Salt Lake City, UT · Remote
$69K - $90K/mo
FINRA Series 7 & 24 required at time of application * 2+ years MMLIS Experience or 3+ years ... LI-REMOTE MassMutual is an equal employment opportunity employer. We welcome all persons to apply.
Salt Lake City, UT · Remote
$69K - $90K/mo
FINRA Series 7 & 24 required at time of application * 2+ years MMLIS Experience or 3+ years ... LI-REMOTE MassMutual is an equal employment opportunity employer. We welcome all persons to apply.
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Salt Lake City, UT · On-site +1
As a Series C company with consistently high year-over-year growth, we're scaling fast and ... US - Remote Reports to: Sr. Director of Defend Account Management Segment: Enterprise & Strategic ...
Sandy, UT · On-site +1
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This position is NOT remote. Selectee will be required to report to the office listed above. Learn ... Qualifications THE ENGINEER SERIES HAS AN INDIVIDUAL OCCUPATIONAL REQUIREMENT. ALL APPLICANTS MUST ...
Sandy, UT · On-site +1
$125K - $163K/yr
This position is NOT remote. Selectee will be required to report to the office listed above. Learn ... Qualifications THE ENGINEER SERIES HAS AN INDIVIDUAL OCCUPATIONAL REQUIREMENT. ALL APPLICANTS MUST ...
A Remote Series 7 job is a position that requires a Series 7 license and allows you to work from home or another remote location. These roles typically involve buying and selling securities, providing investment advice, and assisting clients with financial transactions. Common job titles include remote financial advisor, stockbroker, or investment representative. Employers may provide online platforms to facilitate trading and client communication. Remote Series 7 jobs offer flexibility but still require adherence to industry regulations and company policies.
To thrive as a Remote Series 7 professional, you need strong knowledge of securities, financial markets, and investment strategies, supported by an active FINRA Series 7 license. Familiarity with trading platforms, CRM systems, and portfolio management tools is typically required. Excellent communication, self-motivation, and time management skills help remote advisors build trust and maintain productivity. These competencies are crucial for effectively serving clients, complying with regulations, and succeeding in a remote environment.
One key challenge for remote Series 7 representatives is maintaining effective communication with clients and team members without face-to-face interactions. Staying proactive in managing client accounts and responding promptly to inquiries requires strong organizational skills and the discipline to work independently. Remote roles also demand regular updates on compliance procedures and market changes, often handled via virtual training or meetings. By adopting robust digital tools and setting clear routines, remote advisors can overcome these challenges and build trusted client relationships.
For Remote Series 7 jobs in Utah, the most frequently searched job titles are:
The top searched job categories for Remote Series 7 jobs in Utah are:
Cities in Utah with the most Remote Series 7 job openings:
Salt Lake City, UT • Remote
$69K - $90K/mo
Full-time
Posted 29 days ago
The Opportunity
As a Suitability Principal (VUL & Group Plans) you will conduct back-office review and firm-acceptance of as well as suitability reviews for accounts clearing through National Financial Services (NFS). In this role, as well as all roles within MassMutual, you will demonstrate accountability, agility, a dedication to be inclusive, a strong business acumen, and will show courage, even in the most difficult situations. We also highly value strong communication skills, a passion for learning, leadership traits, resilience and self-awareness.
The Team
The MML Investors Services, LLC New Business Team is comprised of highly skilled, financial services professionals who render collaborative new business reviews to our Financial Advisors. Team members demonstrate high levels of competence in the areas of resilience, accountability, agility, and are focused on continuous improvement and development. The team culture is collaborative, cross-functional, and fosters high performance results with an emphasis on encouraging a healthy work/life balance. We seek to provide best-in-class service to sophisticated Advisors as they provide their clients with a holistic suite of wealth management products and solutions. Specifically, this position will sit on the MMLIS Special Product New Business Team. This team supports variable life and group retirement plan reviews and may support the review of other new business investment classes.
The Impact
Key Responsibilities Include:
Conduct back-office review and firm-acceptance of new and existing submissions related to Brokerage, Direct and Third-Party Advisory accounts
Review trading activity of registered representatives through supervisory control procedures and application of firm policies and procedures and will require the associate to eventually become a subject matter expert for all previously referenced lines of Inforce Business, including a solid understanding of our platforms and systems
Determine root cause of issues, provide solutions, and resolve matters independently without management supervision at times.
Implementation and management of operational and supervisory procedures for the firm
Ability to effectively communicate with registered representatives, agency personnel, and internal business partners such as Compliance, Field Inspection, and Regional Supervisory Directors. Specialized regulatory review of securities such as Options trading and Municipal Securities may be required. Involved daily in complex problem resolution requiring higher level critical thinking
Consult with registered representatives, Agency Supervisory Officers and Regional Supervisory Directors, providing guidance on suitability concerns and guidelines
Consistently identify and report to management on trending and risk mitigation measures
The Minimum Qualifications
FINRA Series 7 & 24 required at time of application
2+ years MMLIS Experience or 3+ years' experience within the brokerage/advisory space
High School Diploma or equivalent
** Principals working 100% remotely may be subject to on-site inspection by MML and/or regulators
***Candidates residing within 50 miles of the MassMutual Springfield office will be expected to work a Hybrid schedule of 3 days a week in the office
The Ideal Qualifications
3+ years MMLIS experience and / or 5+ years' experience conducting suitability reviews within the brokerage/advisory space
2+ years experience with variable universal life and group retirement plans
2+ year experience with Microsoft Excel and performing pivot tables
Ability to work in a fast paced, ever changing environment
High degree of ownership and sense of urgency
College degree preferred with a concentration in business or finance.
Superior customer service skills
Excellent interpersonal skills; team player, self-motivated; patient demeanor; approachable style
High aptitude for effective problem resolution
Strong organizational and time management skills are essential.
Passion for embracing business process improvement opportunities.
High aptitude for effective problem resolution
Must be able to think independently and tactfully challenge the opinions of others
What You Can Expect at MassMutual
MassMutual offers the opportunity to do meaningful work within a purpose-driven organization that values long-term impact over short-term outcomes. In this role, you can expect:
Clear areas of ownership and accountability, with work that connects directly to company and customer outcomes
A collaborative environment where perspectives are welcomed
Access to learning, development, and internal networks that support continuous growth and skill-building over time
Employee-led communities and forums that foster connection, learning, and inclusion across the organization
A culture grounded in integrity, responsibility, and stewardship—supported by a company with a strong legacy and a future-focused mindset
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Finance and insurance
201 - 500 Employees
Richmond, VA, US
