We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a ... In this role, you will lead the development, implementation, and ongoing enhancement of policies ...
We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a ... In this role, you will lead the development, implementation, and ongoing enhancement of policies ...
Uncapped earning potential -- Base salary plus residual commissions, so your income compounds as ... Proven Sales Experience - Minimum of 1-2 years in a sales, business development, or customer ...
Uncapped earning potential -- Base salary plus residual commissions, so your income compounds as ... Proven Sales Experience - Minimum of 1-2 years in a sales, business development, or customer ...
Uncapped earning potential -- Base salary plus residual commissions, so your income compounds as ... Proven Sales Experience - Minimum of 1-2 years in a sales, business development, or customer ...
Uncapped earning potential -- Base salary plus residual commissions, so your income compounds as ... Proven Sales Experience - Minimum of 1-2 years in a sales, business development, or customer ...
We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a ... In this role, you will lead the development, implementation, and ongoing enhancement of policies ...
We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a ... In this role, you will lead the development, implementation, and ongoing enhancement of policies ...
Business Development Representative-Wisconsin
Milwaukee, WI · On-site
$60K - $75K/yr
Medical
PTO
Uncapped earning potential - Base salary plus residual commissions, so your income compounds as ... Proven Sales Experience - Minimum of 1-2 years in a sales, business development, or customer ...
Business Development Representative-Wisconsin
Milwaukee, WI · On-site
$60K - $75K/yr
Medical
PTO
Uncapped earning potential - Base salary plus residual commissions, so your income compounds as ... Proven Sales Experience - Minimum of 1-2 years in a sales, business development, or customer ...
The PWM Equity & Fixed Income Research team is responsible for consulting on over $125B in ... Manage hiring, onboarding, development, and performance management, with clear accountability for ...
The PWM Equity & Fixed Income Research team is responsible for consulting on over $125B in ... Manage hiring, onboarding, development, and performance management, with clear accountability for ...
Earn an annual bonus on your gross income, which has averaged 15% over the past five years * Low ... Work closely with internal sales, culinary, marketing, product development, customer service ...
Quick apply
Earn an annual bonus on your gross income, which has averaged 15% over the past five years * Low ... Work closely with internal sales, culinary, marketing, product development, customer service ...
Business Development Manager - National Accounts
Menomonee Falls, WI · On-site
Medical
PTO
Earn an annual bonus on your gross income, which has averaged 15% over the past five years * Low ... Work closely with internal sales, culinary, marketing, product development, customer service ...
Business Development Manager - National Accounts
Menomonee Falls, WI · On-site
Medical
PTO
Earn an annual bonus on your gross income, which has averaged 15% over the past five years * Low ... Work closely with internal sales, culinary, marketing, product development, customer service ...
Business Development Manager - National Accounts
Menomonee Falls, WI · On-site
Medical
PTO
Earn an annual bonus on your gross income, which has averaged 15% over the past five years * Low ... Work closely with internal sales, culinary, marketing, product development, customer service ...
Business Development Manager - National Accounts
Menomonee Falls, WI · On-site
Medical
PTO
Earn an annual bonus on your gross income, which has averaged 15% over the past five years * Low ... Work closely with internal sales, culinary, marketing, product development, customer service ...
Business Development Manager - Milwaukee, WI
Milwaukee, WI · On-site
$72K - $120K/yr
Medical
Dental
Vision
Life
Retirement
PTO
Business Development Manager - Automotive Parts Location: Milwaukee, WI About Us: Advantage Parts ... income by driving market growth and revenue. * Paid training and ongoing support to help you ...
Business Development Manager - Milwaukee, WI
Milwaukee, WI · On-site
$72K - $120K/yr
Medical
Dental
Vision
Life
Retirement
PTO
Business Development Manager - Automotive Parts Location: Milwaukee, WI About Us: Advantage Parts ... income by driving market growth and revenue. * Paid training and ongoing support to help you ...
Business Development Manager - Milwaukee, WI
Milwaukee, WI · On-site
$72K/yr
Medical
Dental
Vision
Life
Retirement
PTO
Business Development Manager - Automotive Parts Location: Milwaukee, WI About Us: Advantage Parts ... income by driving market growth and revenue. * Paid training and ongoing support to help you ...
