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Iard Jobs (NOW HIRING)

Lord Abbett.com

Paralegal (Alternatives)

Jersey City, NJ

$100K - $115K/yr

Prepare and coordinate various regulatory filings through systems such as EDGAR, NASAA EFD, and IARD. * Draft and file Section 16 filing disclosures for officers, directors, and issuers. * Prepare ...

C2 Alaska, LLC

Senior Fraud Analyst

Washington, DC · On-site

$104K - $135K/yr

Gather intelligence from third-party sources (e.g., GMI Analyst, Alexa, CLEAR, WebCRD, IARD, Google Searches, Thompson One) and summarize research in well-written, concise, factually sound manner ...

Lord Abbett.com

Paralegal (Alternatives)

Jersey City, NJ · On-site

$100K - $115K/yr

Prepare and coordinate various regulatory filings through systems such as EDGAR, NASAA EFD, and IARD. * Draft and file Section 16 filing disclosures for officers, directors, and issuers. * Prepare ...

Chenega Corporation

Senior Fraud Analyst

Washington, DC · On-site

$104K - $135K/yr

Gather intelligence from third-party sources (e.g., GMI Analyst, Alexa, CLEAR, WebCRD, IARD, Google Searches, Thompson One) and summarize research in well-written, concise, factually sound manner ...

Esswd

Investment Management Paralegal

Minneapolis, MN · Hybrid

$45 - $55/hr

Proficiency in filing portals (IARD, EDGAR Next) required. Apply now if you are ready to join the Faegre Drinker team! Faegre Drinker Biddle & Reath LLP participates in the federal government's E ...

Esswd

Investment Management Paralegal

Denver, CO · Hybrid

$45 - $55/hr

Proficiency in filing portals (IARD, EDGAR Next) required. Apply now if you are ready to join the Faegre Drinker team! Faegre Drinker Biddle & Reath LLP participates in the federal government's E ...

Esswd

Investment Management Paralegal

Washington, DC · Hybrid

$45 - $55/hr

Proficiency in filing portals (IARD, EDGAR Next) required. Apply now if you are ready to join the Faegre Drinker team! Faegre Drinker Biddle & Reath LLP participates in the federal government's E ...

Esswd

Investment Management Paralegal

Philadelphia, PA · Hybrid

$45 - $55/hr

Proficiency in filing portals (IARD, EDGAR Next) required. Apply now if you are ready to join the Faegre Drinker team! Faegre Drinker Biddle & Reath LLP participates in the federal government's E ...

Esswd

Investment Management Paralegal

Indianapolis, IN · Hybrid

$45 - $55/hr

Proficiency in filing portals (IARD, EDGAR Next) required. Apply now if you are ready to join the Faegre Drinker team! Faegre Drinker Biddle & Reath LLP participates in the federal government's E ...

Esswd

Investment Management Paralegal

Chicago, IL · Hybrid

$45 - $55/hr

Proficiency in filing portals (IARD, EDGAR Next) required. Apply now if you are ready to join the Faegre Drinker team! Faegre Drinker Biddle & Reath LLP participates in the federal government's E ...

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Iard information

See salary details

$28K

$85.4K

$133.5K

How much do iard jobs pay per year?

As of Jun 12, 2026, the average yearly pay for iard in the United States is $85,357.00, according to ZipRecruiter salary data. Most workers in this role earn between $40,000.00 and $114,500.00 per year, depending on experience, location, and employer.
Director of Compliance

Director of Compliance

RIA Registrar, LLC

Arden Hills, MN

$95K - $125K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Posted 20 days ago

Job description

Are you detail oriented, compliance-savvy, and passionate about helping Financial Services Professionals navigate regulatory requirements? If you thrive on reviewing documents, managing filings, and providing clear guidance to advisors, this could be the opportunity for you.
Gradient Financial Group is a financial services organization with twelve specialized entities, including RIA Registrar, which supports Registered Investment Advisories (RIAs) and Financial Services Professionals nationwide with compliance, regulatory filings, and operational guidance.

What You’ll Do
  • Make initial call with all maintenance participants to review required books, records
  • Pre-Audit prep for books and records
  • Update documents in response to audit findings
  • Draft written responses to audit findings accordingly
  • Answer client questions, advertising review
  • Stay abreast of regulatory changes
  • Update templates based on state, SEC feedback, regulatory changes, as well as for clarity
  • Annual Filings, Update ADV1 and ADV2 as well as any other documents depending on regulatory changes
  • Draft documents for RIA application to include form ADV2A, ADV2B and Investment Advisory Agreement
  • File documents for application to include form ADV Part 1 on IARD, form ADV Part 2 on IARD, from U-4 on IARD and state specific documents directly to state.
  • Respond to Deficiency Letters for Application

What you Bring
  • Bachelor’s degree or equivalent work experience – Required
  • FINRA Series 65 or 7/66 licenses – Required
  • 1+ years of State/SEC, RIA and Compliance experience – Preferred
  • 3+ years of experience in the financial services industry – Preferred
  • Basic knowledge of laws, legal codes, court procedures, precedents, government regulations, executive orders, agency rules – Preferred
  • Basic knowledge of SEC rules and regulation – Preferred
  • Basic knowledge of compliance systems and controls – Preferred
  • Knowledge of RIA forms – Preferred
  • Proficient knowledge with IARD/CRD system – Preferred
Our Benefits
  • Competitive compensation and comprehensive benefits
  • 4 weeks of accrued PTO, plus 9 paid holidays
  • Medical, dental, vision, life insurance, and 401(k)
  • 8 hours of paid volunteer time off (VTO)
  • Ability to work in-office four days per week with one remote workday
  • Ongoing professional development and training
  • A collaborative team that values expertise, initiative, and growth
Why You’ll Love Working Here
At Gradient, we set high expectations, but we back them with support, collaboration, and opportunities to grow. If you’re positive, driven, and enjoy working alongside motivated teammates, you’ll feel right at home. Check out more amazing opportunities here: https://www.careers.gradientfinancialgroup.com/

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