Oversee all FINRA, SEC, and state licensing and registration activity for Wealth advisors and ... Risk Management & Compliance Partnership * Partner closely with Compliance and Legal to interpret ...
New
Oversee all FINRA, SEC, and state licensing and registration activity for Wealth advisors and ... Risk Management & Compliance Partnership * Partner closely with Compliance and Legal to interpret ...
New
Oversee all FINRA, SEC, and state licensing and registration activity for Wealth advisors and ... Risk Management & Compliance Partnership * Partner closely with Compliance and Legal to interpret ...
New
Oversee all FINRA, SEC, and state licensing and registration activity for Wealth advisors and ... Risk Management & Compliance Partnership * Partner closely with Compliance and Legal to interpret ...
New
Oversee all FINRA, SEC, and state licensing and registration activity for Wealth advisors and ... Risk Management & Compliance Partnership * Partner closely with Compliance and Legal to interpret ...
New
Oversee all FINRA, SEC, and state licensing and registration activity for Wealth advisors and ... Risk Management & Compliance Partnership * Partner closely with Compliance and Legal to interpret ...
New
Travel Podiatrist (Multi-State)
Des Moines, IA · On-site
$100K - $350K/yr
Travel expenses and multi-state licensing are covered by PPG. This is an opportunity to join a fast ... Diagnose, treat, and manage foot and lower limb conditions * Provide preventive care for high-risk ...
Travel Podiatrist (Multi-State)
Des Moines, IA · On-site
$100K - $350K/yr
Travel expenses and multi-state licensing are covered by PPG. This is an opportunity to join a fast ... Diagnose, treat, and manage foot and lower limb conditions * Provide preventive care for high-risk ...
Travel Podiatrist (Multi-State)
Des Moines, IA · On-site
$100K - $350K/yr
Travel expenses and multi-state licensing are covered by PPG. This is an opportunity to join a fast ... Diagnose, treat, and manage foot and lower limb conditions * Provide preventive care for high-risk ...
Travel Podiatrist (Multi-State)
Des Moines, IA · On-site
$100K - $350K/yr
Travel expenses and multi-state licensing are covered by PPG. This is an opportunity to join a fast ... Diagnose, treat, and manage foot and lower limb conditions * Provide preventive care for high-risk ...
Travel Podiatrist (Multi-State)
Des Moines, IA · On-site
$100K - $350K/yr
Travel expenses and multi-state licensing are covered by PPG. This is an opportunity to join a fast ... Diagnose, treat, and manage foot and lower limb conditions * Provide preventive care for high-risk ...
Travel Podiatrist (Multi-State)
Des Moines, IA · On-site
$100K - $350K/yr
Travel expenses and multi-state licensing are covered by PPG. This is an opportunity to join a fast ... Diagnose, treat, and manage foot and lower limb conditions * Provide preventive care for high-risk ...
Travel expenses and multi-state licensing are covered by PPG. This is an opportunity to join a fast ... Diagnose, treat, and manage foot and lower limb conditions * Provide preventive care for high-risk ...
Quick apply
Travel expenses and multi-state licensing are covered by PPG. This is an opportunity to join a fast ... Diagnose, treat, and manage foot and lower limb conditions * Provide preventive care for high-risk ...
... State licensing requirement for Emergency Medical Technician/Paramedic. Provides medical assessment, intervention and evaluation for occupational and non-occupational illnesses and injuries. Manages ...
... State licensing requirement for Emergency Medical Technician/Paramedic. Provides medical assessment, intervention and evaluation for occupational and non-occupational illnesses and injuries. Manages ...
Paramedic/EMT
Pella, IA · On-site
... State licensing requirement for Emergency Medical Technician/Paramedic. Provides medical assessment, intervention and evaluation for occupational and non-occupational illnesses and injuries. Manages ...
Paramedic/EMT
Pella, IA · On-site
... State licensing requirement for Emergency Medical Technician/Paramedic. Provides medical assessment, intervention and evaluation for occupational and non-occupational illnesses and injuries. Manages ...
