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Investment Compliance Jobs in Decatur, GA (NOW HIRING)

Invesco

Sr. Compliance Officer

Atlanta, GA · Hybrid

About Invesco As one of the world's leading independent global investment firms, Invesco is ... As a Senior Compliance Officer, you will be primarily responsible for ensuring that the company ...

Invesco

Sr. Compliance Officer

Atlanta, GA · On-site

About Invesco As one of the world's leading independent global investment firms, Invesco is ... As a Senior Compliance Officer, you will be primarily responsible for ensuring that the company ...

BlackRock

Director, 1940 Act Compliance

Atlanta, GA

Experience with the Investment Company Act of 1940 is preferred. * Experience drafting policies and procedures to be used by investment professionals. * Familiarity with compliance related software ...

TriNet

Treasury Analyst

Dunwoody, GA · On-site

$63K - $107K/yr

Investigate and resolve any investment compliance notifications received from vendor * Monitor the team inbox and ensure prompt uptake and response to ad hoc requests of Corporate Treasury from both ...

TriNet

Treasury Analyst

Dunwoody, GA · On-site +1

$63K - $107K/yr

Investigate and resolve any investment compliance notifications received from vendor * Monitor the team inbox and ensure prompt uptake and response to ad hoc requests of Corporate Treasury from both ...

Verifone

Compliance Officer

Atlanta, GA · On-site

... investors. It is this passion for innovation that drives each one of our employees for personal and ... Reporting to the Global Compliance Director, this position owns the end-to-end whistleblowing and ...

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All JobsInvestment Compliance JobsInvestment Compliance Jobs in Decatur, GA

Investment Compliance information

See Decatur, GA salary details

$30.8K

$96.6K

$202.6K

How much do investment compliance jobs pay per year?

As of Aug 11, 2026, the average yearly pay for investment compliance in Decatur, GA is $96,608.00, according to ZipRecruiter salary data. Most workers in this role earn between $60,000.00 and $112,300.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive in investment compliance?

To thrive in Investment Compliance, you need a strong understanding of financial regulations, investment products, and risk management principles, typically supported by a degree in finance, economics, or a related field. Familiarity with compliance monitoring systems, regulatory reporting tools, and certifications such as the Certified Regulatory Compliance Professional (CRCP) are commonly required. Outstanding analytical thinking, attention to detail, and effective communication skills will help you excel in this role. These skills and qualifications are crucial to ensure an organization operates within legal frameworks, mitigates risks, and upholds its reputation with clients and regulators.

What is an investment compliance?

An Investment Compliance job involves ensuring that investment activities align with regulatory requirements, internal policies, and industry best practices. Professionals in this field monitor transactions, review policies, and assess risks to prevent violations. They work closely with portfolio managers, legal teams, and regulators to maintain compliance. Their role is crucial in protecting firms from legal penalties and reputational risks while ensuring ethical investing practices.

What are the typical daily responsibilities of an investment compliance professional?

Professionals in Investment Compliance typically review investment activity to ensure adherence to internal guidelines and external regulations, conduct real-time monitoring for potential breaches, and assist with regulatory reporting requirements. You may also work closely with portfolio managers, legal teams, and operations staff to address compliance queries or escalate potential issues. Regular tasks include reviewing new investment products, updating compliance policies, and participating in internal audits or training sessions. This role requires strong collaboration and communication skills, as you'll often need to interpret complex regulations and ensure all stakeholders understand compliance expectations.

What does investment compliance do?

Investment compliance professionals ensure that investment activities adhere to legal regulations, internal policies, and industry standards. They monitor trading practices, review investment portfolios, and implement controls to prevent violations, often using compliance software and requiring knowledge of financial regulations. Their work helps protect firms from legal and financial risks.
What job categories do people searching Investment Compliance jobs in Decatur, GA look for? The top searched job categories for Investment Compliance jobs in Decatur, GA are:
Investment Compliance jobs near you
Infographic showing various Investment Compliance job openings in Decatur, GA as of August 2026, with employment types broken down into 1% As Needed, 82% Full Time, 11% Part Time, 2% Temporary, and 4% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $96,608 per year, or $46.4 per hour.