Business Development Manager - Milwaukee, WI
Milwaukee, WI · On-site
$72K/yr
Medical
Dental
Vision
Life
Retirement
PTO
Business Development Manager - Automotive Parts Location: Milwaukee, WI About Us: Advantage Parts ... income by driving market growth and revenue. * Paid training and ongoing support to help you ...
Remote Member Support Advisor - Customer Service & Benefits
Milwaukee, WI · On-site +1
Medical
Life
Residual income opportunities through client renewals * Leadership development and continuing education * Company-sponsored incentive trips * Leadership conferences and professional events
New
Remote Member Support Advisor - Customer Service & Benefits
Milwaukee, WI · On-site +1
Medical
Life
Residual income opportunities through client renewals * Leadership development and continuing education * Company-sponsored incentive trips * Leadership conferences and professional events
New
Business Development Representative - State Farm Agent Team Member
Menomonee Falls, WI · On-site
$55K - $75K/yr
Medical
Retirement
PTO
Training & development * Bonus based on performance * Competitive salary * Health insurance ... income range is $55,000 - $75,000 depending on individual performance.
Quick apply
Business Development Representative - State Farm Agent Team Member
Menomonee Falls, WI · On-site
$55K - $75K/yr
Medical
Retirement
PTO
Training & development * Bonus based on performance * Competitive salary * Health insurance ... income range is $55,000 - $75,000 depending on individual performance.
Development & Events Coordinator (Girls on the Run of SE Wisconsin)
Glendale, WI · On-site +1
$40K - $54K/yr
Retirement
PTO
Development & Events Coordinator Job Title: Development & Events Coordinator Reports To ... income. Qualifications & Skills * Passion for the mission and vision of Girls on the Run while ...
Development & Events Coordinator (Girls on the Run of SE Wisconsin)
Glendale, WI · On-site +1
$40K - $54K/yr
Retirement
PTO
Development & Events Coordinator Job Title: Development & Events Coordinator Reports To ... income. Qualifications & Skills * Passion for the mission and vision of Girls on the Run while ...
Development & Events Coordinator (Girls on the Run of SE Wisconsin)
Milwaukee, WI · Hybrid
$42K - $57K/yr
Retirement
PTO
Development & Events Coordinator Job Title: Development & Events Coordinator Reports To ... income. Qualifications & Skills * Passion for the mission and vision of Girls on the Run while ...
Quick apply
Development & Events Coordinator (Girls on the Run of SE Wisconsin)
Milwaukee, WI · Hybrid
$42K - $57K/yr
Retirement
PTO
Development & Events Coordinator Job Title: Development & Events Coordinator Reports To ... income. Qualifications & Skills * Passion for the mission and vision of Girls on the Run while ...
Our top performers make well over a 6-figure income. To ensure your success, you will have a dedicated sales manager & support team, continued results-driven training, WHAT THE COMPENSATION PACKAGE ...
Our top performers make well over a 6-figure income. To ensure your success, you will have a dedicated sales manager & support team, continued results-driven training, WHAT THE COMPENSATION PACKAGE ...
Our top performers make well over a 6-figure income. To ensure your success, you will have a dedicated sales manager & support team, continued results-driven training, WHAT THE COMPENSATION PACKAGE ...
Our top performers make well over a 6-figure income. To ensure your success, you will have a dedicated sales manager & support team, continued results-driven training, WHAT THE COMPENSATION PACKAGE ...
Our top performers make well over a 6-figure income. To ensure your success, you will have a dedicated sales manager & support team, continued results-driven training, WHAT THE COMPENSATION PACKAGE ...
Our top performers make well over a 6-figure income. To ensure your success, you will have a dedicated sales manager & support team, continued results-driven training, WHAT THE COMPENSATION PACKAGE ...
Our top performers make well over a 6-figure income. To ensure your success, you will have a dedicated sales manager & support team, continued results-driven training, WHAT THE COMPENSATION PACKAGE ...
Our top performers make well over a 6-figure income. To ensure your success, you will have a dedicated sales manager & support team, continued results-driven training, WHAT THE COMPENSATION PACKAGE ...
