ZipRecruiter

Log In

Advisor Group
Advisor Group

60 Advisor Group Research Analyst Jobs Hiring Near You

Advisor Group

Manager, Advisor Experience

Scottsdale, AZ · On-site

$100K - $120K/yr

Group Facilitation - ability to facilitate and guide groups, helping them find the answer and ... Customer Journey Mapping - ability to employ data and research to create Customer Journey Maps that ...

Advisor Group

Fraud Analyst

Atlanta, GA · Hybrid

$65K - $75K/yr

The Fraud Analyst will collaborate with business partners across the organization, advisors, supervisors, clearing firms, and external parties as necessary to conduct thorough investigations ...

Advisor Group

Fraud Analyst

Petersburg, VA · Hybrid

$65K - $75K/yr

The Fraud Analyst will collaborate with business partners across the organization, advisors, supervisors, clearing firms, and external parties as necessary to conduct thorough investigations ...

Advisor Group

Fraud Analyst

La Vista, NE · Hybrid

$65K - $75K/yr

The Fraud Analyst will collaborate with business partners across the organization, advisors, supervisors, clearing firms, and external parties as necessary to conduct thorough investigations ...

Advisor Group

Fraud Analyst

Oakdale, MN · Hybrid

$65K - $75K/yr

The Fraud Analyst will collaborate with business partners across the organization, advisors, supervisors, clearing firms, and external parties as necessary to conduct thorough investigations ...

Advisor Group

Tax Analyst

Scottsdale, AZ · On-site

$80K - $100K/yr

Reporting to the Director of Tax, the Income Tax Analyst will provide income tax support for ... Perform tax research and document tax positions * Assists with income tax audits, notices, and ...

Advisor Group

Fraud Analyst

Scottsdale, AZ · Hybrid

$65K - $75K/yr

The Fraud Analyst will collaborate with business partners across the organization, advisors, supervisors, clearing firms, and external parties as necessary to conduct thorough investigations ...

Advisor Group

Manager, Advisor Experience

Scottsdale, AZ · On-site

$100K - $120K/yr

Group Facilitation - ability to facilitate and guide groups, helping them find the answer and ... Customer Journey Mapping - ability to employ data and research to create Customer Journey Maps that ...

Advisor Group

Quantitative Analyst I

Scottsdale, AZ · On-site

$57K - $77K/yr

Leverage approved generative AI tools (e.g., Microsoft Copilot, ChatGPT, Claude, and similar platforms) to enhance productivity in data analysis, documentation, research, coding, and reporting ...

next page

Showing results 1-20

All JobsAdvisor Group JobsAdvisor Group Research Analyst Jobs

Advisor Group Jobs Information

What other companies are hiring for Research Analyst jobs?

What are the most popular jobs at Advisor Group?

What are the most popular categories at Advisor Group?

Infographic showing various Research Analyst job openings at Advisor Group in the United States as of September 2026, with employment types broken down into 100% Full Time. Highlights an 52% Physical, 35% Hybrid, and 13% Remote job distribution.

Compliance Analyst - IA Administration

Atlanta, GA • On-site

Advisor Group
Finance and Insurance • 1 - 5K employees
Learn more about Advisor Groupexternal

$65K - $69K/yr

Full-time

Medical, Dental, Vision, Retirement

Posted 21 days ago

Job description

Current Employees and Contractors Apply Here
Osaic Careers
Compliance Opportunity in Financial Services
Compliance Analyst - IA Administration & Support
Location(s):
Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339
La Vista: 12325 Port Grace Blvd, La Vista, NE 68128
Oakdale: 7755 3rd St. N, Oakdale, MN 55128
Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255
St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702
Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office. Applicants should be located at one of our hubs listed above and must be willing to work this schedule.
Role Type: Full-time
Salary: $65k - $69k per year + annual performance-based bonus
Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.
Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page: Osaic Benefits.
Summary:
The Investment Advisory Compliance Analyst supports the Investment Advisory Compliance Administration Team by serving as the primary point of contact for financial advisors, advisor support staff, and internal business partners. This role is responsible for responding to compliance-related inquiries, assisting with administration of the compliance policy and procedures. The ideal candidate is highly organized, detail-focused, and able to work effectively in a collaborative team environment.
Education Requirements:
Bachelor's Degree Preferred, H.S. Diploma or GED certificate + Significant Practical Experience will be considered
Responsibilities:
  • Respond to incoming emails and phone calls from financial advisors, advisor office personnel, and internal departments regarding investment advisory compliance matters.
  • Provide guidance and support on routine compliance questions, policies, and procedures, and administrative processes.
  • Assist with the review, maintenance of Form ADV Part 2B Brochure Supplements.
  • Support the onboarding and maintenance of Investment Advisor Representatives (IARs).
  • Coordinate with Compliance Operations, Supervision, Legal and other internal departments to resolve advisor inquiries and support business initiatives.
  • Monitor assigned workflows and ensure tasks are completed accurately and within established service standards.
  • Review/update desktop procedures when necessary.
  • All other duties as assigned.

Basic Requirements:
  • Minimum of two years of relevant work experience with a broker/dealer, registered investment adviser, regulatory agency, or similar financial institution.
  • Excellent verbal and written communication skills.
  • Must be proficient with MS Office (Word, Excel, PowerPoint, and Outlook).
  • Strong abilities in analytical thinking, problem solving, research, and time management.

Preferred Requirements:
  • Prior Customer Service experience
  • FINRA Series 7, 24 66 or 63/65) a plus.
  • Prior experience with the Investment Advisers Act of 1940, Investment Company Act of 1940 and Securities Act of 1933.

Current Employees and Contractors Apply Here
Advisor Group logo

About Advisor Group

Sourced by ZipRecruiter

Be a part of the team behind our success! At Advisor Group, we support financial professionals nationwide, the people who help everyday Americans achieve their dreams. We're a billion-dollar business with the mentality and drive of a startup. Join us in building something special.

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

1988

Social media

FacebookTwitter

View All Advisor Group Jobs

Apply