Careers / Alpaca / Registered Brokerage Client Service Associate - Pacific Timezone Registered Brokerage Client Service Associate - Pacific Timezone Posted 1 day ago Your Role: This is an opportunity ...
Careers / Alpaca / Registered Brokerage Client Service Associate - Pacific Timezone Registered Brokerage Client Service Associate - Pacific Timezone Posted 1 day ago Your Role: This is an opportunity ...
Securities & Prime Brokerage Counsel
Boston, MA · On-site
$309K/yr
Qualifications: * 3+ years of experience in securities law, prime brokerage, or financial services ... Our Talent NPS score of +71% and our Client NPS score of +64% highlight our commitment to ...
Securities & Prime Brokerage Counsel
Boston, MA · On-site
$309K/yr
Qualifications: * 3+ years of experience in securities law, prime brokerage, or financial services ... Our Talent NPS score of +71% and our Client NPS score of +64% highlight our commitment to ...
... Prime Brokerage Client Reporting platform and expand on it to accommodate additional lines of ... skills RESTful service design and development Experience with app servers preferably Tomcat ...
... Prime Brokerage Client Reporting platform and expand on it to accommodate additional lines of ... skills RESTful service design and development Experience with app servers preferably Tomcat ...
Foreign Exchange Prime Brokerage - Product Specialist - Vice President
New York, NY · On-site
$170K - $210K/yr
Job Title Foreign Exchange Prime Brokerage - Product Specialist Corporate Title Vice President ... Set commercial terms for new client mandates, ensuring that new opportunities meet revenue and ...
Foreign Exchange Prime Brokerage - Product Specialist - Vice President
New York, NY · On-site
$170K - $210K/yr
Job Title Foreign Exchange Prime Brokerage - Product Specialist Corporate Title Vice President ... Set commercial terms for new client mandates, ensuring that new opportunities meet revenue and ...
NY · On-site
$170K - $190K/yr
Job Title Foreign Exchange Prime Brokerage - Product SpecialistCorporate Title Vice ... Set commercial terms for new client mandates, ensuring that new opportunities meet revenue and ...
NY · On-site
$170K - $190K/yr
Job Title Foreign Exchange Prime Brokerage - Product SpecialistCorporate Title Vice ... Set commercial terms for new client mandates, ensuring that new opportunities meet revenue and ...
... client types and product lines. The successful candidate will combine deep Prime Brokerage risk ... About Us Jefferies is a leading global, full-service investment banking and capital markets firm ...
... client types and product lines. The successful candidate will combine deep Prime Brokerage risk ... About Us Jefferies is a leading global, full-service investment banking and capital markets firm ...
... client types and product lines. The successful candidate will combine deep Prime Brokerage risk ... Jefferies is a leading global, full-service investment banking and capital markets firm that ...
... client types and product lines. The successful candidate will combine deep Prime Brokerage risk ... Jefferies is a leading global, full-service investment banking and capital markets firm that ...
Vice President - Global Markets Documentation, Prime Brokerage and ISDA Negotiation
New York, NY · On-site
$225K/yr
The group provides best-of-class service to business partners in TD Bank Financial Group (the Bank ... The team is committed to providing a seamless client experience while managing the Bank's risk.
Vice President - Global Markets Documentation, Prime Brokerage and ISDA Negotiation
New York, NY · On-site
$225K/yr
The group provides best-of-class service to business partners in TD Bank Financial Group (the Bank ... The team is committed to providing a seamless client experience while managing the Bank's risk.
... client relationships through value added services and smart solutions. The business uses an ... Within the US Prime Services Platform Sales team, develop new Equity Prime Brokerage business ...
... client relationships through value added services and smart solutions. The business uses an ... Within the US Prime Services Platform Sales team, develop new Equity Prime Brokerage business ...
... of client servicing when the Financial Advisor is unavailable. Essential Duties And ... and brokerage accounts. 3. Knowledge of the features and attributes of annuity products. 4. ...
