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Sie Certification Jobs in Raleigh, NC (NOW HIRING)

NC SECU

Financial Advisor

Rolesville, NC

... SIE/7/66) OR hold the ATFA designation. * Must have 2+ years of experience as an Insurance, Investment or Trust Representative or a similar position. * Certified Financial Planner or similar ...

NC SECU

Financial Advisor

Knightdale, NC

... SIE/7/66) OR hold the ATFA designation. * Must have 2+ years of experience as an Insurance, Investment or Trust Representative or a similar position. * Certified Financial Planner or similar ...

Western & Southern Life

Staff Manager

Cary, NC · On-site

Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.) * Obtain and hold State Life and Health license prior to hire. * Obtain and hold the FINRA SIE, Series 6, Series 63 & Series 26 or ...

Western & Southern Life

Staff Manager

Cary, NC · On-site

$16 - $21.50/hr

Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.) * Obtain and hold State Life and Health license prior to hire. * Obtain and hold the FINRA SIE, Series 6, Series 63 & Series 26 or ...

Western & Southern Life

Staff Manager

Cary, NC · On-site

Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.) * Obtain and hold State Life and Health license prior to hire. * Obtain and hold the FINRA SIE, Series 6, Series 63 & Series 26 or ...

Northwestern Mutual

Financial Advisor

Raleigh, NC

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Cary, NC

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Raleigh, NC · On-site

$61K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Cary, NC · On-site

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

Northwestern Mutual

Financial Advisor

Cary, NC · On-site

$61K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books.

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Sie Certification information

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$14

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$85

How much do sie certification jobs pay per hour?

As of Aug 12, 2026, the average hourly pay for sie certification in Raleigh, NC is $25.46, according to ZipRecruiter salary data. Most workers in this role earn between $17.21 and $24.09 per hour, depending on experience, location, and employer.

What is the SIE Certification?

The SIE (Securities Industry Essentials) Certification is an entry-level exam administered by FINRA for prospective securities industry professionals. It tests basic knowledge of the securities industry, including concepts such as types of products and risks, the structure of the securities industry markets, regulatory agencies and their functions, and prohibited practices. Passing the SIE is a prerequisite for taking further qualification exams required for specific roles, such as the Series 7. The SIE is open to anyone aged 18 or older, and you do not need to be sponsored by a firm to take it.

What jobs can I get with a Sie certification?

A SIE (Securities Industry Essentials) certification qualifies individuals for entry-level roles in the securities industry, such as securities analyst, financial advisor, broker, or compliance associate. It demonstrates foundational knowledge of securities products, markets, and regulations, often required before pursuing further licensing like Series 7 or Series 63. The certification is useful for those seeking careers in investment firms, brokerage houses, or financial advisory services.

What is the difference between Sie Certification vs Network Engineer?

AspectSie CertificationNetwork Engineer
Required CredentialsSie Certification, training programs, and industry-specific knowledgeNetworking degrees, Cisco/CompTIA certifications, and technical skills
Work EnvironmentTypically in industrial automation, manufacturing, or process control settingsIT departments, corporate offices, data centers, and network infrastructure sites
Employer & Industry UsageManufacturing, automation, and process industriesTelecommunications, IT, technology firms, and corporate networks
Common Search & ComparisonYesYes

Sie Certification focuses on industrial automation and process control systems, while Network Engineers specialize in designing, implementing, and maintaining computer networks. Both roles require technical knowledge but serve different industries and environments. Understanding these differences helps professionals choose the right certification or career path based on their industry interests and skills.

What are some typical challenges candidates face when preparing for the SIE Certification exam while balancing other commitments?

Preparing for the SIE Certification exam can be challenging, especially for candidates who are balancing work, school, or other personal commitments. Common obstacles include managing study schedules, staying motivated over several weeks, and understanding complex financial concepts if you are new to the industry. Many candidates find it helpful to use structured study plans, take practice tests, and join study groups to stay on track. Leveraging online resources and allocating dedicated study time each week can greatly improve your chances of success.

What are the key skills and qualifications needed to thrive in a role requiring SIE Certification, and why are they important?

To thrive in a role requiring SIE (Securities Industry Essentials) Certification, you need a solid understanding of basic securities industry concepts, regulatory frameworks, and ethical standards, typically gained through preparatory courses and passing the SIE exam. Familiarity with financial software, trading platforms, and compliance management systems is often necessary. Strong analytical skills, attention to detail, and effective communication set candidates apart in this field. These skills and qualifications are crucial for ensuring regulatory compliance, making informed decisions, and building trust with clients in the financial services industry.
What are popular job titles related to Sie Certification jobs in Raleigh, NC? For Sie Certification jobs in Raleigh, NC, the most frequently searched job titles are:
What job categories do people searching Sie Certification jobs in Raleigh, NC look for? The top searched job categories for Sie Certification jobs in Raleigh, NC are:
What cities near Raleigh, NC are hiring for Sie Certification jobs? Cities near Raleigh, NC with the most Sie Certification job openings:
Sie Certification jobs near you
Infographic showing various Sie Certification job openings in Raleigh, NC as of August 2026, with employment types broken down into 2% As Needed, 72% Full Time, 19% Part Time, and 7% Contract. Highlights an 95% Physical, 1% Hybrid, and 4% Remote job distribution, with an average salary of $52,966 per year, or $25.5 per hour.