Paramedic/EMT
Pella, IA · On-site
... State licensing requirement for Emergency Medical Technician/Paramedic. Provides medical assessment, intervention and evaluation for occupational and non-occupational illnesses and injuries. Manages ...
Paramedic/EMT
Pella, IA · On-site
... State licensing requirement for Emergency Medical Technician/Paramedic. Provides medical assessment, intervention and evaluation for occupational and non-occupational illnesses and injuries. Manages ...
Licensing Coordinator
Cedar Rapids, IA · On-site
Job Summary The Licensing Coordinator is responsible for managing all aspects of electrical licensing compliance for Loenbro. This role coordinates with state and local electrical licensing boards ...
Licensing Coordinator
Cedar Rapids, IA · On-site
Job Summary The Licensing Coordinator is responsible for managing all aspects of electrical licensing compliance for Loenbro. This role coordinates with state and local electrical licensing boards ...
Licensing Coordinator
Cedar Rapids, IA · On-site
Job Summary The Licensing Coordinator is responsible for managing all aspects of electrical licensing compliance for Loenbro. This role coordinates with state and local electrical licensing boards ...
Licensing Coordinator
Cedar Rapids, IA · On-site
Job Summary The Licensing Coordinator is responsible for managing all aspects of electrical licensing compliance for Loenbro. This role coordinates with state and local electrical licensing boards ...
Licensing Coordinator
Cedar Rapids, IA · On-site
Job Summary The Licensing Coordinator is responsible for managing all aspects of electrical licensing compliance for Loenbro. This role coordinates with state and local electrical licensing boards ...
Licensing Coordinator
Cedar Rapids, IA · On-site
Job Summary The Licensing Coordinator is responsible for managing all aspects of electrical licensing compliance for Loenbro. This role coordinates with state and local electrical licensing boards ...
Administrative Support Assistant 3 - Licensing Specialist
Des Moines, IA · On-site
$41K - $61K/yr
Answer high volumes of inquiries from individuals, schools, and businesses concerning initial licensure, out-of-state relocation, and continuing education (CE) requirements. Manage Correspondence:
Administrative Support Assistant 3 - Licensing Specialist
Des Moines, IA · On-site
$41K - $61K/yr
Answer high volumes of inquiries from individuals, schools, and businesses concerning initial licensure, out-of-state relocation, and continuing education (CE) requirements. Manage Correspondence:
Area Managers Are responsible for portfolio of teaching staff, providing them with the tools they ... NAEYC/NAC and state licensing knowledge preferred Our benefits meet you where you are. We're here ...
Area Managers Are responsible for portfolio of teaching staff, providing them with the tools they ... NAEYC/NAC and state licensing knowledge preferred Our benefits meet you where you are. We're here ...
Administrative Support Assistant 3 - Licensing Specialist
Des Moines, IA · On-site
$41K - $61K/yr
Answer high volumes of inquiries from individuals, schools, and businesses concerning initial licensure, out-of-state relocation, and continuing education (CE) requirements. * Manage Correspondence:
Administrative Support Assistant 3 - Licensing Specialist
Des Moines, IA · On-site
$41K - $61K/yr
Answer high volumes of inquiries from individuals, schools, and businesses concerning initial licensure, out-of-state relocation, and continuing education (CE) requirements. * Manage Correspondence:
Account Manager - State Farm Agent Team Member
Bettendorf, IA · On-site
$50K - $75K/yr
Life and Health license (must be able to obtain) If you are motivated to succeed and can see ... State Farm agents are independent contractors who hire their own employees. State Farm agents ...
Account Manager - State Farm Agent Team Member
Bettendorf, IA · On-site
$50K - $75K/yr
Life and Health license (must be able to obtain) If you are motivated to succeed and can see ... State Farm agents are independent contractors who hire their own employees. State Farm agents ...
Account Manager - State Farm Agent Team Member
Fort Madison, IA · On-site
$60K - $90K/yr
Licensing paid by agency * Bonus based on performance * Competitive salary * Flexible schedule ... As Account Manager - State Farm Agent Team Member for Jess Sutcliffe - State Farm Agent, you are ...
