A leading investment management firm is seeking a Compliance Analyst to join its Legal & Compliance team with a primary focus on marketing material review . This role is ideal for someone who enjoys ...
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Origin Staffing
60 Origin Staffing Jobs Hiring Near You
A leading investment management firm is seeking a Compliance Analyst to join its Legal & Compliance team with a primary focus on marketing material review . This role is ideal for someone who enjoys ...
A leading global investment firm is seeking an Assistant VP (Manager) to join its high-performing finance team. This role sits within a highly visible international finance function responsible for ...
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A leading global investment firm is seeking an Assistant VP (Manager) to join its high-performing finance team. This role sits within a highly visible international finance function responsible for ...
We are working with a nationally recognized real estate investment platform to hire a Senior REIT Accountant. This is a highly visible role within a growing team, responsible for full-cycle ...
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We are working with a nationally recognized real estate investment platform to hire a Senior REIT Accountant. This is a highly visible role within a growing team, responsible for full-cycle ...
Senior Financial Analyst (100% Remote SaaS)
Boston, MA · Remote
$92K - $115K/yr
We are leading a confidential search for a high-growth global SaaS company that is looking to add a sharp FP&A professional to its Finance team. This is a great opportunity for someone who wants more ...
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Senior Financial Analyst (100% Remote SaaS)
Boston, MA · Remote
$92K - $115K/yr
We are leading a confidential search for a high-growth global SaaS company that is looking to add a sharp FP&A professional to its Finance team. This is a great opportunity for someone who wants more ...
We are seeking a Director, Investment Accounting to join a dynamic and growing insurance arm of one of the worlds top private equity firms. Reporting to the group's SVP, this position will lead core ...
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We are seeking a Director, Investment Accounting to join a dynamic and growing insurance arm of one of the worlds top private equity firms. Reporting to the group's SVP, this position will lead core ...
This is a great opportunity for someone with bookkeeping, accounting, or property accounting experience who wants to join a small, entrepreneurial real estate business during a growth stage. The ...
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This is a great opportunity for someone with bookkeeping, accounting, or property accounting experience who wants to join a small, entrepreneurial real estate business during a growth stage. The ...
A leading global investment and insurance platform is seeking a Vice President, Investment Accounting. This is a highly visible opportunity for a senior accounting professional with strong technical ...
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A leading global investment and insurance platform is seeking a Vice President, Investment Accounting. This is a highly visible opportunity for a senior accounting professional with strong technical ...
A global, publicly traded technology and advanced manufacturing company is seeking a Senior Director, Global Internal Audit to lead its worldwide Internal Audit function. The company has delivered ...
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A global, publicly traded technology and advanced manufacturing company is seeking a Senior Director, Global Internal Audit to lead its worldwide Internal Audit function. The company has delivered ...
We are conducting a confidential search for a large, publicly traded global technology company seeking a Lead / Manager, IT Audit & Technology Risk. This is a high-visibility opportunity to help ...
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We are conducting a confidential search for a large, publicly traded global technology company seeking a Lead / Manager, IT Audit & Technology Risk. This is a high-visibility opportunity to help ...
Loan Origin Specialist
$25 - $30/hr
Troubleshoot and resolve system / processing issues. * Assist Loan Originations staff as needed ... or ethnic origin, disability, marital status, veteran status or any other basis protected by ...
Loan Origin Specialist
$25 - $30/hr
Troubleshoot and resolve system / processing issues. * Assist Loan Originations staff as needed ... or ethnic origin, disability, marital status, veteran status or any other basis protected by ...
Loan Origin Specialist
Los Angeles, CA · On-site
$25 - $30/hr
Troubleshoot and resolve system / processing issues. * Assist Loan Originations staff as needed ... or ethnic origin, disability, marital status, veteran status or any other basis protected by ...
Loan Origin Specialist
Los Angeles, CA · On-site
$25 - $30/hr
Troubleshoot and resolve system / processing issues. * Assist Loan Originations staff as needed ... or ethnic origin, disability, marital status, veteran status or any other basis protected by ...
Loan Origin Specialist
Los Angeles, CA · On-site
$25 - $30/hr
Troubleshoot and resolve system / processing issues. * Assist Loan Originations staff as needed ... or ethnic origin, disability, marital status, veteran status or any other basis protected by ...
Loan Origin Specialist
Los Angeles, CA · On-site
$25 - $30/hr
Troubleshoot and resolve system / processing issues. * Assist Loan Originations staff as needed ... or ethnic origin, disability, marital status, veteran status or any other basis protected by ...
Line Cook -Origin Hotel
$14.75 - $18.75/hr
Show Pony (located in the Origin Hotel) The Line Cook is responsible for a high level of consistent ... Return dirty food preparation utensils to the appropriate areas * Assist staff with other duties as ...
