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Investment Associate Jobs in Ridgefield, CT (NOW HIRING)

AllianceBernstein

Associate

Stamford, CT · On-site

$80K - $86K/yr

Position Overview Bernstein Private Wealth Management is a premier investment management firm ... Bernstein Private Wealth Associates are client service professionals who exhibit drive, ambition ...

AllianceBernstein Holding L.P.

Associate

Stamford, CT · On-site

$80K - $86K/yr

Position Overview Bernstein Private Wealth Management is a premier investment management firm ... Bernstein Private Wealth Associates are client service professionals who exhibit drive, ambition ...

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Investment Associate information

See Ridgefield, CT salary details

$21.9K

$96.7K

$212.6K

How much do investment associate jobs pay per year?

As of Aug 10, 2026, the average yearly pay for investment associate in Ridgefield, CT is $96,679.00, according to ZipRecruiter salary data. Most workers in this role earn between $64,700.00 and $117,000.00 per year, depending on experience, location, and employer.

What does an investment associate do?

An investment associate works with investment analysts to perform a wide range of duties necessary for managing the investments of corporations and municipalities. As an investment associate, your responsibilities are to review the financial data and potential investments of a company to strategize the best plan to increase profits. You may help a client with buying stock, perform risk analysis, review a client’s portfolio, compile and interpret financial data, and assist with corporate mergers. Due to the varied nature of a client’s needs, your responsibilities also vary depending on the account.

What are some typical challenges faced by investment associates during due diligence processes?

Investment Associates often face the challenge of managing large volumes of data and tight timelines when conducting due diligence on potential investments. They must analyze financial statements, market trends, and operational risks, all while ensuring accuracy and thoroughness. Balancing multiple projects and liaising with internal teams, external consultants, and portfolio company management can also be demanding. Proactive communication and strong organizational skills are key to overcoming these challenges and delivering actionable recommendations to senior team members.

What is the difference between Investment Associate vs Financial Analyst?

AspectInvestment AssociateFinancial Analyst
Required CredentialsBachelor's degree, possibly CFA Level IBachelor's degree, CFA Level I often preferred
Work EnvironmentInvestment firms, asset management, private equityCorporations, banks, investment firms
Employer & Industry UsageCommon in asset management and private equityWidespread across finance sectors
Common Search & ComparisonYesYes

Investment Associates typically focus on supporting investment transactions, conducting due diligence, and preparing reports within investment firms. Financial Analysts analyze financial data, prepare reports, and support decision-making across various industries. While both roles require similar credentials and often work in related environments, Investment Associates are more involved in the investment process itself, whereas Financial Analysts focus on data analysis and reporting.

What is an investment associate?

Investment Associates are finance professionals who support investment decision-making at firms such as investment banks, private equity firms, or asset management companies. They analyze financial data, perform due diligence on potential investments, build financial models, and prepare reports for senior management or clients. Their work helps guide the investment strategies of their organizations, and they often interact with clients, portfolio managers, and senior analysts. Investment Associates typically have strong quantitative skills and may work long hours, especially during deal cycles.

What are the key skills and qualifications needed to thrive as an investment associate, and why are they important?

To thrive as an Investment Associate, you need strong analytical skills, financial modeling abilities, and a degree in finance, economics, or a related field. Familiarity with financial analysis tools like Excel, Bloomberg, and often a CFA designation are typically expected. Excellent communication, attention to detail, and the ability to work collaboratively are key soft skills for this role. These competencies are important for accurately assessing investment opportunities, supporting decision-making, and building trusted client and team relationships.
More about Investment Associate jobs
What cities near Ridgefield, CT are hiring for Investment Associate jobs? Cities near Ridgefield, CT with the most Investment Associate job openings:
Investment Associate jobs near you
Infographic showing various Investment Associate job openings in Ridgefield, CT as of August 2026, with employment types broken down into 1% As Needed, 69% Full Time, 26% Part Time, 1% Temporary, and 3% Contract. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution, with an average salary of $96,679 per year, or $46.5 per hour.

Compliance Associate, Marketing & Investment Adviser Compliance

NewEdge Capital Group LLC

Stamford, CT • On-site

Full-time

Posted 12 days ago

Job description

Job Summary:

NewEdge Wealth, a division of NewEdge Capital Group, LLC, is seeking a detail-oriented and motivated Compliance Associate to support the firm’s investment adviser compliance program, with a primary focus on marketing and advertising review under the SEC Marketing Rule, the firm’s annual review process under Rule 206(4)-7, and Form ADV maintenance. This individual will work closely with the Compliance Department, advisors, and internal marketing personnel to ensure client communications, disclosure documents, and firm-level compliance obligations meet SEC and industry standards for a registered investment adviser serving ultra-high-net-worth clients.

Duties/Responsibilities:

  • Review advertisements, pitch books, performance presentations, website content, social media, and other client-facing marketing materials for compliance with SEC Rule 206(4)-1 (the Marketing Rule) and firm policy prior to use or distribution.
  • Maintain the firm’s marketing review log and tracking system, ensuring timely review turnaround and complete recordkeeping in accordance with the books and records rule.
  • Evaluate performance advertising, hypothetical performance, testimonials, endorsements, and third-party ratings for required substantiation, disclosures, and consistency with the firm’s compliance policies.
  • Support preparation of the firm’s annual review under Rule 206(4)-7 of the Investment Advisers Act, including documentation of testing performed, findings, and remediation steps.
  • Assist in drafting, updating, and filing Form ADV Part 1A and Part 2A/2B brochures and brochure supplements, including annual updating amendments and material disclosure changes.
  • Assist with maintaining and enhancing the Compliance Manual, Code of Ethics and desktop procedures.
  • Monitor regulatory developments affecting investment adviser rules and regulations and help translate changes into updated firm policy.
  • Conduct periodic risk assessments and testing of controls, escalating gaps or trends to senior Compliance staff.
  • Serve as a point of contact for advisors and internal personnel on day-to-day m compliance questions, applying sound judgment in interpreting firm policy.
  • Coordinate with Legal and Compliance colleagues on client-facing disclosure documents, fee schedules, and other regulatory disclosures tied to Form ADV and the Marketing Rule.
  • Support related Investment Advisers Act compliance obligations, including recordkeeping, code of ethics, and custody rule considerations, as needed.

Required Education/Skills/Abilities:

  • Minimum 2–4 years of compliance experience at a registered investment adviser, wealth management firm, or broker-dealer, with direct exposure to marketing/advertising review, the annual review process, and/or Form ADV preparation.
  • Bachelor’s degree required.
  • Working knowledge of the Investment Advisers Act of 1940, including Rule 206(4)-1 (the Marketing Rule), Rule 206(4)-7 (compliance program/annual review), and Form ADV requirements.
  • Familiarity with SEC and FINRA rules applicable to wealth management firms serving UHNW clients.
  • Strong writing, editing, and proofreading skills, with the ability to identify disclosure gaps and unsubstantiated claims in marketing materials.
  • Demonstrated ability to make informed, balanced compliance decisions under pressure and manage multiple review requests against deadlines.
  • Strong interpersonal and communication skills with a client service mindset and the ability to engage constructively with advisors, marketing staff, and internal stakeholders.
  • Detail-oriented, organized, and able to work independently with minimal supervision.
  • High proficiency in Microsoft Office Suite (Excel, Word, PowerPoint); experience with compliance surveillance or marketing review platforms strongly preferred.

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