Our top performers make well over a 6-figure income. To ensure your success, you will have a dedicated sales manager & support team, continued results-driven training, WHAT THE COMPENSATION PACKAGE ...
Our top performers make well over a 6-figure income. To ensure your success, you will have a dedicated sales manager & support team, continued results-driven training, WHAT THE COMPENSATION PACKAGE ...
Income Development information
What is income development?
What are some common challenges faced by professionals in Income Development roles, and how can they be addressed?
What are the key skills and qualifications needed to thrive in Income Development, and why are they important?
What is the difference between Income Development vs Fundraising Coordinator?
| Aspect | Income Development | Fundraising Coordinator |
|---|---|---|
| Primary Focus | Generating revenue through various income streams | Organizing and supporting fundraising events and campaigns |
| Required Credentials | Typically a bachelor’s degree; experience in sales, marketing, or development | Often a bachelor’s degree; experience in event planning or donor relations |
| Work Environment | Nonprofits, educational institutions, or corporate sectors | Nonprofits, charities, or community organizations |
| Employer Usage | Used by organizations aiming to diversify income sources | Used by organizations focusing on specific fundraising activities |
Income Development involves broad strategies to increase overall revenue, including grants, sponsorships, and sales, while Fundraising Coordinator focuses on executing specific fundraising events and campaigns. Both roles are essential in nonprofit sectors but differ in scope and responsibilities.
Full-time
Re-posted 15 days ago
Job description
We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an opportunity to play a key advisory role at the intersection of business and regulation, influencing complex trading and capital markets activity while helping shape a best-in-class compliance program. In this role, you will lead the development, implementation, and ongoing enhancement of policies and procedures, while providing expert regulatory guidance to ensure alignment with SEC, FINRA, and MSRB requirements. This position offers broad exposure across institutional trading, sales, underwriting, and research activities spanning corporate, municipal, government agency, and asset-backed securities.
This position offers flexibility with 3 days per week in our Milwaukee office and 2 days remote.
The Impact You'll Make:
- Serve as a trusted advisor and primary escalation point for senior business leaders on fixed income sales and trading regulatory and supervisory matters
- Research, analyze, and interpret complex regulatory rule releases, regulatory notices, and disciplinary actions and serve as an active participant on the firm's Regulatory Review Committee
- Create, implement, maintain and test written supervisory procedure manuals, compliance unit manuals, and associate procedures covering fixed income business practices
- Act as a key driver for SEC, FINRA, and MSRB examinations, regulatory inquiries, internal audits, and subpoena responses
- Facilitate SEC and FINRA onsite and remote-based regulatory exams.
- Design and enhance exception-reporting logic to support effective supervisory oversight of business activities
- Write Compliance Notes as needed to communicate new policies and procedures to associates
- Develop and deliver ad hoc and annual training on regulatory requirements and business practice standards
- Drive best execution oversight and serve on the firm's Fixed Income Best Execution Committee
What You'll Bring to Baird:
- Strong judgment and ability to articulate regulatory risk and supervisory practices within the context of business practices
- Excellent communication skills with the ability to effectively communicate orally or in writing with associates at all levels of the firm and with external regulators
- Strong analytical, organizational, critical thinking, and problem-solving skills
- Minimum 5 years' experience operating in high-volume, time-sensitive trading environments
- Bachelor's degree required
- Securities Industry Essentials (SIE) Exam, Series 7, and Series 24 licenses required
- Established record of effective business writing skills
- Experience and comfort with analyzing complex data
- Elevated level of curiosity and comfort with the unfamiliar or unknown.
- Knowledge regarding FINRA Rules 2232, 2242, 5310 & 6730, and MSRB Rules G-14, G-15, G-18 & G-30
- Experience with FINRA TRACE and MSRB RTRS data
- Bloomberg and Tradeweb terminal skills
- Ability to facilitate discussions across business, Legal, Compliance and Control Room functions
Compensation and Benefits:
- Compensation and bonus are commensurate with experience, performance and/or firm profitability
- You'll have the opportunity to advance your career while enjoying our comprehensive benefits designed for your life, career and future
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Baird is committed to diversity and provides employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex, pregnancy, citizenship, national origin, age, disability, military service, veteran status, sexual orientation, gender identity or expression, genetic information, or any other status protected by law.