Account Manager - State Farm Agent Team Member
Fort Madison, IA · On-site
$60K - $90K/yr
Licensing paid by agency * Bonus based on performance * Competitive salary * Flexible schedule ... As Account Manager - State Farm Agent Team Member for Jess Sutcliffe - State Farm Agent, you are ...
Account Manager - State Farm Agent Team Member
Des Moines, IA · On-site
$50K - $90K/yr
Licensing Paid by Agency * Salary PLUS Commission * Simple IRA * Bonus based on performance ... As Account Manager - State Farm Agent Team Member for Tony Weisshaar - State Farm Agent, you are ...
Account Manager - State Farm Agent Team Member
Des Moines, IA · On-site
$50K - $90K/yr
Licensing Paid by Agency * Salary PLUS Commission * Simple IRA * Bonus based on performance ... As Account Manager - State Farm Agent Team Member for Tony Weisshaar - State Farm Agent, you are ...
Account Manager - State Farm Agent Team Member
Ankeny, IA · On-site
$55K - $80K/yr
Licensing paid by agency * Bonus based on performance * Competitive salary * Flexible schedule ... As Account Manager - State Farm Agent Team Member for Reyna Immerfall - State Farm Agent, you are ...
Account Manager - State Farm Agent Team Member
Ankeny, IA · On-site
$55K - $80K/yr
Licensing paid by agency * Bonus based on performance * Competitive salary * Flexible schedule ... As Account Manager - State Farm Agent Team Member for Reyna Immerfall - State Farm Agent, you are ...
State Licensing Manager information
What cities in Iowa are hiring for State Licensing Manager jobs?
Cities in Iowa with the most State Licensing Manager job openings:
Manager, Licensing & Registration
Des Moines, IA • On-site
Integrity Marketing Group
Full-time
Posted 3 days ago
New
Integrity Marketing Group rating
7.7
Based on 34 frontline employees who took The Breakroom Quiz
Job description
Job Summary
The Manager of Licensing & Registration is responsible for overseeing all licensing, registration, and regulatory reporting activities supporting the Wealth Management organization. This role ensures timely, accurate, and compliant advisor registrations with FINRA, the SEC, and applicable state regulators, while leading a team that supports advisor onboarding, transitions, and ongoing regulatory maintenance.
The Manager serves as a key risk-management partner to Compliance, Legal, Operations, and Wealth Leadership, with accountability for process integrity, regulatory deadlines, and continuous improvement across licensing and registration workflows. This position is based onsite in our Urbandale, IA or Austin, TX office locations.
Primary Responsibilities
Licensing & Registration Oversight
Advisor Onboarding & Transitions
People & Process Leadership
Risk Management & Compliance Partnership
Operational Excellence & Continuous Improvement
Cross-Functional Collaboration
Primary Skills & Qualifications
About Integrity
Integrity is one of the nation's leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike. Integrity is driven by a singular purpose: to help people protect their life, health and wealth so they can prepare for the good days ahead.
Integrity offers you the opportunity to start a career in a family-like environment that is rewarding and cutting edge. Why? Because we put our people first! At Integrity, you can start a new career path at company you'll love, and we'll love you back. We're proud of the work we do and the culture we've built, where we celebrate your hard work and support you daily. Joining us means being part of a hyper-growth company with tons of professional opportunities for you to accelerate your career. Integrity offers our people a competitive compensation package, including benefits that make work more fun and give you and your family peace of mind.
Headquartered in Dallas, Texas, Integrity is committed to meeting Americans wherever they are - in person, over the phone or online. Integrity's employees support hundreds of thousands of independent agents who serve the needs of millions of clients nationwide. For more information, visit Integrity.com.
Integrity, LLC is an Equal Opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, national origin, disability, veteran status, or any other characteristic protected by federal, state, or local law. In addition, Integrity, LLC will provide reasonable accommodations for qualified individuals with disabilities.
The Manager of Licensing & Registration is responsible for overseeing all licensing, registration, and regulatory reporting activities supporting the Wealth Management organization. This role ensures timely, accurate, and compliant advisor registrations with FINRA, the SEC, and applicable state regulators, while leading a team that supports advisor onboarding, transitions, and ongoing regulatory maintenance.
