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Trader Az Jobs in Virginia (NOW HIRING)

Osaic

Sales Supervision Principal

Petersburg, VA · Hybrid

$65K - $75K/yr

N, Oakdale, MN 55128 Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255 St. Petersburg ... Under the guidance of the Department Manager, Team Lead, and/or Senior Trade Specialist, the Sales ...

Boeing

Corrective Action Lead

Arlington, VA · On-site

$104K - $162K/yr

Mesa, AZ; Seal Beach, CA; El Segundo, CA; Huntington Beach, CA; Hazelwood, MO; Berkeley, MO ... Experience in audit (preferably within trade compliance or internal audit functions) * Effective ...

Boeing

Corrective Action Lead

Arlington, VA · On-site

$104K - $162K/yr

Mesa, AZ; Seal Beach, CA;El Segundo, CA; Huntington Beach, CA; Hazelwood, MO; Berkeley, MO ... Experience in audit (preferably within trade compliance or internal audit functions) * Effective ...

Osaic

Compliance Analyst

Petersburg, VA · Hybrid

$55K - $63K/yr

N, Oakdale, MN 55128 Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255 St. Petersburg ... Ability to analyze large amounts of trade data and to think through complex Compliance issues.

Osaic

Production Support Analyst

Petersburg, VA · Hybrid

$60K - $65K/yr

N, Oakdale, MN 55128 Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255 St. Petersburg ... trading modules, formal user guides. * Identify opportunities for service improvement. * Other ...

Staff Zone/Select People

Sales Manager

Norfolk, VA · On-site

... trades-related sales is amazing BUT NOT REQUIRED! - You're comfortable on a construction site or ... We currently have branches in several states (AL, AZ, CO, FL, GA, SC, NC, TN, VA, and TX), and ...

Staff Zone/Select People

Sales Manager

Norfolk, VA · On-site

... trades-related sales is amazing BUT NOT REQUIRED! - Youre comfortable on a construction site or ... We currently have branches in several states (AL, AZ, CO, FL, GA, SC, NC, TN, VA, and TX), and ...

Osaic

Senior Surveillance Analyst

Petersburg, VA · Hybrid

$90K - $105K/yr

N, Oakdale, MN 55128 Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255 St. Petersburg ... Ability to analyze large amounts of trade data and to think through complex Compliance issues.

Osaic

AI Product Owner

Petersburg, VA · Hybrid

$150K - $170K/yr

N, Oakdale, MN 55128 Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255 St. Petersburg ... Strong facilitation and stakeholder management; leads refinement, UAT, and trade-off decisions.

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Sales Supervision Principal

Osaic

Petersburg, VA • Hybrid

$65K - $75K/yr

Full-time

Medical, Dental, Vision, Retirement

Posted 19 days ago

Osaic rating

8.2

Company rating: 8.2 out of 10

Based on 8 frontline employees who took The Breakroom Quiz

Job description

Current Employees and Contractors Apply HereOsaic Careers

Supervision Principal Opportunity in Financial Services

Sales Supervision Principal

Location(s):

Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339

La Vista:12325 Port Grace Blvd, La Vista, NE 68128

Oakdale: 7755 3rd St. N, Oakdale, MN 55128

Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255

St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702

Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office. Applicants should be located at one of our hubs listed above and must be willing to work this schedule.

Role Type: Full-time

Salary: $65,000 - $75,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:Osaic Benefits.

Summary:

The Sales Supervision Principal conducts suitability reviews of businesses requiring firm pre-approval, including, but not limited to, Variable Annuity (VA), Registered Index-Linked Annuity (RILA), and Fixed Indexed Annuity (FIA) initial purchases and replacements and non-traded alternative investment purchases. Under the guidance of the Department Manager, Team Lead, and/or Senior Trade Specialist, the Sales Supervision Principal researches and analyzes proposed transactions and documents findings, rationale, and provides approval/rejection decisions. Ensures business is processed in accordance with the firm's policies and procedures and in compliance with regulatory requirements to protect the client, the First Line Supervisor (FLS), and the firm.

Education Requirements:

Bachelor's degree preferred, high school diploma (or equivalent) in combination with significant experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.

Responsibilities:

  • Ensures proper business and sales practices are followed by the daily review of all assigned transactions and works with the advisors to address deficiencies in submissions
  • Completes data entry into the Sales Supervision pre-approval platform and documents analysis, advisor communications, resolution of deficiencies, and conclusion
  • Provides a written recommendation of approval or rejection after a thorough suitability analysis is completed
  • Works with the Sr. Trade Specialist, Team Lead, and/or Trade Specialist Manager on escalated issues and rejections
  • Stays fully informed of firm rules, guidelines, and procedures, as well as regulatory changes
  • Monitors, reports and enforces internal controls to ensure compliance with industry standards and the firm's policies and procedures
  • Keeps timely workflow and ensures regulatory deadlines are met
  • Maintains an ongoing positive relationship with Advisors and First-Line Supervisors in collaboration with the Supervision of Regional Vice Presidents (SRVPs) and Regional Sales Managers (RSMs)
  • All other duties as assigned.

Basic Requirements:

  • Basic VA, RILA, FIA annuity & Alternative Investment knowledge
  • At least 1 - 2 years related experience
  • FINRA Series 7, Series 63 (or Series 66), and Series 24 (or Series 8 or 9/10) are required
  • Excellent written and verbal communication skills
  • Ability to effectively handle and prioritize multiple tasks in a fast-paced environment to meet defined deadlines
  • Analytical and problem-solving skills

Preferred Requirements:

  • FINRA Series 65 or Series 66 preferred
  • Life & Variable Insurance licenses preferred
Current Employees and Contractors Apply Here

About Osaic

Sourced by ZipRecruiter

Industry

Finance and insurance

Company size

1,001 - 5,000 Employees

Headquarters location

Phoenix, AZ, US

Year founded

2016

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