... of client servicing when the Financial Advisor is unavailable. Essential Duties And ... and brokerage accounts. 3. Knowledge of the features and attributes of annuity products. 4. ...
Direct experience supporting a full-service Prime Brokerage platform, including financing, securities lending, margin and institutional clearing platform. * Deep expertise in broker-dealer compliance ...
Direct experience supporting a full-service Prime Brokerage platform, including financing, securities lending, margin and institutional clearing platform. * Deep expertise in broker-dealer compliance ...
... of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... Knowledge of securities markets and brokerage accounts. * Knowledge of the features and attributes ...
... of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... Knowledge of securities markets and brokerage accounts. * Knowledge of the features and attributes ...
Prime Brokerage Risk Manager
Jersey City, NJ · On-site
$80K - $153K/yr
... and client outcomes. You'll partner with senior stakeholders, credit, and technology to shape ... The Team The Prime Services Risk team is responsible for risk management of the Fidelity Capital ...
Prime Brokerage Risk Manager
Jersey City, NJ · On-site
$80K - $153K/yr
... and client outcomes. You'll partner with senior stakeholders, credit, and technology to shape ... The Team The Prime Services Risk team is responsible for risk management of the Fidelity Capital ...
Vice President - Global Markets Documentation, Prime Brokerage and ISDA Negotiation
New York, NY · On-site
$225K/yr
The group provides best-of-class service to business partners in TD Bank Financial Group (the Bank ... The team is committed to providing a seamless client experience while managing the Bank's risk.
Vice President - Global Markets Documentation, Prime Brokerage and ISDA Negotiation
New York, NY · On-site
$225K/yr
The group provides best-of-class service to business partners in TD Bank Financial Group (the Bank ... The team is committed to providing a seamless client experience while managing the Bank's risk.
Structurer, Cash Prime Brokerage, Assistant Vice President
Manhattan, NY · On-site
$150K - $175K/yr
## Structurer, Cash Prime Brokerage, Assistant Vice PresidentApplylocations: New York New York United ... Partner with Middle Office and Client Service teams to facilitate solutions for clients as it ...
Structurer, Cash Prime Brokerage, Assistant Vice President
Manhattan, NY · On-site
$150K - $175K/yr
## Structurer, Cash Prime Brokerage, Assistant Vice PresidentApplylocations: New York New York United ... Partner with Middle Office and Client Service teams to facilitate solutions for clients as it ...
Prime Brokerage Risk Manager
Jersey City, NJ · On-site
$80K - $153K/yr
The Team The Prime Services Risk team is responsible for risk management of the Fidelity Capital ... each client's portfolio and investment strategy. Portfolios are analyzed and evaluated daily ...
Prime Brokerage Risk Manager
Jersey City, NJ · On-site
$80K - $153K/yr
The Team The Prime Services Risk team is responsible for risk management of the Fidelity Capital ... each client's portfolio and investment strategy. Portfolios are analyzed and evaluated daily ...
Global Banking & Markets - Public Dept-Prime Brokerage & BD Ops-Salt Lake City-Associate
Salt Lake City, UT · On-site
Work directly with Prime Brokerage clients and external brokers to settle client trades and resolve ... Your objective will be to develop those client relationships and provide first class service across ...
Global Banking & Markets - Public Dept-Prime Brokerage & BD Ops-Salt Lake City-Associate
Salt Lake City, UT · On-site
Work directly with Prime Brokerage clients and external brokers to settle client trades and resolve ... Your objective will be to develop those client relationships and provide first class service across ...
Global Banking & Markets - Public Dept-Prime Brokerage & BD Ops-Salt Lake City-Associate
Salt Lake City, UT · On-site
Work directly with Prime Brokerage clients and external brokers to settle client trades and resolve ... Your objective will be to develop those client relationships and provide first class service across ...
Global Banking & Markets - Public Dept-Prime Brokerage & BD Ops-Salt Lake City-Associate
Salt Lake City, UT · On-site
Work directly with Prime Brokerage clients and external brokers to settle client trades and resolve ... Your objective will be to develop those client relationships and provide first class service across ...
