AI Security Engineer
Dallas, TX ยท On-site
At Cetera, our Information Security organization protects employees, advisors, and clients from evolving cyber threats across cloud, SaaS, and emerging AI-enabled technologies. As artificial ...
Dallas, TX ยท On-site
At Cetera, our Information Security organization protects employees, advisors, and clients from evolving cyber threats across cloud, SaaS, and emerging AI-enabled technologies. As artificial ...
Dallas, TX ยท On-site
At Cetera, our Information Security organization protects employees, advisors, and clients from evolving cyber threats across cloud, SaaS, and emerging AI-enabled technologies. As artificial ...
The Sr. Compliance Analyst (Regulatory Exams) is responsible for supporting the network of Cetera Financial Group's broker/dealer and registered investment advisers throughout the examination process.
The Sr. Compliance Analyst (Regulatory Exams) is responsible for supporting the network of Cetera Financial Group's broker/dealer and registered investment advisers throughout the examination process.
Cetera Financial Group (CFG) is seeking an Internal Communications Specialist who will focus on supporting internal communications and executing projects and activities. The Specialist will work ...
Cetera Financial Group (CFG) is seeking an Internal Communications Specialist who will focus on supporting internal communications and executing projects and activities. The Specialist will work ...
$77K - $95K/yr
Cetera Planning Partners Marketing Execution * Support implementation of marketing plans across CPP. * Assist in executing rebrand initiatives, including digital updates, collateral transitions ...
$77K - $95K/yr
Cetera Planning Partners Marketing Execution * Support implementation of marketing plans across CPP. * Assist in executing rebrand initiatives, including digital updates, collateral transitions ...
$21 - $24/hr
Cetera is currently seeking an Operations Professional for our team located in St. Cloud, MN. This is a unique opportunity to join our team in providing operational support and world-class customer ...
$21 - $24/hr
Cetera is currently seeking an Operations Professional for our team located in St. Cloud, MN. This is a unique opportunity to join our team in providing operational support and world-class customer ...
El Segundo, CA ยท Hybrid
Cetera is one of the largest independent financial advisor networks in the nation and a leading provider of retail services to the investment programs of banks and credit unions. Advisor support ...
El Segundo, CA ยท Hybrid
Cetera is one of the largest independent financial advisor networks in the nation and a leading provider of retail services to the investment programs of banks and credit unions. Advisor support ...
Leawood, KS ยท Hybrid
$55K - $75K/yr
Cetera is one of the largest independent financial advisor networks in the nation and a leading provider of retail services to the investment programs of banks and credit unions. Advisor support ...
Leawood, KS ยท Hybrid
$55K - $75K/yr
Cetera is one of the largest independent financial advisor networks in the nation and a leading provider of retail services to the investment programs of banks and credit unions. Advisor support ...
Dallas, TX ยท Hybrid
Supervision Specialist At Cetera, we're committed to fostering a strong culture of compliance, accountability, and operational excellence. We are seeking a Supervision Specialist to support our ...
Dallas, TX ยท Hybrid
Supervision Specialist At Cetera, we're committed to fostering a strong culture of compliance, accountability, and operational excellence. We are seeking a Supervision Specialist to support our ...
Dallas, TX ยท On-site
This role is part of Cetera's Digital Solutions department and will primarily be responsible for Salesforce tickets. The Analyst will report directly to the Supervisor. Responsibilities Include:
Dallas, TX ยท On-site
This role is part of Cetera's Digital Solutions department and will primarily be responsible for Salesforce tickets. The Analyst will report directly to the Supervisor. Responsibilities Include:
Saint Cloud, MN ยท On-site
$20.20 - $24/hr
Cetera is currently seeking an Operations Professional for our team located in St. Cloud, MN. This is a unique opportunity to join our team in providing operational support and world-class customer ...
Saint Cloud, MN ยท On-site
$20.20 - $24/hr
Cetera is currently seeking an Operations Professional for our team located in St. Cloud, MN. This is a unique opportunity to join our team in providing operational support and world-class customer ...
Houston, TX ยท Hybrid
$115K/yr
At TRPG, a subsidiary of Cetera Financial, we strive for continuous improvement and evolution towards excellence. To achieve this, we require the right individuals who can support and ensure our ...