Financial Representative - Entry Level

Polk Region - Modern Woodmen of America

Raleigh, NC • On-site

$97K - $192K/yr

Full-time

Medical, Dental, Vision, Life, Retirement

Posted 13 days ago

Job description

Benefits:
  • 401(k)
  • 401(k) matching
  • Bonus based on performance
  • Company parties
  • Dental insurance
  • Flexible schedule
  • Health insurance
  • Opportunity for advancement
  • Training & development
  • Vision insurance

The Polk Region of Modern Woodmen is actively seeking a Financial Representative to help spearhead the continued growth of the region. This opportunity is ideal for someone who currently holds the appropriate state licensing, or is willing to obtain it quickly and is motivated to make a meaningful impact on clients and the local community. If you have a strong desire to lead, develop others, and play a key role in building a growing team, this could be an excellent opportunity worth exploring.
Discover Modern Woodmen's impact in Your community, follow this link: Community Impact | Modern Woodmen | Fraternalism, social, volunteer and educational activities for adults and kids
Check out the varying backgrounds of some of our local leaders:
Daniel Polk - Regional Director
  • Personal Background: Devoted father and husband; played professional football in the German Football League before beginning with Modern Woodmen in 2012.
  • Outside Interests: Enjoys playing with his young kids, boating at the lake with his wife and friends, hunting, and playing golf.
  • Vision at Modern Woodmen: Found a supportive home in a region that prioritizes people, offers a judgment-free environment, and empowers families to build better lives.
Zach Mcdowell - Managing Partner:
  • Began his career with Modern Woodmen in 2015.
  • Formerly was a chemical engineer for Merck and Biogen before beginning with MW.
  • Personally: Loves spending time with his wife and two daughters. Enjoys golfing, fishing, and traveling.
Shaye Polk - Financial Representative:
  • Started with Modern Woodmen in 2022.
  • Formerly spent 16 years as an adult medicine PA and had a practice of about 700 patients/clients. 
  • Personally: Enjoys watching football, tailgating, playing golf, and exploring great restaurants. 
Clay Lockamon - Financial Representative:
  • Began his career with Modern Woodmen in 2019.
  • Was a college baseball player at UNC-Wilmington before starting with MW. 
  • Personally: Loves being a father and spending time with his daughter. Enjoys boating, duck hunting, playing golf, and spending time with friends.
About Modern Woodmen:
Modern Woodmen is about people. Created for our members. Owned and operated by them too. Together, we’re here for each other, for our families and for the communities we love. We are a member-owned fraternal financial services organization.Together with over 700,000 members, we’ve been touching lives and securing futures since 1883. Modern Woodmen's financial strength is anchored in a robust asset base of $17.14 billion. Guided by a prudent investment philosophy, the organization focuses on high-quality, diversified investments with high industry ratings from A.M. Best and KBRA. With a surplus of $2.42 billion and a solvency ratio of 116.41%, Modern Woodmen is committed to ensuring additional protection for its members, affirming its dedication to long-term financial stability.
The Role of Financial Representative: As a Financial Representative at Modern Woodmen, you play a pivotal role in addressing members’ financial needs, demonstrating leadership in the community, and supporting the continued growth of the local office. Over time, the role can expand to include recruiting, training, and developing other financial representatives, contributing to the overall success of the team.
Perks/Benefits:
  • Starting income ranging from $97K to $192K+, commensurate with experience and outcomes. 
  • Exclusive training/development with experienced financial services professionals supporting you.
  • An environment and culture of mutual support and growth.
  • Attainment of prestigious credentials and recognition.
  • Consistent opportunities for growing your income and character.
  • Strong benefits and retirement package.
  • Dental, health, and vision insurance
  • Flexible schedule
  • Life insurance
  • Professional development assistance
  • Referral program
Qualifications:
  • Someone who is Team Spirited, Enthusiastic and possesses a great Attitude when facing challenges
  • Possessing a competitive nature or experience as a former athlete (basketball, baseball, football, soccer, track, running, hockey, diving, rugby, lacrosse, swimming, try-athletics, golf, tennis, pickleball, coach, athletic trainer, fitness trainer,  etc.) is a bonus.
  • Genuine and authentic, with a willingness and drive to do what it takes to contribute and achieve the goal at hand. 
Required Active Financial Licenses:
  • SIE Certification or Willingness to Quickly Obtain
  • Life/Health License or Willingness to Quickly Obtain
Deadline: Apply soon as this position will go fast. 

Flexible work from home options available.