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60 Five Rings Compliance Officer Jobs Hiring Near You

Giving Home Health Care

Compliance Officer

Albuquerque, NM · On-site

$90K - $110K/yr

Minimum of 5-7 years of experience in healthcare compliance, preferably in home health, hospice, or ... Compliance Officer (CPCO) certification or Certified in Healthcare Compliance (CHC) Travel as ...

New

Lakeside Bank

Compliance Officer

Park Ridge, IL · On-site

$58K - $120K/yr

Compliance Officer (Officer level based on experience) Location: Park Ridge Reports to: SVP, ... Monday-Friday | 8:00 a.m. - 5:00 p.m. Why Work at Lakeside Bank? Lakeside Bank offers compliance ...

nLeague

Compliance Officer

Orlando, FL · On-site

Orlando, FL 32801 Duration: 5+ Months (Possibility of Extension) Hybrid FL-Orange County Commissioners-Business Development Division-Compliance Officer WORK ENVIRONMENT: Professional office, cubicle.

Midwest Bank

Compliance Officer

Norfolk, NE · On-site

Join Our Team as a Compliance Officer Are you detail-oriented, analytical, and passionate about ... Associates degree (or higher) in Finance, Banking, or related field * 5 years or more of bank ...

Midwest Bank

Compliance Officer

Norfolk, NE · On-site

Join Our Team as a Compliance Officer Are you detail-oriented, analytical, and passionate about ... Associate's degree (or higher) in Finance, Banking, or related field * 5 years or more of bank ...

Advance Trading, Inc

Compliance Officer

Bloomington, IL · On-site

Bachelor's Degree in Finance, Accounting, Statistics, Economics, Management or related field * 3-5 years of Compliance Officer experience * Experience as an Introducing Broker of Futures Commission ...

mgx

Compliance Officer

Northfield, MN

Requires a minimum of 5 years of experience in banking compliance. Merchants Bank offers ... Work with Chief Risk Officer on annual risk assessment completion. * Oversee completion of ...

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Experienced/Lateral - Compliance Analyst

Five Rings LLC - Careers

New York, NY • On-site

$75K - $100K/yr

Full-time

Re-posted 20 days ago

Job description

About Five Rings
Five Rings is a proprietary trading firm founded with a vision of combining strategy, innovation and technology to succeed in today's global markets. With offices in New York, Boca Raton, London and Amsterdam, Five Rings trades in various domestic and international markets, both established and esoteric. Our team constantly seeks new opportunities, analyzes their risks and rewards, and creates strategies and tools to capitalize on them.
We have an open culture and encourage the flow of knowledge and ideas between all areas of the firm.
About the Role
A dynamic NYC-based trading firm is looking for a Compliance Analyst to join its growing compliance team. The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations. In this position, tasks will primarily include surveillance and monitoring of trading activity, training and inducting staff, documenting new policies, managing regulatory reporting and communication, administering existing policies, and monitoring regulatory developments and best practices.
About You
The candidate must have at least a Bachelor's degree or equivalent, impeccable professional background, with a minimum of 2 years of relevant experience in a regulated environment preferred. Ability to work independently, organization, superior attention to detail, and ability to multitask are required. Strong knowledge of key compliance areas and strong ability to work with spreadsheets are required.
Annual Base Salary: $75,000 - $100,000. Base salary does not include discretionary bonus, if eligible, or benefits.
Range reflects annual base salary. Total compensation packages are comprised of base salary and a discretionary bonus.
Salary Range:
$75,000-$100,000 USD

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