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Series 7 Jobs in Riverside, CA (NOW HIRING)

Prudential Advisors

Financial Planner

Irvine, CA · On-site

$81K - $109K/yr

Must hold current licensing (Life + Series 7 & Series 66) or equivalent . * Strong understanding of the investment business * Excellent interpersonal & communication skills This position will offer:

Boutique Recruiting

Private Banker

Irvine, CA · On-site

$160K - $250K/yr

Series 6 or Series 7 certification is preferred Benefits: * Medical benefits with eligibility details provided by HR * 401k plan with a 3% employer match * Generous paid time off policy, including ...

Bank of America

Private Client Advisor II

Ontario, CA · On-site

Series 7, 63 and 65 (or Series 7 and 66); unlicensed candidates may be considered if willing to obtain licenses within 90 days of start date * 12+ years of private banking and/or complex financial ...

UNAVAILABLE

Financial Advisor

Anaheim, CA · On-site

$137K - $250K/yr

Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre‑payment/reimbursement for course tuition fees and books.

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Showing results 21-40

All JobsSeries 7 JobsSeries 7 Jobs in Riverside, CA

Series 7 information

See Riverside, CA salary details

$11

$28

$47

How much do series 7 jobs pay per hour?

As of Sep 14, 2026, the average hourly pay for series 7 in Riverside, CA is $28.88, according to ZipRecruiter salary data. Most workers in this role earn between $20.05 and $30.58 per hour, depending on experience, location, and employer.

What is a Series 7?

A Series 7 job typically refers to a financial professional, such as a stockbroker or investment advisor, who has passed the Series 7 exam. This qualification, administered by FINRA, allows individuals to sell a broad range of securities, including stocks, bonds, and mutual funds. Series 7 license holders often work for brokerage firms, investment banks, or financial advisory firms, helping clients make informed investment decisions.

What are the key skills and qualifications needed to thrive in the Series 7 position, and why are they important?

To thrive as a Series 7 licensed professional, you need strong financial knowledge, analytical skills, and a deep understanding of securities, typically proven by passing the FINRA Series 7 exam. Proficiency with trading platforms, financial analysis software, and compliance management systems is also essential. Exceptional communication, relationship-building, and ethical judgment are important soft skills for this client-facing, trust-based role. These competencies are crucial for providing sound investment advice, adhering to regulatory standards, and building lasting client relationships in the finance industry.

What advancement opportunities are available for professionals with a Series 7 license?

Professionals who hold a Series 7 license often find a range of career growth opportunities within the finance industry. Many start as entry-level registered representatives or financial advisors and can progress to senior advisor roles, portfolio management, or branch management positions as they gain experience and additional certifications. The Series 7 license also allows you to specialize in areas such as wealth management, institutional sales, or investment banking. Continued education and strong client performance can further enhance advancement potential. Many employers support professional development and often encourage or sponsor additional licensing for career progression.

Does Series 7 help you get a job?

The Series 7 exam is a licensing requirement for individuals seeking to work as securities representatives, such as stockbrokers or financial advisors. Passing the exam demonstrates competence in securities products and regulations, which can improve employment prospects in the financial services industry. However, obtaining a Series 7 license alone does not guarantee a job, as employers also consider experience, education, and other qualifications.

What jobs can you get with a Series 7?

A Series 7 license qualifies individuals to work as stockbrokers, financial advisors, securities traders, and other roles involving the sale of securities and investment products. It allows professionals to provide investment advice, execute trades, and manage client portfolios in brokerage firms and financial institutions.

What are popular job titles related to Series 7 jobs in Riverside, CA?

For Series 7 jobs in Riverside, CA, the most frequently searched job titles are:

What job categories do people searching Series 7 jobs in Riverside, CA look for?

The top searched job categories for Series 7 jobs in Riverside, CA are:

What cities near Riverside, CA are hiring for Series 7 jobs?

Cities near Riverside, CA with the most Series 7 job openings:

Series 7 jobs near you
Infographic showing various Series 7 job openings in Riverside, CA as of September 2026, with employment types broken down into 92% Full Time, and 8% Part Time. Highlights an 97% In-person, and 3% Hybrid job distribution, with an average salary of $60,075 per year, or $28.9 per hour.

Licensed (S7, S66, Insurance) Client & Advisor Success Manager-

Upland, CA • On-site

Zapata Private Wealth Group
See more jobs at Zapata Private Wealth Groupexternal

$40K - $60K/yr

Full-time

Medical, Retirement, PTO

Re-posted 16 days ago

Job description

Benefits:
  • Employee discounts
  • Health insurance
  • Paid time off
  • 401(k)
  • 401(k) matching
  • Bonus based on performance
  • Company parties
  • Competitive salary
  • Opportunity for advancement
  • Profit sharing
  • Training & development
  • Wellness resources

Licensed (S7, S66, Insurance) Client & Advisor Success Manager
(Bilingual Spanish | Path to Office Manager / Operations Lead)

Location: In Person (Upland, CA)
Industry: Wealth Management / Financial Planning
Licensing Required: Series 7, Series 66, Life Insurance (active)
Language Requirement: Fluent Spanish & English (spoken and written)
This Is Not an Admin Role. Read This Carefully.