Risk Management - Counterparty Credit Risk - Prime Brokerage Coverage Lead - Executive Director
Manhattan, NY · On-site
Review client margin requests, assess adequacy versus stress exposures, and provide recommendations for approval * Maintain strong knowledge of Prime Brokerage clients and business activity ...
Risk Management - Counterparty Credit Risk - Prime Brokerage Coverage Lead - Executive Director
Manhattan, NY · On-site
Review client margin requests, assess adequacy versus stress exposures, and provide recommendations for approval * Maintain strong knowledge of Prime Brokerage clients and business activity ...
Global Banking & Markets - Public Dept-Prime Brokerage & BD Ops-Salt Lake City-Associate
Salt Lake City, UT · On-site
Work directly with Prime Brokerage clients and external brokers to settle client trades and resolve ... Your objective will be to develop those client relationships and provide first class service across ...
Global Banking & Markets - Public Dept-Prime Brokerage & BD Ops-Salt Lake City-Associate
Salt Lake City, UT · On-site
Work directly with Prime Brokerage clients and external brokers to settle client trades and resolve ... Your objective will be to develop those client relationships and provide first class service across ...
Prime Brokerage Client Service information
See salary details
$9.86 - $11.45
2% of jobs
$11.45 - $13.05
4% of jobs
$13.05 - $14.64
14% of jobs
$15.02 is the 25th percentile. Wages below this are outliers.
$14.64 - $16.24
21% of jobs
The median wage is $16.91 / hr.
$16.24 - $17.83
21% of jobs
$19.34 is the 75th percentile. Wages above this are outliers.
$17.83 - $19.43
14% of jobs
$19.43 - $21.02
11% of jobs
$21.02 - $22.62
5% of jobs
$22.62 - $24.21
4% of jobs
$24.21 - $25.81
2% of jobs
$25.81 - $27.40
2% of jobs
$9
$18
$27
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Registered Brokerage Client Service Associate - Pacific Timezone
On-site
Other
Posted 11 days ago
Job description
Careers / Alpaca / Registered Brokerage Client Service Associate - Pacific Timezone
Registered Brokerage Client Service Associate - Pacific TimezonePosted 1 day ago
Your Role:This is an opportunity to join a Fintech firm specializing in many facets of the broker-dealer space, with a B2B clearing platform supporting a wide network of partner brokers and API-driven workflows.
Things You Get To Do:
- Assist clients and broker partners by being the first point of contact on service needs and issues
- Submit and process certain operational requests as instructed by the brokerage team and/or client/broker partners. Examples include funds distributions, cash and stock journals, account updates, ACATs initiation, and other operational tasks.
- Researching and responding to clients’ issues relating to form submissions, transfers, and various other operational items.
- Interact with several internal groups to resolve client issues. This can include the trading desk, brokerage operations, sales team, solutions team, customer success team, engineering, and product teams.
- Ensure new business paperwork is accurately and successfully submitted.
- Positive and Resilient demeanor to help achieve satisfaction in a fast-paced environment
- Ability to independently make decisions within general guidelines
- Basic understanding of KYC and client onboarding processes
- Excited about Alpaca’s mission and what we’re building
- One to two years of experience in the securities industry.
- FINRA Series 7 license
- Strong attention to detail, accuracy, and reliability with the ability to thrive in a fast-paced environment
- Must have strong written and communication skills
- Experience with FINRA, Federal, and SEC regulations
- Ability to collaborate and work effectively in a remote team environment
- Must possess the ability to adapt to a changing business and regulatory environment
- Enjoys challenges and taking ownership of new responsibilities
- Competitive Salary & Stock Options
- New Hire Home-Office Setup: One-time USD $500
- Monthly Stipend: USD $150 per month via a Brex Card
Alpaca is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.
Adaptability Collaboration Customer Service Problem Solving