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Regulatory Exam Manager Bank Jobs (NOW HIRING)

Jane Street

Regulatory Exam Manager

New York, NY · On-site

About the position We're looking for a Regulatory Exam Manager to join our Legal and Compliance ... Have worked directly with the SEC, FINRA, and other regulators at a bank, broker-dealer, trading ...

Socket.dev

Regulatory Exam Manager

Manhattan, NY · On-site

About the position We're looking for a Regulatory Exam Manager to join our Legal and Compliance ... Have worked directly with the SEC, FINRA, and other regulators at a bank, broker-dealer, trading ...

Jane Street

Regulatory Exam Manager

New York, NY

About the position We're looking for a Regulatory Exam Manager to join our Legal and Compliance ... Have worked directly with the SEC, FINRA, and other regulators at a bank, broker-dealer, trading ...

Block

Regulatory Examination Manager

Bodega Bay, CA · On-site +1

The Role Block's US Regulatory Team sits at the intersection of financial services, licensing, and ... Demonstrated experience managing FDIC exams from the bank side, including exam preparation ...

Examination Resources, LLC

The Exam Manager / Examiner-in-Charge (EIC) will ensure the successful completion of comprehensive ... banking and/or Pharmacy Benefit Management (PBM) industries a plus, highly desired. All work is ...

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How much do regulatory exam manager bank jobs pay per year?

As of Sep 12, 2026, the average yearly pay for regulatory exam manager bank in the United States is $110,733.00, according to ZipRecruiter salary data. Most workers in this role earn between $77,500.00 and $136,500.00 per year, depending on experience, location, and employer.

What does a regulatory exam manager do at a bank?

A Regulatory Exam Manager at a bank is responsible for coordinating and overseeing regulatory examinations conducted by government agencies, such as the Federal Reserve, OCC, or FDIC. Their role includes preparing the bank for upcoming exams, ensuring all required documentation is in order, facilitating communication between examiners and internal teams, and tracking the resolution of any findings or recommendations. They help ensure the bank remains compliant with applicable laws and regulations, and often work closely with compliance, risk management, and internal audit departments.

What skills and qualifications are needed to thrive as a regulatory exam manager at a bank?

To thrive as a Regulatory Exam Manager in a bank, you need in-depth knowledge of banking regulations, risk management, and compliance processes, typically supported by a relevant degree and experience in regulatory affairs. Familiarity with compliance management systems, audit software, and regulatory reporting tools is essential. Strong organizational skills, attention to detail, and the ability to communicate effectively with regulators and internal stakeholders set top performers apart. These skills ensure smooth regulatory examinations, minimize compliance risks, and help maintain the institution's reputation and operational integrity.

How does a regulatory exam manager at a bank typically collaborate with internal teams during a regulatory examination?

A Regulatory Exam Manager plays a central role in coordinating between regulatory agencies and various internal departments such as compliance, risk management, legal, and business units. During an examination, they organize and facilitate meetings, gather documentation, and ensure timely and accurate responses to regulator requests. They also help internal teams understand regulatory expectations, prepare for interviews, and address findings, fostering a collaborative environment to ensure a successful exam process.

What are popular job titles related to Regulatory Exam Manager Bank jobs?

For Regulatory Exam Manager Bank jobs, the most frequently searched job titles are:

Infographic showing various Regulatory Exam Manager Bank job openings in the United States as of August 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $110,733 per year, or $53.2 per hour.

Regulatory Exam Manager

New York, NY • On-site

Jane Street
Finance and Insurance • 1 - 5K employees
Learn more about Jane Streetexternal

Full-time

Posted 22 days ago

Job description

About the position
We're looking for a Regulatory Exam Manager to join our Legal and Compliance team in New York. In this role, you'll oversee our response to regulatory examinations from start to finish.
You'll serve as a primary point of contact for regulators and coordinate colleagues across the firm to ensure our responses are clear, accurate, timely, and support constructive regulatory relationships. Additional responsibilities of this role will include:
  • Interpreting requests and establishing the scope, responsibilities, and timeline for each examination
  • Drafting written submissions and preparing colleagues for meetings with examiners
  • Reviewing relevant materials to identify areas for improvement or escalation
  • Maintaining examination records and improving the processes we use to manage examinations and related inquiries
About you
  • Have 8+ years of relevant legal, compliance, or regulatory experience in financial services, with deep substantive involvement in regulatory examinations
  • Have worked directly with the SEC, FINRA, and other regulators at a bank, broker-dealer, trading firm, or similarly regulated financial institution, or advised broker-dealer clients through regulatory examinations as outside counsel
  • An excellent writer who can turn complex information into precise, accessible responses
  • A polished communicator who can build productive relationships with regulators and handle challenging conversations
  • Knowledgeable about the US financial regulatory framework, with the good judgment to recognize when to seek guidance from a subject matter expert
  • Highly organized and able to manage deadline-driven work involving contributors from across the firm
  • Have a bachelor's degree (having a JD is a plus, though you will not be acting as a lawyer in this role)

If you're a recruiting agency and want to partner with us, please reach out to agency-partnerships@janestreet.com

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