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Mutual Fund Attorney Jobs (NOW HIRING)

BOK Financial

Associate Corporate Counsel

Tulsa, OK · On-site

The ideal candidate will bring a strong background in Investment Company Act of 1940 ("40 Act") matters, mutual fund regulation, and broker-dealer law , and will thrive in a collaborative, fast-paced ...

BOK Financial

Associate Corporate Counsel

Tulsa, OK

The ideal candidate will bring a strong background in Investment Company Act of 1940 ("40 Act") matters, mutual fund regulation, and broker-dealer law , and will thrive in a collaborative, fast-paced ...

Manning & Napier

SENIOR CORPORATE COUNSEL

Fairport, NY · On-site

$145/hr

The role is ideal for a senior attorney who exercises sound judgment, operates independently, and ... mutual fund, trust company, including securities regulation, privacy, and employment-related ...

BOK Financial

Associate Corporate Counsel

Tulsa, OK · On-site

The ideal candidate will bring a strong background in Investment Company Act of 1940 ("40 Act") matters, mutual fund regulation, and broker-dealer law , and will thrive in a collaborative, fast-paced ...

Premier Systems, Inc.

Law Clerk

Washington, DC · On-site

$40 - $42/hr

... mutual fund data, and trade/quote data. Duties and Responsibilities: * Assists attorneys with all phases of the litigation process. * Performs complex legal research for trial staff. * Reviews ...

Premier Systems

Law Clerk

Washington, DC

$40 - $42/hr

... mutual fund data, and trade/quote data. Duties and Responsibilities: * Assists attorneys with all phases of the litigation process. * Performs complex legal research for trial staff. * Reviews ...

C2 Alaska, LLC

Junior Paralegal

Chicago, IL · On-site

$27/hr

... mutual fund data, and trade/quote data. Responsibilities * Following established guidelines, gathers, prepares and summarizes relevant materials for use by litigation attorneys and/or other office ...

C2 Alaska, LLC

Junior Paralegal

Chicago, IL

$28/hr

... mutual fund data, and trade/quote data. Responsibilities * Following established guidelines, gathers, prepares and summarizes relevant materials for use by litigation attorneys and/or other office ...

C2 Alaska, LLC

Junior Paralegal

Chicago, IL · On-site

$27/hr

... mutual fund data, and trade/quote data. Responsibilities * Following established guidelines, gathers, prepares and summarizes relevant materials for use by litigation attorneys and/or other office ...

Chenega Corporation

Junior Paralegal

Chicago, IL

$28/hr

... mutual fund data, and trade/quote data. Responsibilities * Following established guidelines, gathers, prepares and summarizes relevant materials for use by litigation attorneys and/or other office ...

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All JobsMutual Fund Attorney Jobs

Mutual Fund Attorney information

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$94K

$175.2K

$311K

How much do mutual fund attorney jobs pay per year?

As of Jun 24, 2026, the average yearly pay for mutual fund attorney in the United States is $175,207.00, according to ZipRecruiter salary data. Most workers in this role earn between $134,000.00 and $170,500.00 per year, depending on experience, location, and employer.

Do lawyers make $500,000 a year?

Mutual fund attorneys, a specialized legal role, typically earn salaries that vary based on experience, location, and firm size. While some senior or highly experienced attorneys can reach or exceed $500,000 annually, most earn less, with top earners in large firms or financial institutions earning higher salaries and bonuses. Achieving such income often requires extensive experience, strong client relationships, and advanced certifications.

What is the difference between Mutual Fund Attorney vs Securities Lawyer?

AspectMutual Fund AttorneySecurities Lawyer
CredentialsJuris Doctor, Bar Admission, specialized in securities lawJuris Doctor, Bar Admission, focus on securities regulations
Work EnvironmentLaw firms, financial institutions, regulatory agenciesLaw firms, corporate legal departments, regulatory bodies
Employer & IndustryFinancial services, investment firms, law firmsFinancial industry, investment firms, regulatory agencies
Search & Comparison IntentYesYes

Mutual Fund Attorneys specialize in legal issues related to mutual funds, including compliance and registration. Securities Lawyers have a broader focus on securities regulations affecting various financial instruments. While both roles require similar credentials and work in related environments, Mutual Fund Attorneys focus specifically on mutual fund compliance, whereas Securities Lawyers handle a wider range of securities law matters.

What are the key skills and qualifications needed to thrive as a Mutual Fund Attorney, and why are they important?

To thrive as a Mutual Fund Attorney, you need a Juris Doctor (JD) degree, state bar admission, and expertise in securities law, particularly the Investment Company Act of 1940. Familiarity with regulatory filings, SEC compliance systems, and legal research tools like Westlaw or LexisNexis is essential. Strong analytical thinking, attention to detail, and effective communication skills help you interpret complex regulations and advise clients or fund managers. These skills ensure mutual funds operate within legal boundaries and maintain investor trust while navigating a highly regulated industry.

What does a Mutual Fund Attorney do?

