious activities, ensuring regulatory compliance, and protecting organizations from financial crime.

What are common challenges faced by AML Surveillance Analysts in their daily work?

AML Surveillance Analysts often encounter challenges such as staying updated on evolving financial crime tactics, managing large volumes of transactional data, and distinguishing between genuine suspicious activity and false positives. The role requires strong analytical skills and attention to detail, as well as effective communication with compliance teams and investigators. Collaboration and ongoing training are essential to keep up with regulatory changes and new typologies in financial crime.

What is the difference between Aml Surveillance Analyst vs Kyc Analyst?

AspectAml Surveillance AnalystKyc Analyst
CertificationsAML certifications, such as CAMSKYC-related certifications, such as CAMS or CFE
Work EnvironmentMonitoring transactions, analyzing alerts, using AML softwareConducting customer due diligence, reviewing client documentation
Employer & IndustryFinancial institutions, banks, fintechsFinancial institutions, banks, compliance firms

While both roles focus on financial compliance, Aml Surveillance Analysts primarily monitor transactions for suspicious activity, whereas Kyc Analysts focus on verifying customer identities and onboarding. Both roles require AML knowledge and certifications, but their daily tasks and focus areas differ within the compliance landscape.

Are AML Surveillance Analysts in demand?

AML Surveillance Analysts are in high demand due to increasing regulations and the need for financial institutions to detect and prevent money laundering. The role often requires knowledge of compliance systems and tools like transaction monitoring software, and job growth is expected to remain strong as financial crime risks grow.

What is the average salary for an AML Surveillance Analyst?

The average salary for an AML Surveillance Analyst typically ranges from $50,000 to $80,000 annually, depending on experience, location, and the size of the employer. Entry-level analysts may earn less, while those with specialized skills or certifications can earn higher salaries. Many roles also include benefits such as health insurance and bonuses.
More about Aml Surveillance Analyst jobs

What cities are hiring for Aml Surveillance Analyst jobs?

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What job categories do people searching Aml Surveillance Analyst jobs look for?

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Aml Surveillance Analyst jobs near you
Infographic showing various Aml Surveillance Analyst job openings in the United States as of August 2026, with employment types broken down into 89% Full Time, 6% Part Time, and 5% Contract. Highlights an 82% Physical, 7% Hybrid, and 11% Remote job distribution, with an average salary of $138,141 per year, or $66.4 per hour.

Central Supervision Analyst

Rockefeller Capital Management

Hamilton, NJ • On-site

$80K - $100K/yr

Full-time

Medical, Retirement, PTO

Re-posted 13 days ago

Key responsibilities

  • Support the Business Supervision team through control execution, supervisory monitoring, data analysis, control design, reporting, and technology initiatives.

  • Monitor and investigate supervisory exceptions, alerts, and control breaches, documenting conclusions and escalating issues as needed.

  • Assist with control design, enhancement, testing, and validation activities to ensure supervisory controls operate effectively.

