Betterment
Betterment

19 Betterment Operations Jobs Hiring Near You

Product Manager, User Trust

New York, NY ยท Hybrid

$121K - $143K/yr

About Betterment Betterment is a leading, technology-driven financial services company that offers ... Partner with Operations, Security Engineering, Customer Experience, and Compliance to design ...

Product Manager, User Trust

New York, NY ยท On-site

$121K - $143K/yr

About Betterment Betterment is a leading, technology-driven financial services company that offers ... Partner with Operations, Security Engineering, Customer Experience, and Compliance to design ...

Sr. Internal Controls Manager

New York, NY ยท Hybrid

$145K - $168K/yr

About Betterment Betterment is a leading, technology-driven financial services company that offers ... You'll work directly with stakeholders across Finance, Risk, Revenue Operations, Firm Operations ...

Sr. IT Systems Engineer

New York, NY ยท Hybrid

$121K - $143K/yr

About Betterment Betterment is a leading, technology-driven financial services company that offers ... The Senior IT Systems Engineer partners closely with Security, People Operations, Finance, and ...

Sr. CX Programs & Automation Manager

New York, NY ยท On-site +1

$130K - $160K/yr

About Betterment Betterment is a leading, technology-driven financial services company that offers ... operations ecosystem: from identifying the opportunity, building the business case, and driving ...

Information Security Analyst

New York, NY ยท Hybrid

$115K - $125K/yr

About Betterment Betterment is a leading, technology-driven financial services company that offers ... operations, technology audit, or GRC. The successful candidate in this role will perform a variety ...

Sr. IT Systems Engineer

New York, NY ยท On-site

$121K - $143K/yr

About Betterment Betterment is a leading, technology-driven financial services company that offers ... The Senior IT Systems Engineer partners closely with Security, People Operations, Finance, and ...

Sr. Internal Controls Manager

New York, NY ยท On-site

$145K - $168K/yr

About Betterment Betterment is a leading, technology-driven financial services company that offers ... You'll work directly with stakeholders across Finance, Risk, Revenue Operations, Firm Operations ...

Engineering Manager

New York, NY ยท Hybrid

$170K - $230K/yr

About Betterment Betterment is a leading, technology-driven financial services company that offers ... You'll also get the opportunity to lead and contribute to projects while driving operational ...

About Betterment Betterment is a leading, technology-driven financial services company that offers ... operations ecosystem: from identifying the opportunity, building the business case, and driving ...

Engineering Manager

New York, NY ยท On-site

$170K - $230K/yr

About Betterment Betterment is a leading, technology-driven financial services company that offers ... You'll also get the opportunity to lead and contribute to projects while driving operational ...

Information Security Analyst

New York, NY ยท On-site

$115K - $125K/yr

About Betterment Betterment is a leading, technology-driven financial services company that offers ... You've operated security controls in an IT operations role, or served as a Staff or Senior-level ...

Betterment Jobs Information

What are the most popular categories at Betterment?
Infographic showing various Operations job openings at Betterment in the United States as of May 2026, with employment types broken down into 100% Full Time. Highlights an 97% Physical, and 3% Remote job distribution.
Sr. Manager, Broker-Dealer Financial Operations & Controls

Sr. Manager, Broker-Dealer Financial Operations & Controls

Betterment

New York, NY โ€ข Hybrid

$135K - $160K/yr

Other

Retirement

Posted 21 days ago


Job description

About Betterment

Betterment is a leading, technology-driven financial services company that offers investing, savings and retirement solutions for retail investors and investment advisors as well as financial wellness solutions, including a 401(k) for small and medium-sized businesses. Our team is passionate about our mission, to empower people to build wealth with confidence and ease.ย  We're headquartered in NYC and offer hybrid NY-based positions (four days/ week in-office, with no required office days during the summer and winter holidays).

About the role

The Firm Operations Team at Betterment oversees and operates Betterment's broker-dealer entity that safeguards over $65B in assets for over one million customers. The team is responsible for firm-level dividend and corporate action processing, reconciliations, design and operation of internal controls, and regulatory and financial reporting to maintain compliance with relevant FINRA and SEC financial responsibility rules.

The team works collaboratively across departments to improve and automate processes, as well as owns the relationships with various third parties including the broker-dealer's auditors, clearing firm, and banking institutions.

As Senior Manager of Broker-Dealer Financial Operations and Controls you will play a pivotal role in overseeing and managing all financial and operational aspects of our broker dealer business. You will collaborate cross-functionally to ensure compliance with industry regulations, maintain accurate financial records, and optimize operational processes to support our growth.

This role is based out of our NYC office. Below we've reflected the base salary range for this position. Actual salaries may vary depending on factors including but not limited to location, experience, and performance. The range listed is just one component of Betterment's total compensation package for employees.ย 

  • New York City: $135,000 - $160,000

This job may also be eligible for variable compensation in the form of a company incentive bonus.ย 

A day in the life

The ideal candidate for this role will possess a strong understanding of broker-dealer operations, financial reporting, and regulatory compliance, particularly in financial services and technology. They are comfortable in a spreadsheet, talking to auditors and regulators, and working with our Product and Engineering teams to build out new products. On any given day you will:

  • Complete and oversee daily reconciliations, investigating and resolving any breaks
  • Monitor firm liquidity and net capital, overseeing all transactional processes including money movements and securities processing
  • Enhance, implement, and execute against additional controls related to broker dealer compliance
  • Work with the FINOP to prepare and file weekly, monthly, and annual reporting, such as Reserve Calculations, Net Capital Computations, and year-end financial packagesย 
  • Act as main counterpoint with auditors for our annual broker-dealer reviews
What we're looking for
  • Bachelor's or Master's Degree in Accounting
  • CPA License
  • Series 27 or ability to rapidly obtain
  • Minimum of 5+ years of accounting experience in public accounting, preferably in audit
  • Experience working with a FINOP at a broker-dealer or clearing firm is a plus
  • Strong experience with financial reporting
  • Ability to work independently and manage multiple priorities in a fast-paced environment
  • Exceptional communication skills, both written and verbal