Wealth - Investment Counselor - Senior Vice President

Citigroup, Inc.

Atlanta, GA • On-site

$174K - $261K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 20 days ago

Citibank rating

8.3

Company rating: 8.3 out of 10

Based on 177 frontline employees who took The Breakroom Quiz

39th of 171 rated banks

Job description

The Investment Counselor Senior Lead is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. Typically a small number of people within the business that provide the same level of expertise. Excellent communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Accountable for significant direct business results or authoritative advice regarding the operations of the business. Necessitates a degree of responsibility over technical strategy. Primarily affects a sub-function. Responsible for handling staff management issues, including resource management and allocation of work within the team/project.The Private Bank at Citi (CPB) is part of the Institutional Clients Group and offers a wide range of products and solutions, including investment strategies, banking and lending, trust and specialized services.The Private Bank delivers solutions to help meet the individual, family and business needs of over 10,000 ultra-high net worth clients around the world. The Private Bank is focused on clients with a minimum net worth of $25mm and serves 40% of the world's billionaires and their families.
Responsibilities:
  • Investment Counselors joining Citi Private Bank will be distinguished and highly accomplished at establishing, growing and managing investment relationships with ultra-high net worth clients.They should be experienced in the implementation and oversight of investment solutions, and in providing advice and guidance on markets and actionable investment ideas. Appropriate candidates will possess the credibility to cultivate trusting relationships with existing ultra-high net worth clients of Citi Private Bank, and should be entrepreneurial and capable of bringing in new clients/investment relationships. Candidates for the position should be collaborative and team oriented, able to leverage a wide array of internal partners.
  • An individual in this role will be expected to:
  • Function as the primary client contact and trusted investment advisor for clients, including direct selling , determining suitability, identifying product specific opportunities, portfolio advice and after sales execution (in partnership with the Banker team)
  • Leverage existing client relationships, local network and investment experience to introduce new ultra-high net worth clients to Citi Private Bank.
  • Build and manage a successful practice centered on deepening relationships by providing potential and existing clients with appropriate investment advice and solutions.
  • Combine in depth knowledge of traditional and alternative investments with wealth planning and private banking services to optimize client service and cross-marketing opportunities.
  • Work across currencies, asset classes, markets and jurisdictions
  • Engage and advise clients on brokerage activity and execute trades seamlessly.
  • Actively look for cross sell opportunities in others areas of the bank, in particular lending, trust and institutional markets solutions, etc.
  • Partner with Bankers to prospect for new investment business
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:
  • 10+ years of experience
  • Robust experience in providing investment advice and solutions.
  • FA, MBA degree or other advanced degree a plus.
  • Requires complex judgments and solutions based on sophisticated analytical thought comparing and selecting complex alternatives. In-depth analysis with interpretive thinking will be required.
  • US Only: S7, S63 (or S66) and S31; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7)

Education:
  • Bachelor's/University degree, Master's degree preferred

Job Family Group:
Private Client Product Services
Job Family:
Investment Counselor
Time Type:
Full time
Primary Location:
Atlanta Georgia United States
Primary Location Full Time Salary Range:
$174,320.00 - $261,480.00
In addition to salary, Citi's offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.
Most Relevant Skills
Please see the requirements listed above.
Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.
Anticipated Posting Close Date:
Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.
If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View Citi's EEO Policy Statement and the Know Your Rights poster.

What Citibank employees say

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Benefits

Hours and flexibility

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About Citigroup Inc

Sourced by ZipRecruiter

We live in an increasingly complex world. Companies these days are either born global or are going global at record speed. Business and geopolitics are forging an entirely new dynamic and consumers now expect financial services to be a seamless part of their digital lives. Citi is a bank that’s uniquely positioned for this moment. Through our vast global network and our on-the-ground expertise, we can connect the dots, anticipate change and empathize the needs of our clients and customers in ways that other banks simply cannot. Citi's mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We have set expectations for how we must act to bring our mission to life. These expectations are at the heart of our Leadership Principles – we take ownership, we deliver with pride and we succeed together.

Industry

Banking and credit intermediation

Company size

5,001 - 10,000 Employees

Headquarters location

New York City, NY, US

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