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Professional Finra Series 99 Jobs in Decatur, GA

CBIZ

Retirement Plan Sales Consultant

Atlanta, GA · Hybrid

  • Medical

  • Dental

  • Vision

  • Retirement

FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start ... Professional development support and industry training * Opportunity for career growth within a top ...

Myers and Stauffer

Retirement Plan Sales Consultant

Atlanta, GA · Hybrid

  • Medical

  • Dental

  • Vision

  • Retirement

FINRA Series 65 license required (or the Series 7 and 66 or ability to obtain the 65 before start ... Professional development support and industry training * Opportunity for career growth within a top ...

Varsity Tutors

Series 7 Tutor

Sandy Springs, GA · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ... professionals preparing for securities registration licensure. * Effective Teaching Methods:

Varsity Tutors

Series 7 Tutor

Marietta, GA · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ... professionals preparing for securities registration licensure. * Effective Teaching Methods:

Varsity Tutors

Series 7 Tutor

Johns Creek, GA · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ... professionals preparing for securities registration licensure. * Effective Teaching Methods:

Varsity Tutors

Series 7 Tutor

Alpharetta, GA · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ... professionals preparing for securities registration licensure. * Effective Teaching Methods:

Varsity Tutors

Series 7 Tutor

Atlanta, GA · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ... professionals preparing for securities registration licensure. * Effective Teaching Methods:

Varsity Tutors

Series 7 Tutor

Roswell, GA · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case ... professionals preparing for securities registration licensure. * Effective Teaching Methods:

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All JobsProfessional Finra Series 99 JobsProfessional Finra Series 99 Jobs in Decatur, GA

Professional Finra Series 99 information

See Decatur, GA salary details

$30.8K

$96.6K

$202.6K

How much do professional finra series 99 jobs pay per year?

As of Aug 19, 2026, the average yearly pay for professional finra series 99 in Decatur, GA is $96,608.00, according to ZipRecruiter salary data. Most workers in this role earn between $60,000.00 and $112,300.00 per year, depending on experience, location, and employer.

What is a professional FINRA Series 99?

A Professional FINRA Series 99, also known as an Operations Professional, is someone who has passed the FINRA Series 99 exam and is qualified to perform certain back-office and operational functions at a financial firm. The Series 99 license is required for individuals who handle customer accounts, trade settlements, or other critical operational responsibilities in broker-dealer organizations. This role ensures that firms comply with regulatory requirements and maintain the integrity of financial transactions. Earning the Series 99 demonstrates knowledge of industry regulations, ethics, and operational processes.

What are the key skills and qualifications needed to thrive as a professional FINRA Series 99?

To thrive as a Professional FINRA Series 99, you need a solid understanding of securities operations, compliance procedures, and risk management, supported by passing the Series 99 Operations Professional Exam. Familiarity with regulatory reporting systems, trade settlement software, and compliance monitoring tools is essential. Attention to detail, problem-solving abilities, and strong communication skills help professionals excel in this role. These competencies ensure regulatory compliance, accurate transaction processing, and effective coordination within financial organizations.

What are some typical challenges faced by professionals with the FINRA Series 99 license in their daily work?

Professionals holding the FINRA Series 99 license, typically Operations Professionals, often face challenges related to ensuring compliance with complex regulatory requirements and adapting to evolving industry standards. They must stay vigilant about process improvements, manage risk, and coordinate efficiently with front-office staff, IT teams, and compliance departments. Balancing the need for accuracy in operational tasks with time-sensitive deliverables is a common aspect of the role. Additionally, professionals may need to quickly learn new technologies or systems as firms modernize their operations.

What is the difference between Professional Finra Series 99 vs Professional Finra Series 7?

AspectProfessional Finra Series 99Professional Finra Series 7
CertificationsRequires Series 99 license, focused on operations and supervisionRequires Series 7 license, focused on securities sales and trading
Work EnvironmentBack-office, compliance, and supervisory roles within broker-dealersFront-office, sales, and trading roles in brokerage firms
Employer & Industry UsageUsed by broker-dealers for supervisory and operational rolesUsed by financial advisors and brokers for client interactions and sales

The Professional Finra Series 99 and Series 7 licenses serve different functions within the financial industry. Series 99 focuses on operational and supervisory roles, while Series 7 is geared toward securities sales and trading. Both are essential but cater to distinct job responsibilities and work environments.

What can you do with a professional finra series 99 license?

A Professional FINRA Series 99 license qualifies individuals to perform operations and customer service roles within brokerage firms, including back-office functions, account management, and compliance support. It is often required for roles such as operations representatives, client service associates, and branch support staff, and typically involves understanding securities regulations and firm procedures.

What are popular job titles related to Professional Finra Series 99 jobs in Decatur, GA?

For Professional Finra Series 99 jobs in Decatur, GA, the most frequently searched job titles are:

What job categories do people searching Professional Finra Series 99 jobs in Decatur, GA look for?

The top searched job categories for Professional Finra Series 99 jobs in Decatur, GA are:

Professional Finra Series 99 jobs near you
Infographic showing various Professional Finra Series 99 job openings in Decatur, GA as of August 2026, with employment types broken down into 92% Full Time, and 8% Part Time. Highlights an 100% In-person job distribution, with an average salary of $96,608 per year, or $46.4 per hour.

VP, Financial Consultant - Atlanta, GA (Alpharetta)

Charles Schwab Careers

Alpharetta, GA • On-site

Full-time

Medical, Dental, Vision, Retirement

Posted 8 days ago

Job description

Position Type: Regular
Your opportunity

In addition to the salary range, this role is also eligible for bonus or incentive opportunities. Click the link below to review our Investment Professionals’ incentive structure. 

Investment Professionals' Compensation | Charles Schwab 

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.   

Schwab’s branch team is at the heart of our firm’s commitment to helping clients own their financial futures. In this exciting role, you’ll give clients financial guidance while forming lasting relationships built on trust, respect, and reaching a common goal. You’ll also have the ability to take charge of your own professional journey with our supportive, nurturing culture and diverse set of career opportunities.  

As a Financial Consultant at Schwab, you will be procured with the practice of existing Schwab clients, providing them with wealth management and financial planning advice. Over time, you’ll grow your practice holistically through client asset consolidation, networking, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion for serving clients - this role is for you. 

What you have

Required Qualifications: 

  • A valid and active FINRA Series 7 license required   
  • Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job.   

Preferred Qualifications: 

  • Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused client communication strategy, and exceeding client expectations.   
  • Strong candidates will also learn to leverage our team of Schwab specialists, Schwab advice guidelines, your knowledge of the markets, and your ability to inspire action to help your client’s progress toward achieving their goals.   
  • Openness to manage wealth on behalf of our clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning 
  • Ability to adapt and implement change as the market and business conditions evolve   
  • Passion for community engagement to share and engage clients in discussion about market conditions, sound investing principles, and the ideal wealth and long-term investment strategies for their personal situation  
  • Desire to provide an outstanding investor experience in additional to furthering your own professional development in Wealth Management.

What’s in it for you

At Schwab, you’re empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration—so you can build the skills to make a lasting impact.

We offer a competitive benefits package that takes care of the whole you – both today and in the future:

  • 401(k) with company match and Employee stock purchase plan
  • Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
  • Paid parental leave and family building benefits
  • Tuition reimbursement
  • Health, dental, and vision insurance

Apply