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Sie Certification Jobs in Rochester, NY (NOW HIRING)

Northwestern Mutual

Financial Advisor

Pittsford, NY · On-site

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Pittsford, NY

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Pittsford, NY

$61K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Pittsford, NY

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Keybank

Private Client Banker - Perinton

Fairport, NY

$25 - $38.46/hr

... and Certifications * FINRA License S6 Upon Hire (required) * FINRA License S63 Upon Hire (required) * FINRA Security Industry Essentials (SIE) Upon Hire (required) * Life and Health Insurance ...

Northwestern Mutual

Financial Advisor

Pittsford, NY

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Pittsford, NY · On-site

$61K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

KeyBank

Private Client Banker - Perinton

Fairport, NY · On-site

... and Certifications * FINRA License S6 Upon Hire (required) * FINRA License S63 Upon Hire (required) * FINRA Security Industry Essentials (SIE) Upon Hire (required) * Life and Health Insurance ...

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All JobsSie Certification JobsSie Certification Jobs in Rochester, NY

Sie Certification information

See Rochester, NY salary details

$16

$28

$94

How much do sie certification jobs pay per hour?

As of Aug 25, 2026, the average hourly pay for sie certification in Rochester, NY is $28.04, according to ZipRecruiter salary data. Most workers in this role earn between $18.94 and $26.49 per hour, depending on experience, location, and employer.

What is the SIE Certification?

The SIE (Securities Industry Essentials) Certification is an entry-level exam administered by FINRA for prospective securities industry professionals. It tests basic knowledge of the securities industry, including concepts such as types of products and risks, the structure of the securities industry markets, regulatory agencies and their functions, and prohibited practices. Passing the SIE is a prerequisite for taking further qualification exams required for specific roles, such as the Series 7. The SIE is open to anyone aged 18 or older, and you do not need to be sponsored by a firm to take it.

What are some typical challenges candidates face when preparing for the SIE Certification exam while balancing other commitments?

Preparing for the SIE Certification exam can be challenging, especially for candidates who are balancing work, school, or other personal commitments. Common obstacles include managing study schedules, staying motivated over several weeks, and understanding complex financial concepts if you are new to the industry. Many candidates find it helpful to use structured study plans, take practice tests, and join study groups to stay on track. Leveraging online resources and allocating dedicated study time each week can greatly improve your chances of success.

What are the key skills and qualifications needed to thrive in a role requiring SIE Certification, and why are they important?

To thrive in a role requiring SIE (Securities Industry Essentials) Certification, you need a solid understanding of basic securities industry concepts, regulatory frameworks, and ethical standards, typically gained through preparatory courses and passing the SIE exam. Familiarity with financial software, trading platforms, and compliance management systems is often necessary. Strong analytical skills, attention to detail, and effective communication set candidates apart in this field. These skills and qualifications are crucial for ensuring regulatory compliance, making informed decisions, and building trust with clients in the financial services industry.

What is the difference between Sie Certification vs Network Engineer?

AspectSie CertificationNetwork Engineer
Required CredentialsSie Certification, training programs, and industry-specific knowledgeNetworking degrees, Cisco/CompTIA certifications, and technical skills
Work EnvironmentTypically in industrial automation, manufacturing, or process control settingsIT departments, corporate offices, data centers, and network infrastructure sites
Employer & Industry UsageManufacturing, automation, and process industriesTelecommunications, IT, technology firms, and corporate networks
Common Search & ComparisonYesYes

Sie Certification focuses on industrial automation and process control systems, while Network Engineers specialize in designing, implementing, and maintaining computer networks. Both roles require technical knowledge but serve different industries and environments. Understanding these differences helps professionals choose the right certification or career path based on their industry interests and skills.

What jobs can I get with a Sie certification?

A SIE (Securities Industry Essentials) certification qualifies individuals for entry-level roles in the securities industry, such as securities analyst, financial advisor, broker, or compliance associate. It demonstrates foundational knowledge of investment products, markets, and regulations, often serving as a prerequisite for more advanced licenses and roles in finance and investment firms.

What job categories do people searching Sie Certification jobs in Rochester, NY look for?

The top searched job categories for Sie Certification jobs in Rochester, NY are:

What cities near Rochester, NY are hiring for Sie Certification jobs?

Cities near Rochester, NY with the most Sie Certification job openings:

Sie Certification jobs near you
Infographic showing various Sie Certification job openings in Rochester, NY as of August 2026, with employment types broken down into 3% As Needed, 70% Full Time, 18% Part Time, 1% Temporary, and 8% Contract. Highlights an 96% Physical, 1% Hybrid, and 3% Remote job distribution, with an average salary of $58,331 per year, or $28 per hour.

Equity Research Associate - Internet/Digital Media (New York)

Rochester, NY • On-site

100 Raymond James & Associates, Inc.
See more jobs at 100 Raymond James & Associates, Inc.external

$80 - $105/hr

Other

Medical, Dental, Vision, Life, Retirement, PTO

This job post has expired today. Applications are no longer accepted.

Job description

Job Description Summary

Analyze and interpret equity-related data, do research and give advice on economic issues which impact on the business. Conduct research studies of existing and potential investments in selected areas and develop recommendations. Depending on the research approach, analysis may focus on an individual security, sector, or country. Identify and investigate pertinent factors influencing investment decisions. Quantify and interpret potential risks and rewards. Recommend acquiring, holding, or disposing of investments. Monitor designated investments to identify trends and conditions. Assist in the development of policy guidelines. Monitor the market for anomaly switches to take advantage of these.

Job Description Responsibilities

Work within established research systems to deliver prescribed outcomes for a designated part of an economic research program. Conduct research and select relevant information to enable analysis of key themes and trends using primary data sources and business intelligence tools. Prepare and coordinate the completion of various data and analytics reports. Contribute information to business cases for research funding to quantify current costs, justify project investment, and identify the return on investment.

Skills

Determine and analyze trends from data that is collected to assist in compiling reports that will help in decision-making. Produce research specifications and related materials. Create reports for various audiences as relevant, in a lucid and effective manner, keeping in mind the purpose of reports.

Education

Bachelor’s (Required)

Work Experience

General Experience - 13 months to 3 years

Certifications

Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)

Salary Range

$80,000.00-$105,000.00

Travel

Less than 25%

Workstyle

Resident

Guiding Behaviors

At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.

Our Expectations
  • Grow professionally and inspire others to do the same
  • Work with and through others to achieve desired outcomes
  • Make prompt, pragmatic choices and act with the client in mind
  • Take ownership and hold themselves and others accountable for delivering results that matter
  • Contribute to the continuous evolution of the firm
Cultural Commitment

At Raymond James – as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive.

Equal Opportunity Employment

The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.

Company Overview

Raymond James is a diversified financial services company providing wealth management, capital markets, asset management, banking and other services to individuals, corporations and municipalities. Founded in 1962 in St. Petersburg, Florida, rather than on Wall Street, we have always embraced being a different kind of financial services firm. Today, Raymond James has locations and subsidiaries across the United States, Canada, the United Kingdom and Germany, and is listed on the New York Stock Exchange under the symbol RJF.

Benefits
  • medical, dental, and vision;
  • life insurance;
  • critical illness insurance and accident insurance;
  • disability benefits;
  • retirement savings;
  • paid time off (including vacation, holidays, and sick leave);
  • parental leave.

Eligibility for benefits and specific offerings may vary based on position and employment status.

To view more details of the benefits offered, visit Myrjbenefits.com.

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