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1099 Financial Advisor Jobs in Indiana (NOW HIRING)

Valeo Financial Advisors

Financial Advisor

Carmel, IN · On-site

Valeo Financial Advisors is one of the largest RIA firms in the Midwest, with over $10B in assets under management, and is rapidly growing and expanding. We provide comprehensive, independent ...

Valeo Financial Advisors

Financial Advisor

Carmel, IN · On-site

Valeo Financial Advisors is one of the largest RIA firms in the Midwest, with over $10B in assets under management, and is rapidly growing and expanding. We provide comprehensive, independent ...

First Command

Financial Advisor

Indianapolis, IN

Financial Advisor Jobs at First Command: Shaping Positive Financial Behaviors since 1958 First Command Financial Advisors coach military families in their pursuit of financial security. Our ...

Northwestern Mutual

Financial Advisor

Carmel, IN · On-site

$137K - $250K/yr

Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path ...

Northwestern Mutual

Financial Advisor

Carmel, IN

$137K - $250K/yr

Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path ...

Northwestern Mutual

Financial Advisor

Carmel, IN · On-site

$61K - $250K/yr

Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path ...

Northwestern Mutual

Financial Advisor

Indianapolis, IN · On-site

$61K - $250K/yr

Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path ...

Northwestern Mutual

Financial Advisor

Mishawaka, IN · On-site

$137K - $250K/yr

Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path ...

Northwestern Mutual

Financial Advisor

Mishawaka, IN · On-site

$137K - $250K/yr

Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path ...

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1099 Financial Advisor information

What is a 1099 financial advisor?

A 1099 Financial Advisor is an independent contractor who provides financial planning and investment advice to clients but is not classified as an employee of a firm. Instead, they receive compensation via IRS Form 1099, typically for commissions or fees, and are responsible for handling their own taxes and business expenses. This arrangement allows for greater flexibility and autonomy in running their practice, but also means they do not receive benefits like health insurance or retirement plans from a company.

What are some common challenges faced by 1099 financial advisors when building their client base?

As a 1099 Financial Advisor, one of the main challenges is establishing and growing a client base without the direct support of a firm's marketing or lead generation resources. Advisors must actively network, market their services, and build trust with potential clients, often relying on referrals and local outreach efforts. Additionally, since 1099 advisors operate independently, they must also manage compliance, administrative tasks, and ongoing client service, which can be time-consuming but essential for long-term growth and retention.

What are the key skills and qualifications needed to thrive as a 1099 financial advisor, and why are they important?

To thrive as a 1099 Financial Advisor, you need a strong understanding of financial planning, investment strategies, and relevant regulations, typically backed by a bachelor’s degree and required licenses such as Series 7 and Series 66/65. Familiarity with financial planning software, CRM platforms, and portfolio management tools is essential for serving clients effectively. Excellent interpersonal skills, self-motivation, and proactive communication help you build a robust client base and maintain long-term relationships. These skills and qualities are crucial for delivering effective financial guidance, growing your independent practice, and ensuring client trust and compliance.

Are 1099 Financial Advisors employees?

1099 Financial Advisors are independent contractors, not employees. They typically work on a commission or fee basis and are responsible for their own taxes and benefits, unlike W-2 employees who have taxes withheld and may receive benefits from an employer.

What are popular job titles related to 1099 Financial Advisor jobs in Indiana?

For 1099 Financial Advisor jobs in Indiana, the most frequently searched job titles are:

What job categories do people searching 1099 Financial Advisor jobs in Indiana look for?

The top searched job categories for 1099 Financial Advisor jobs in Indiana are:

What cities in Indiana are hiring for 1099 Financial Advisor jobs?

Cities in Indiana with the most 1099 Financial Advisor job openings:

1099 Financial Advisor jobs near you

Financial Advisor

SYM Financial Advisors

Fort Wayne, IN • On-site

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 24 days ago

Job description

Job Type
Full-time
Description
Are you passionate about making a difference in people's lives while thriving in a team-centric environment?
Who is SYM?
SYM Financial Advisors serves as a trusted expert to our clients, using our team's deep knowledge and vast experiences to be an advocate and help them achieve their vision of financial success. We are seeking a highly motivated Financial Advisor who can help us provide excellent financial planning and investment planning services to our clients.
In this role, you will have the opportunity to build strong relationships with clients and assist them with attaining their financial goals. Developing and maintaining financial plans for high-net-worth individuals is both intellectually stimulating and personally rewarding. A successful candidate will formulate, implement, and monitor a variety of planning strategies related to cash flow, income tax and estate planning, insurance and risk management, and investment portfolio analysis and oversight. This position is designed to provide a career path leading to the role of Lead Advisor.
To learn more about our company, visit this link: SYM Financial. Who We Are.
What does this role entail?
Financial Advisors work closely in a team with a Financial Planner and a Client Service Representative to guide our clients in achieving their financial goals through holistic wealth planning. Primary responsibilities include, but are not limited to:
  • Managing client relationships through ongoing client contact and communications to establish and maintain a complete understanding of their financial objectives
  • Identifying and delivering exceptional client-focused customer service in all aspects of asset management, financial plan development and estate planning
  • Serving as the primary point of contact for client relationships
  • Overseeing and monitoring individual investment portfolios while ensuring alignment with client goals and objectives
  • Consulting with attorneys, accountants and other advisors on financial, estate and tax planning
  • Leading client meetings and presenting the financial plans
  • Delivering educational presentations to clients and staff
  • Developing new client relationships via existing client referrals and local centers of influence

Requirements
What are we looking for?
Must Haves:
  • You have a Bachelor's Degree from an accredited college or university; CFP designation strongly preferred
  • You are proficient in Microsoft Office Suite, as well as financial planning and account management software
  • You possess technical knowledge and experience in all aspects of financial planning which includes: financial planning; wealth management; qualified plan acumen and estate planning
  • You exhibit excellent listening, written and verbal communication skills with a professional demeanor and a client-first attitude
  • You have the ability to manage multiple projects and deadlines with a keen attention to detail
  • You are a team player, with strong coaching and leadership skills
  • You have the desire /ability to work successfully in a small company environment

What's in it for you?
Pay / benefits are competitive based on industry standards.
  • Competitive pay based on experience plus incentive compensation
  • Health Care, Vision, Dental/Orthodontic, Life, and LTD Insurance
  • 401(k); 6% Match
  • Paid Time Off / Parental Leave / Family Time Off / Volunteer Time Off
  • Option for Pet Insurance / Fitness Match / Apparel Allowance
  • Tuition / Certification Assistance Program
  • A defined career framework to help you successfully manage your career goals

Apply