Houston, TX ยท Hybrid
$115K/yr
At TRPG, a subsidiary of Cetera Financial, we strive for continuous improvement and evolution towards excellence. To achieve this, we require the right individuals who can support and ensure our ...
El Segundo, CA ยท Hybrid
Cetera is one of the largest independent financial advisor networks in the nation and a leading provider of retail services to the investment programs of banks and credit unions. Advisor support ...
El Segundo, CA ยท Hybrid
Cetera is one of the largest independent financial advisor networks in the nation and a leading provider of retail services to the investment programs of banks and credit unions. Advisor support ...
Cetera is a leading financial advice firm. Comprehensive services include: wealth management solutions, retirement plan solutions, advisory services, practice management support, innovative ...
Cetera is a leading financial advice firm. Comprehensive services include: wealth management solutions, retirement plan solutions, advisory services, practice management support, innovative ...
Leawood, KS ยท Hybrid
$55K - $75K/yr
Cetera is one of the largest independent financial advisor networks in the nation and a leading provider of retail services to the investment programs of banks and credit unions. Advisor support ...
Leawood, KS ยท Hybrid
$55K - $75K/yr
Cetera is one of the largest independent financial advisor networks in the nation and a leading provider of retail services to the investment programs of banks and credit unions. Advisor support ...
The Sr. Compliance Analyst (Regulatory Exams) is responsible for supporting the network of Cetera Financial Group's broker/dealer and registered investment advisers throughout the examination process.
The Sr. Compliance Analyst (Regulatory Exams) is responsible for supporting the network of Cetera Financial Group's broker/dealer and registered investment advisers throughout the examination process.
Dallas, TX ยท On-site
$77K - $95K/yr
Cetera Planning Partners Marketing Execution * Support implementation of marketing plans across CPP. * Assist in executing rebrand initiatives, including digital updates, collateral transitions ...
Dallas, TX ยท On-site
$77K - $95K/yr
Cetera Planning Partners Marketing Execution * Support implementation of marketing plans across CPP. * Assist in executing rebrand initiatives, including digital updates, collateral transitions ...
The Sr. Compliance Analyst (Regulatory Exams) is responsible for supporting the network of Cetera Financial Group's broker/dealer and registered investment advisers throughout the examination process.
The Sr. Compliance Analyst (Regulatory Exams) is responsible for supporting the network of Cetera Financial Group's broker/dealer and registered investment advisers throughout the examination process.
Manage the publication of Cetera's approved product lists * Develop and maintain dashboards, KPIs, and management reporting related to duediligence volume, turnaround times, exceptions, and trends.
Manage the publication of Cetera's approved product lists * Develop and maintain dashboards, KPIs, and management reporting related to duediligence volume, turnaround times, exceptions, and trends.
Cetera Financial Group (CFG) is seeking an Internal Communications Specialist who will focus on supporting internal communications and executing projects and activities. The Specialist will work ...
Cetera Financial Group (CFG) is seeking an Internal Communications Specialist who will focus on supporting internal communications and executing projects and activities. The Specialist will work ...
Baytown, TX ยท Hybrid
Cetera is seeking a Wealth Advisor who will work directly with the Senior Wealth Advisor to deliver successful onboarding and ongoing service of CPA planning relationships. The Associate Financial ...
Baytown, TX ยท Hybrid
Cetera is seeking a Wealth Advisor who will work directly with the Senior Wealth Advisor to deliver successful onboarding and ongoing service of CPA planning relationships. The Associate Financial ...

Full-time
Medical, Dental, Vision, Life, Retirement, PTO
Posted 24 days ago
At Cetera, our Information Security organization protects employees, advisors, and clients from evolving cyber threats across cloud, SaaS, and emerging AI-enabled technologies. As artificial intelligence capabilities expand across the enterprise, Cetera is investing in secure AI adoption, governance, and risk mitigation to ensure innovation aligns with regulatory and security expectations.