The Manager serves as a key risk-management partner to Compliance, Legal, Operations, and Wealth Leadership, with accountability for process integrity, regulatory deadlines, and continuous improvement across licensing and registration workflows. This position is based onsite in our Urbandale, IA or Austin, TX office locations.
Primary Responsibilities
Licensing & Registration Oversight
- Oversee all FINRA, SEC, and state licensing and registration activity for Wealth advisors and registered staff.
- Ensure timely and accurate submission of U4, U5, BR, BD, and ADV-related filings.
- Maintain ongoing compliance with continuing education (CE), renewals, amendments, and regulatory updates.
- Monitor regulatory deadlines to prevent late filings, deficiencies, or business disruptions.
Advisor Onboarding & Transitions
- Partner with Wealth Onboarding, Transitions, Compliance, and Legal teams to support seamless advisor onboarding and broker-dealer/RIA transitions.
- Ensure licensing and registration processes align with onboarding timelines and business objectives.
- Serve as an escalation point for complex registrations, regulatory inquiries, or state-specific issues.
People & Process Leadership
- Lead, coach, and develop the Licensing & Registration team to ensure high performance, accountability, and regulatory accuracy.
- Establish clear roles, expectations, service standards, and workflows for the team.
- Build scalable, documented processes to support current and future growth of the Wealth platform.
Risk Management & Compliance Partnership
- Partner closely with Compliance and Legal to interpret and apply regulatory requirements.
- Identify and mitigate licensing-related risks that could impact firm standing, advisor productivity, or revenue.
- Prepare reporting, insights, and updates for leadership related to licensing status, risks, trends, and capacity.
Operational Excellence & Continuous Improvement
- Evaluate and improve systems, tools, and processes related to licensing, registration, and tracking.
- Maintain accurate records, dashboards, and audit-ready documentation.
- Drive continuous improvement initiatives to reduce cycle times, errors, and manual work.
Cross-Functional Collaboration
- Act as a trusted partner to Wealth Leadership, Compliance, Legal, Operations, and People & Culture.
- Support strategic initiatives tied to growth, acquisitions, and organizational changes impacting licensing.
Primary Skills & Qualifications
- Bachelor's degree in business, finance, or related field preferred.
- 7+ years of experience in licensing, registration, compliance operations, or advisor onboarding within a broker-dealer, RIA, or wealth management environment.
- Series 7 and 24 required.
- Prior people-management experience strongly preferred.
- Deep working knowledge of FINRA, SEC, and state licensing requirements and filings.
- Experience managing U4/U5 filings, continuing education, regulatory reporting, and audits.
- Strong attention to detail with the ability to manage complex, high-risk regulatory processes.
- Proven ability to lead teams, manage priorities, and drive operational improvements.
- Excellent written and verbal communication skills, including comfort communicating with senior leadership and regulators.
- High level of professionalism, discretion, and sound judgment.
About Integrity
Integrity is one of the nation's leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike. Integrity is driven by a singular purpose: to help people protect their life, health and wealth so they can prepare for the good days ahead.
Integrity offers you the opportunity to start a career in a family-like environment that is rewarding and cutting edge. Why? Because we put our people first! At Integrity, you can start a new career path at company you'll love, and we'll love you back. We're proud of the work we do and the culture we've built, where we celebrate your hard work and support you daily. Joining us means being part of a hyper-growth company with tons of professional opportunities for you to accelerate your career. Integrity offers our people a competitive compensation package, including benefits that make work more fun and give you and your family peace of mind.
Headquartered in Dallas, Texas, Integrity is committed to meeting Americans wherever they are - in person, over the phone or online. Integrity's employees support hundreds of thousands of independent agents who serve the needs of millions of clients nationwide. For more information, visit Integrity.com.
Integrity, LLC is an Equal Opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, national origin, disability, veteran status, or any other characteristic protected by federal, state, or local law. In addition, Integrity, LLC will provide reasonable accommodations for qualified individuals with disabilities.
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