Job description

About Rockefeller Capital Management
Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 35 markets throughout the United States, as well as an office in London. The Firm oversees $228 billion in client assets as of July 31, 2026.
Position
The Central Supervision Analyst will support the Rockefeller Capital Management Business Supervision team through control execution, supervisory monitoring, data analysis, control design, reporting, and supervisory technology initiatives.
Responsibilities
  • Utilize, create, and maintain reporting and surveillance tools to identify trends, risks, exceptions, and supervisory metrics that support the Firm's business supervision framework.
  • Monitor investment guidelines, trading restrictions, account eligibility requirements, and supervisory controls to ensure activity is reviewed and acted upon in accordance with Firm policies and regulatory requirements.
  • Assist with supervisory governance activities, including preparation of agendas, presentations, dashboards, metrics, projects, meeting materials, action items, and follow-up activities.
  • Maintain internal supervisory procedures and documentation and recommend enhancements to address evolving business practices, regulatory expectations, and supervisory risks.
  • Own, operate, monitor, and provide back-up coverage for a portfolio of critical supervisory controls spanning trading, conduct, suitability, AML, fraud prevention, and regulatory risk areas.
  • Investigate supervisory exceptions, alerts, and control breaches, documenting conclusions and escalating matters requiring additional review or action.
  • Conduct reviews designed to identify potential fraud, employee-client relationships, documentation anomalies, account restrictions, and other conduct-risk indicators.
  • Partner with Divisional Business Directors, Compliance, Operations, Product Management, Legal, and other stakeholders to drive timely remediation of identified supervisory issues.
  • Assist with Customer Identification Program (CIP) supervision, AML surveillance activities, review of restricted or sanctioned securities, and escalation of unresolved alerts.
  • Support trade surveillance and real-time monitoring of the Firm's pre-trade and post-trade control environment, including review-and-release workflows and exception management.
  • Participate in control design, enhancement, calibration, effectiveness testing, and validation activities to ensure supervisory controls continue to operate as intended.
  • Support the technology control framework through regression testing, user acceptance testing (UAT), data validation, and implementation testing for new or modified supervisory applications and controls.
  • Serve as a subject matter resource and point of contact for supervision applications, surveillance tools, supervisory controls, and related business processes.
  • Assist with AI initiatives within Business Supervision by identifying repetitive activities suitable for automation, developing and deploying AI-enabled workflows, skills, and agents, and supporting the ongoing calibration and governance of those solutions.
  • Provide business continuity support through cross-training and back-up supervisory coverage for critical daily controls.

Qualifications
  • Bachelor's degree preferred.
  • 2+ years of experience in financial services, risk management, supervision, compliance, operations, surveillance, audit, or related control functions.
  • Understanding of broker-dealer and/or investment advisory business models, supervisory frameworks, and financial products.
  • Knowledge of securities regulations, supervisory controls, suitability requirements, AML/CIP programs, and conduct risk monitoring preferred.
  • Experience utilizing data analytics, reporting tools, workflow technologies, and supervisory applications is a plus.
  • Experience working with AI tools, workflow automation, or supervisory technology platforms is preferred.

Skills
  • Supervisory & Regulatory Skills:
    • Strong analytical and critical thinking skills with the ability to evaluate exceptions, identify root causes, and determine appropriate escalation paths.
    • Understanding of supervisory controls, conduct risk, suitability obligations, AML/CIP requirements, and regulatory expectations within wealth management.
    • Ability to investigate alerts, document conclusions, and recommend remediation actions.
  • AI & Automation Skills
    • Ability to leverage AI tools and platforms, including Copilot, Claude, and similar technologies, to improve supervisory processes, automate repetitive activities, analyze data, develop workflow solutions, and enhance control effectiveness.
    • Ability to balance AI-enabled efficiencies with appropriate human oversight, judgment, and supervisory accountability.
  • Advanced Microsoft Excel and PowerPoint capabilities.
  • Strong aptitude for data analysis, reporting, trend identification, and dashboard development.
  • Experience utilizing supervisory, surveillance, workflow, and technology platforms.
  • Ability to perform UAT testing, regression testing, data validation, and control calibration activities.
  • Ability to work independently and collaboratively in a fast-paced environment.
  • Strong attention to detail and commitment to accuracy.
  • Excellent written and verbal communication skills.
  • Ability to manage multiple priorities and adjust to changing business needs.
  • Strong interpersonal skills and ability to build effective partnerships across business units.
  • Ability to exercise discretion and maintain confidentiality.
  • Entrepreneurial mindset with a continuous improvement orientation and desire to enhance business processes and controls.

Compensation Range
The anticipated base salary range for this role is $80,000 to $100,000. Base salary for the role will depend on several factors, including a candidate's qualifications, skills, competencies, and experience, and may fall outside of the range shown. In addition, this role may be eligible for a discretionary bonus. Rockefeller Capital Management offers a comprehensive benefit package including health coverage, vacation time, paid leave, retirement plan, and more. Visit careers.rockco.com to learn more about additional opportunities and benefits offerings.
Disclosure
Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, "Rockefeller") is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law ("protected characteristics").
Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.

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