Zapata Private Wealth Group is seeking a bilingual, licensed, execution‑driven professional to serve as the operational backbone and client‑facing anchor of our firm.
If you are soft‑spoken, passive, uncomfortable leading conversations, or prefer to work entirely behind the scenes, this role will not be a fit.
If you:
  • Speak confidently with clients
  • Bring calm authority to conversations
  • Are warm, professional, and directive when needed
  • Take pride in follow‑through and relationship continuity
Keep reading.
Spanish Is Not a “Nice to Have” — It Is Core to the Role

You will regularly:
  • Communicate with Spanish‑speaking clients and households
  • Confirm details, timelines, and next steps in Spanish
  • Represent the firm professionally in bilingual conversations
  • Ensure clarity, trust, and confidence across language barriers
If you are not fully fluent and comfortable leading professional conversations in Spanish, do not apply.
The Role (In Plain English)

This role is internally known as “The Glue.”
You are the person clients recognize, trust, and feel comfortable contacting.
You are the person advisors rely on to ensure execution.
You are the person leadership trusts to prevent problems, not react to them.
If something does not involve giving financial advice, it starts with you.
What You Will Own (Non‑Negotiable)

Client, Advisor, & Relationship Execution

  • Serve as a primary bilingual point of contact for clients
  • Coordinate and execute client onboarding start‑to‑finish
  • Own task management and follow‑through in Wealthbox (system of record)
  • Prepare advisors for meetings (planning, estate workflow status, next steps)
  • Track, close, and document all post‑meeting items
  • Escalate issues before they become problems
Clients should feel:
“They know me. They follow up. Things get done.”Personality That Thrives Here (Read Carefully)

✅ Warm, professional, and confident
✅ Comfortable leading conversations (not just responding)
✅ Calm under pressure
✅ Naturally organized and detail‑oriented
✅ Friendly without being informal
✅ Assertive about follow‑through — without being abrasive
???? Apologetic communicators
???? People who avoid setting expectations
???? Anyone uncomfortable enforcing process politely but firmly
This role requires presence, not just competence.
Systems You Will Use (Daily / Heavy)

You must either already be fluent in — or be ready to master quickly:
  • Wealthbox (CRM, tasks, workflows — source of truth)
  • PreciseFP (client data gathering & completion tracking)
  • eMoney (planning support)
  • Wealth.com (estate workflow coordination)
  • Jump AI (reviewing and finalizing meeting notes)
  • Outlook (logged into Wealthbox)
  • MyRepChat (compliant client texting)
  • Zoom
  • Google Drive
  • RingCentral (fax)
If systems overwhelm you, this role will not be enjoyable.
Growth Path: Office Manager / Operations Lead

This role is intentionally designed to grow into Office Manager / Operations Lead, adding ownership of:
  • People operations & onboarding
  • Payroll & HR coordination
  • Licensing & registration tracking
  • Compliance & OSJ coordination
  • Vendors, events, and operational problem‑solving
  • Acting on behalf of the CEO operationally
You must want responsibility, not avoid it.
What You Will NOT Do

???? Give financial advice
???? Make investment decisions
???? Wait to be reminded
???? Let issues linger
???? Leave work undocumented
How Success Is Measured

You are succeeding when:
  • Clients feel supported and confident
  • Advisors never chase follow‑ups
  • The CEO is not in the weeds
  • Wealthbox is clean, accurate, and trusted
  • Problems are handled quietly and early
Required Qualifications

  • Fluent Spanish and English (spoken and written)
  • Active Series 7, Series 66, and Life Insurance license
  • Experience in a Wealth Management / RIA / LPL environment strongly preferred
  • Excellent written and verbal communication
  • Comfort interacting directly with clients
  • Strong process discipline and security awareness
Compensation

  • Remote (Exceptional): $40,000 – $60,000 base dependent on experience (commission & bonus opportunities) 
  • Growth path to Office Manager: (additional pay/bonus/commission)
How to Apply (Intentional Filter)

To apply, submit:
  1. Resume
  2. Familiarize yourself with our company, our website and our culture!
  3. A short cover note (English is fine) answering:
    • Why this role fits how you operate
    • An example of when you owned follow‑through with a client
    • Confirmation of Spanish fluency and prior client use
Generic applications will not be reviewed.
Final Note

This role requires:
  • Execution
  • Presence
  • Warm authority
  • Bilingual confidence
If that excites you — we want to meet you.
If it feels like too much — this role is not for you.
Contact Zapata Private Wealth Group for more information at (909) 681-6900 & email denise@zapatawealth.com and cc service@zapatawealth.com