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Sie License Jobs in Riverside, CA (NOW HIRING)

Northwestern Mutual

Financial Advisor

Corona, CA

$137K - $250K/yr

To become a financial advisor, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual ...

Northwestern Mutual

Financial Advisor

Ontario, CA · On-site

$61K - $250K/yr

To become a financial advisor, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual ...

Northwestern Mutual

Financial Advisor

Irvine, CA · On-site

$137K - $250K/yr

To become a financial advisor, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual ...

Northwestern Mutual

Financial Advisor

Corona, CA · On-site

$137K - $250K/yr

To become a financial advisor, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual ...

Northwestern Mutual

Financial Advisor

Irvine, CA

$137K - $250K/yr

To become a financial advisor, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual ...

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All JobsSie License JobsSie License Jobs in Riverside, CA

Sie License information

See Riverside, CA salary details

$11

$18

$25

How much do sie license jobs pay per hour?

As of Jul 14, 2026, the average hourly pay for sie license in Riverside, CA is $18.39, according to ZipRecruiter salary data. Most workers in this role earn between $16.06 and $20.05 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Securities Industry Essentials (SIE) License holder, and why are they important?

To thrive as a professional with an SIE License, you need a foundational understanding of securities markets, regulatory frameworks, and basic financial concepts, typically demonstrated by passing the SIE exam. Familiarity with financial industry tools, such as trading platforms and compliance software, is often required, along with knowledge of FINRA and SEC regulations. Strong analytical thinking, attention to detail, and effective communication skills help you interpret regulations and interact with clients or colleagues. These skills and qualifications are crucial for ensuring regulatory compliance and building a successful career in the securities industry.

What can I do with my SIE exam?

The SIE (Securities Industry Essentials) exam qualifies individuals for entry-level roles in the securities industry, such as registered representatives or financial professionals. Passing the exam is often a prerequisite for licensing exams like the Series 7 or Series 63, and it demonstrates foundational knowledge of securities products, markets, and regulations necessary for compliance and client interactions.

What jobs can I get with the SIE?

The Securities Industry Essentials (SIE) exam qualifies individuals for entry-level roles in the securities industry, such as financial advisor, broker, or securities representative. It demonstrates foundational knowledge of securities products, markets, and regulations, and is often a prerequisite for licensing exams like the Series 7 or Series 63. These roles typically involve client interaction, sales, and compliance responsibilities within brokerage firms or financial institutions.

Will the SIE help me get a job?

The Securities Industry Essentials (SIE) exam is an entry-level certification that demonstrates foundational knowledge of the securities industry. Passing the SIE can improve your job prospects in finance and brokerage firms, but additional licensing and experience are typically required for specific roles. It is a useful step for those seeking employment in securities-related positions.

What is the difference between Sie License vs Sie Analyst?

AspectSie LicenseSie Analyst
Required CredentialsTypically requires Sie certification/license and technical trainingRequires Sie certification, analytical skills, and technical knowledge
Work EnvironmentPrimarily technical, licensing, and compliance-focusedData analysis, reporting, and system evaluation
Employer & Industry UsageUsed in industries with Sie software implementations, such as finance and healthcareCommon in IT, finance, and consulting firms for system analysis

The Sie License primarily focuses on licensing, compliance, and technical certification related to Sie software. In contrast, a Sie Analyst emphasizes analyzing Sie system data, generating reports, and supporting system improvements. While both roles require Sie certification, the License role is more technical and compliance-oriented, whereas the Analyst role is more analytical and data-driven.

What is a SIE license?

A SIE (Securities Industry Essentials) license refers to the qualification received after passing the SIE Exam, which is administered by FINRA. This entry-level exam is designed for prospective securities industry professionals and covers basic concepts such as types of products and their risks, regulatory agencies, and prohibited practices. Passing the SIE Exam is a prerequisite for taking more specialized qualification exams required for various securities roles. The SIE license demonstrates a foundational knowledge of the securities industry, but does not by itself qualify someone to engage in securities business—it must be paired with further licensing for specific job functions.

What professions make $500,000 a year?

Professions that can reach $500,000 annually include experienced surgeons, anesthesiologists, corporate executives, and specialized attorneys. High earnings often require advanced skills, extensive experience, and often involve leadership roles or private practice. In some cases, professionals in finance, technology, or real estate also achieve this level of income.

What are some common challenges candidates face when preparing for the SIE License exam, and how can they overcome them?

Many candidates find the breadth of topics covered in the SIE License exam—ranging from securities products to regulatory frameworks—challenging to master in a limited timeframe. Staying organized with a structured study plan and utilizing reputable study materials can help ensure thorough preparation. Joining study groups or seeking guidance from industry professionals also aids in clarifying complex concepts. Practicing with sample questions and mock exams is an effective way to build confidence and identify areas that need further review.
What job categories do people searching Sie License jobs in Riverside, CA look for? The top searched job categories for Sie License jobs in Riverside, CA are:
What cities near Riverside, CA are hiring for Sie License jobs? Cities near Riverside, CA with the most Sie License job openings:
Sie License jobs near you
Infographic showing various Sie License job openings in Riverside, CA as of July 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $38,251 per year, or $18.4 per hour.
Entry Level Proprietary Trader Positions

Entry Level Proprietary Trader Positions

T3 Trading Group LLC

Irvine, CA • On-site

Full-time

Re-posted 17 days ago

Job description

NOW HIRING Proprietary Equity Traders Wanted
T3 Trading Group, LLC (www.t3trading.com) is a registered SEC Broker-Dealer & Member of FINRA SIPC. T3's office headquarters is located at 88 Pine Street the heart of New York City's financial district. We provide aspiring proprietary traders with the education necessary to trade based on risk/reward, probability parameters, and strict money management. In order to maximize the potential of our traders, we will provide:
WE PROVIDE:
  • Education in technical analysis, tape reading, money management, and market psychology
  • Daily trading review with experienced traders
  • Competitive payout structure
  • Cutting edge technology
  • Open and friendly team environment

REQUIRED QUALIFICATIONS:
  • College degree with a competitive GPA
  • Basic familiarity with the equity markets
  • Strong analytical skills
  • Ability to work well in a team environment
  • A focused, dedicated, and entrepreneurial personality
  • Enthusiasm for the equity markets
  • Prior trading experience is not required

We are now accepting applications to join our dedicated and experienced team of professional traders. New and aspiring traders work to reach a level of consistent profitability in their trading through appropriate risk/reward and probability parameters with an eye toward strict money management.
In order to reach this goal, experienced traders work with entry level traders in an extensive trade review program after the market close each day. Traders are educated in the nuances of technical analysis, tape reading, money management, and market psychology.
Traders will learn how to identify and capitalize on stock trends and retracements with a view towards multiple time frames. Each day prospects will work to learn and grow as traders.
Series 57 & SIE license required. We will sponsor qualified candidates for this exam.
If interested, please contact Paolo Fontana at 917-548-4492 or Paolo.Fontana@t3trading.com

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