Line Cook -Origin Hotel
$14.75 - $18.75/hr
Show Pony (located in the Origin Hotel) The Line Cook is responsible for a high level of consistent ... Return dirty food preparation utensils to the appropriate areas * Assist staff with other duties as ...
As a Staffing Coordinator or "Recruiter", you'll have the opportunity to help people find ... origin, sexual orientation, age, disability, or genetics in accordance with federal, state, and ...
As a Staffing Coordinator or "Recruiter", you'll have the opportunity to help people find ... origin, sexual orientation, age, disability, or genetics in accordance with federal, state, and ...
Staffing Specialist
New Philadelphia, OH · On-site
$18 - $20/hr
Staffing Specialist / Recruiter (Entry-Level Sales & Customer Service) Surge Staffing is seeking a ... origin, veteran status, genetic information, or any other status protected by law. Surge is ...
Staffing Specialist
New Philadelphia, OH · On-site
$18 - $20/hr
Staffing Specialist / Recruiter (Entry-Level Sales & Customer Service) Surge Staffing is seeking a ... origin, veteran status, genetic information, or any other status protected by law. Surge is ...
Staffing Specialist
Bowling Green, OH · On-site
$20/hr
Staffing Specialist / Recruiter (Entry-Level Sales & Customer Service) Surge Staffing is seeking a ... origin, veteran status, genetic information, or any other status protected by law. Surge is ...
Staffing Specialist
Bowling Green, OH · On-site
$20/hr
Staffing Specialist / Recruiter (Entry-Level Sales & Customer Service) Surge Staffing is seeking a ... origin, veteran status, genetic information, or any other status protected by law. Surge is ...
Staffing Specialist
Greenville, SC · On-site
$19 - $22/hr
Staffing Specialist / Recruiter (Entry-Level Sales & Customer Service) Surge Staffing is seeking a ... origin, veteran status, genetic information, or any other status protected by law. Surge is ...
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Staffing Specialist
Greenville, SC · On-site
$19 - $22/hr
Staffing Specialist / Recruiter (Entry-Level Sales & Customer Service) Surge Staffing is seeking a ... origin, veteran status, genetic information, or any other status protected by law. Surge is ...
Staffing Specialist
$18 - $20/hr
Staffing Specialist / Recruiter (Entry-Level Sales & Customer Service) Surge Staffing is seeking a ... origin, veteran status, genetic information, or any other status protected by law. Surge is ...
Staffing Specialist
$18 - $20/hr
Staffing Specialist / Recruiter (Entry-Level Sales & Customer Service) Surge Staffing is seeking a ... origin, veteran status, genetic information, or any other status protected by law. Surge is ...
Staffing Specialist
Columbus, OH · On-site
$20/hr
Staffing Specialist / Recruiter (Entry-Level Sales & Customer Service) Surge Staffing is seeking a ... origin, veteran status, genetic information, or any other status protected by law. Surge is ...
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Staffing Specialist
Columbus, OH · On-site
$20/hr
Staffing Specialist / Recruiter (Entry-Level Sales & Customer Service) Surge Staffing is seeking a ... origin, veteran status, genetic information, or any other status protected by law. Surge is ...
Staffing Specialist
Cambridge, OH · On-site
$20/hr
Staffing Specialist / Recruiter (Entry-Level Sales & Customer Service) Surge Staffing is seeking a ... origin, veteran status, genetic information, or any other status protected by law. Surge is ...
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Staffing Specialist
Cambridge, OH · On-site
$20/hr
Staffing Specialist / Recruiter (Entry-Level Sales & Customer Service) Surge Staffing is seeking a ... origin, veteran status, genetic information, or any other status protected by law. Surge is ...
Origin Staffing Jobs Information
Compliance Analyst Marketing & Communications | Boston Investment Firm
Boston, MA • On-site
Full-time
Posted 28 days ago
Job description
A leading investment management firm is seeking aCompliance Analystto join its Legal & Compliance team with a primary focus onmarketing material review. This role is ideal for someone who enjoys collaborating with Marketing and Sales teams, ensuring marketing content and client communications meet SEC and firm standards.
Key Responsibilities
- Review and provide compliance oversight of marketing and client materials (fact sheets, pitch books, web content, social media, and third-party pieces).
- Ensure alignment with the SEC Marketing Rule (Rule 206(4)-1) and related regulations.
- Support RFPs, DDQs, client certifications, and other client deliverables.
- Contribute to audit and regulatory exam preparation and responses.
- Assist in developing compliance training and support broader compliance initiatives.
Qualifications
- Compliance experience within investment management, with emphasis onmarketing/advertising review.
- Strong working knowledge of the Investment Advisers Act and Rule 206(4)-1.
- Experience reviewing marketing materials for institutional and retail audiences.
- Strong organizational skills, detail orientation, and communication skills.
If youre a compliance professional looking to deepen your expertise in marketing review while working closely with investment, marketing, and sales teams, this is a great opportunity to step into a visible, impactful role.