We are seeking a skilled security engineer with a strong cloud and application security background to lead and support the secure design, deployment, and governance of AI-driven systems. This role will serve as a key bridge across IT Risk, Cloud Security, Cloud Engineering, and Application Development teams, ensuring AI and cloud services are implemented securely within a regulated financial environment.ย
ย
What will you do:
ย ย ย ย Identify, assess, and mitigate security risks associated with AI/ML systems
ย ย ย ย Implement controls aligned to OWASP Top 10 for LLMs and NIST AI RMF
ย ย ย ย Perform threat modeling for AI-enabled applications
ย ย ย ย Propose and validate technical guardrails to prevent unauthorized AI actions and support secure AI development
ย ย ย ย Identify and assess risk from unsanctioned AI tool usage across the enterprise
ย ย ย ย Evaluate third-party AI tools for risk and compliance
ย ย ย ย Design and secure cloud-based AI workloads
ย ย ย ย Integrate security into CI/CD pipelines
ย ย ย ย Partner with IT Risk, Cloud Security, and Engineering teams
ย ย ย ย Support incident response for AI and cloud-related threats
ย ย ย ย Develop security standards, runbooks, and architecture documentation
ย ย ย ย Support audits and regulatory compliance activities
What you will have:
ย ย ย ย 5+ years of experience in cloud security, application security, or a combination of both
ย ย ย ย Hands-on experience securing cloud-native infrastructure and applications
ย ย ย ย Experience with DevSecOps practices and integrating security into CI/CD pipelines
ย ย ย ย Understanding of AI/ML concepts and the ability to apply security principles to AI-enabled systems
ย ย ย ย Familiarity with OWASP (including Top 10 for LLMs) and NIST frameworks (including AI RMF)
ย ย ย ย Experience in regulated environments (financial services or FINRA preferred)
ย ย ย ย Strong communication skills across technical and non-technical stakeholders
Preferred Qualifications:
ย ย ย ย Experience with AWS Bedrock or other AI/ML platforms
ย ย ย ย Certifications such as AWS Security Specialty, AWS Certified Generative AI Developer - Professional, CISSP, or CCSP
ย ย ย ย Experience with SAST/DAST tools
ย ย ย ย Exposure to AI governance and risk frameworks
ย ย ย ย Familiarity with AI-specific threats such as prompt injection, model poisoning, and data exfiltration
About Us
What we give you in return:
Not many teams can say that they support people's dreams coming to life. We happen to do that every day. And as important as we know your career is, we recognize that there's a whole lot more to life. To ensure that our employees can make the most of their time outside of working hours, we offer a competitive salary and for full-time roles, a benefits package including:
About Cetera
Cetera Financial Group (Cetera) is a leading network of independent retail broker-dealers and registered investment advisers empowering the delivery of objective financial advice to individuals, families, and company retirement plans across the country through trusted financial advisors and financial institutions. Cetera is one of the largest independent financial advisor networks in the nation and a leading provider of retail services to the investment programs of banks and credit unions.
Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support, and innovative technology.
Cetera Financial Group (Cetera) is a network of independent retail firms, including those that are members of FINRA/SIPC: Cetera Advisors LLC; Cetera Wealth Services, LLC (formerly known as Cetera Advisor Networks); Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors); and Cetera Financial Specialists LLC. Entities registered as investment advisers with the Securities and Exchange Commission include Cetera Investment Management LLC and Cetera Investment Advisers LLC. Cetera's principal office is located at 655 W. Broadway, 11th Floor, San Diego, CA 92101. Avantax Planning Partners, Inc. is an SEC registered investment adviser within the Aretec Group, Inc. (dba Cetera Holdings, an affiliate of Cetera). All the referenced entities are under common ownership.
Cetera Financial Group is committed to providing an equal employment opportunity for all applicants and employees. For us, this is the only acceptable way to do business. Accordingly, all employment decisions at Cetera Financial Group, including those relating to hiring, promotion, transfers, benefits, compensation, and placement, will be made without regard to race, color, ancestry, national origin, citizenship, age, physical and/or mental disability, medical condition, pregnancy, genetic characteristics, religion, religious dress and/or grooming, gender, gender identity, gender expression, sexual orientation, marital status, U.S. military status, political affiliation, or any other class protected by state and/or federal law.
Agencies please note: this recruitment assignment is being managed directly by Cetera's Talent Acquisition team. We will reach out to our preferred agency partners in the rare instance we require additional talent options. Your respect for this process is appreciated.
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