A Mutual Fund Attorney specializes in legal matters related to mutual funds, including their formation, regulation, and ongoing compliance with federal and state securities laws. They advise investment companies on structuring funds, preparing disclosure documents, and ensuring adherence to rules set by the Securities and Exchange Commission (SEC). Mutual Fund Attorneys also help draft contracts, handle regulatory filings, and address any legal issues that arise in the operation and management of mutual funds. Their expertise helps protect investors and ensures that mutual funds operate within the law.

How to make $500,000 as a lawyer?

A mutual fund attorney can earn $500,000 or more by gaining extensive experience, specializing in complex securities law, and working at top law firms or financial institutions. Building a strong reputation, obtaining relevant certifications, and developing expertise in investment regulations can also increase earning potential. High-level positions often require long hours and continuous professional development.

What is the 80 20 rule for lawyers?

The 80/20 rule for lawyers, including mutual fund attorneys, suggests that roughly 80% of their results come from 20% of their efforts, often focusing on high-value clients or tasks. It encourages prioritizing the most impactful work to maximize efficiency and effectiveness in legal practice.

What are some common challenges Mutual Fund Attorneys face when navigating regulatory compliance?

Mutual Fund Attorneys often encounter challenges in keeping up with the constantly evolving SEC regulations and ensuring that fund disclosures and filings are accurate and timely. They must coordinate closely with compliance teams, portfolio managers, and external auditors to identify and address potential legal risks. Balancing the need for thorough legal review with fast-paced fund operations requires strong communication and prioritization skills. Additionally, attorneys in this role must stay current with industry trends and regulatory updates to provide proactive guidance and avoid costly compliance issues.

What percentage of lawyers make $250,000?

Mutual fund attorneys, like other lawyers, have varying salaries depending on experience, location, and firm size. Typically, a significant percentage of lawyers in specialized fields such as securities or investment law earn $250,000 or more annually, especially those with senior roles or in large firms. However, exact percentages are not publicly available and can differ widely across regions and practice settings.
What cities are hiring for Mutual Fund Attorney jobs? Cities with the most Mutual Fund Attorney job openings:
What states have the most Mutual Fund Attorney jobs? States with the most job openings for Mutual Fund Attorney jobs include:
Mutual Fund Attorney jobs near you
Infographic showing various Mutual Fund Attorney job openings in the United States as of June 2026, with employment types broken down into 4% As Needed, 71% Full Time, and 25% Part Time. Highlights an 92% Physical, 4% Hybrid, and 4% Remote job distribution, with an average salary of $175,207 per year, or $84.2 per hour.

Investment Management Associate Attorney - Philadelphia

IKR Enterprises

Philadelphia, PA • Hybrid

$435K/yr

Full-time

Retirement

Posted 13 days ago

Job description

INVESTMENT MANAGEMENT ASSOCIATE ATTORNEY

Chicago, IL | New York, NY | Philadelphia, PA | Washington, D.C. | Hybrid – 3 days/week in office

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COMPENSATION

Base: $260,000--$435,000 (commensurate with experience and office location)

Total Compensation: Base + discretionary annual bonus (based on hours and performance) + comprehensive benefits + 401(k)

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WHY THIS ROLE

This is a Chambers-recognized registered funds practice at a large national firm with a genuinely differentiated deal mix — the group routinely handles structurally novel, first-of-kind transactions: first-ever hybrid fund structures, closed-end fund IPOs, and dual share class structures. That's not standard compliance work. All associates are staffed across all group partners, meaning broad exposure with no single-partner dependency and no siloed track. The 1,900-hour billing target credits 50–100 pro bono hours toward the total. Comp tops out at $435,000 at the senior end — market-competitive for this practice — with a discretionary performance bonus on top. Four office options across major financial centers.

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ABOUT THE ROLE

A plug-and-play registered funds role — registered fund experience is required; private-funds-only backgrounds won't qualify. You'll advise mutual funds, ETFs, BDCs, tender offer funds, interval funds, and their advisers on formation, regulatory compliance, corporate governance, and novel structuring, working across all partners in the group.

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REQUIREMENTS

Experience: 3–7 years in registered investment company / registered funds law

- Substantive hands-on experience with the Investment Company Act of 1940 and the Investment Advisers Act of 1940

- Experience drafting registration statements, offering documents, board materials, and investment management agreements

- Track record advising registered funds (mutual funds, ETFs, BDCs, tender offer funds, interval funds) and their advisers

- Private-funds-only backgrounds do not qualify

Preferred:

- Depth in ETF structures

- Corporate governance experience for funds and fund boards

- Public/private BDC work

Tech Stack: Westlaw, LexisNexis, EDGAR, Microsoft Office Suite, iManage

Bar Admission: Active admission in (or eligibility to waive into) the state of chosen office

Visa Sponsorship: Not available

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LOGISTICS

Location: Chicago, IL | New York, NY | Philadelphia, PA | Washington, D.C.

Work Policy: Hybrid – 3 days/week in office at chosen office location

Billing Target: 1,900 hours/year (50–100 pro bono hours credited toward target)


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