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Fixed Income Trading Assistant Jobs in Kentucky (NOW HIRING)

IMI

Assistant Controller

Louisville, KY · On-site

Perform balance sheet, income statement and cash flow account analysis. * Financial statement ... Maintain fixed asset records. * Perform bank reconciliations. * Prepare annual property tax returns ...

AMBA

Benefits Representative

Owensboro, KY

$90K/yr

Utilize a consultative sales approach to assist retirees in protecting their health, income, and ... Fixed Indexed Annuities. * Participate in ongoing training, mentorship, and business planning to ...

AMBA

Benefits Representative

Bowling Green, KY

$90K/yr

Utilize a consultative sales approach to assist retirees in protecting their health, income, and ... Fixed Indexed Annuities. * Participate in ongoing training, mentorship, and business planning to ...

AMBA

Benefits Representative

Florence, KY

$90K/yr

... trade professionals. In Kentucky, AMBA is theexclusive endorsed providerfor the Kentucky Public ... Utilize a consultative sales approach to assist retirees in protecting their health, income, and ...

AMBA

Benefits Representative

Lexington, KY

Utilize a consultative sales approach to assist retirees in protecting their health, income, and ... Fixed Indexed Annuities. * Participate in ongoing training, mentorship, and business planning to ...

AMBA

Benefits Representative

Louisville, KY

Utilize a consultative sales approach to assist retirees in protecting their health, income, and ... Fixed Indexed Annuities. * Participate in ongoing training, mentorship, and business planning to ...

AMBA

Benefits Representative

Elizabethtown, KY

$90K/yr

Utilize a consultative sales approach to assist retirees in protecting their health, income, and ... Fixed Indexed Annuities. * Participate in ongoing training, mentorship, and business planning to ...

AMBA

Benefits Representative

Independence, KY

$90K/yr

Utilize a consultative sales approach to assist retirees in protecting their health, income, and ... Fixed Indexed Annuities. * Participate in ongoing training, mentorship, and business planning to ...

AMBA

Benefits Representative

Paducah, KY

Utilize a consultative sales approach to assist retirees in protecting their health, income, and ... Fixed Indexed Annuities. * Participate in ongoing training, mentorship, and business planning to ...

AMBA

Benefits Representative

Paducah, KY

$90K/yr

Utilize a consultative sales approach to assist retirees in protecting their health, income, and ... Fixed Indexed Annuities. * Participate in ongoing training, mentorship, and business planning to ...

AMBA

Benefits Representative

Elizabethtown, KY

$90K/yr

... trade professionals. In Kentucky, AMBA is theexclusive endorsed providerfor the Kentucky Public ... Utilize a consultative sales approach to assist retirees in protecting their health, income, and ...

AMBA

Benefits Representative

Independence, KY

Utilize a consultative sales approach to assist retirees in protecting their health, income, and ... Fixed Indexed Annuities. * Participate in ongoing training, mentorship, and business planning to ...

AMBA

Benefits Representative

Louisville, KY · On-site

$90K/yr

Utilize a consultative sales approach to assist retirees in protecting their health, income, and ... Fixed Indexed Annuities. * Participate in ongoing training, mentorship, and business planning to ...

AMBA

Benefits Representative

Owensboro, KY

Utilize a consultative sales approach to assist retirees in protecting their health, income, and ... Fixed Indexed Annuities. * Participate in ongoing training, mentorship, and business planning to ...

AMBA

Benefits Representative

Independence, KY · On-site

$90K/yr

... trade professionals. In Kentucky, AMBA is theexclusive endorsed providerfor the Kentucky Public ... Utilize a consultative sales approach to assist retirees in protecting their health, income, and ...

AMBA

Benefits Representative

Lexington, KY

$90K/yr

... trade professionals. In Kentucky, AMBA is theexclusive endorsed providerfor the Kentucky Public ... Utilize a consultative sales approach to assist retirees in protecting their health, income, and ...

AMBA

Benefits Representative

Elizabethtown, KY · On-site

Utilize a consultative sales approach to assist retirees in protecting their health, income, and ... Fixed Indexed Annuities. * Participate in ongoing training, mentorship, and business planning to ...

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Showing results 1-20

All JobsFixed Income Trading JobsFixed Income Trading Assistant JobsFixed Income Trading Assistant Jobs in Kentucky

Fixed Income Trading Assistant information

What does a fixed income trading assistant do during fast-paced market activity?

A Fixed Income Trading Assistant plays a vital role in ensuring smooth trade execution by handling trade bookings, reconciling discrepancies, and managing real-time data entry during busy market periods. They often monitor multiple communication channels, coordinate with back-office and compliance teams, and help traders manage risk by providing timely updates on trade statuses. This fast-paced environment requires strong attention to detail and the ability to prioritize tasks quickly, as errors can have significant financial impacts.

How to become a fixed income trading assistant?

To become a fixed income trading assistant, candidates typically need a bachelor's degree in finance, economics, or a related field. Relevant skills include knowledge of financial markets, proficiency with trading platforms and Excel, and strong analytical abilities; some roles may also require certifications like the CFA Level I. Gaining experience through internships or entry-level finance roles can also improve prospects in this specialized field.

What are the key skills and qualifications needed to thrive as a fixed income trading assistant?

To thrive as a Fixed Income Trading Assistant, you need strong analytical skills, attention to detail, and a solid understanding of financial markets, typically supported by a degree in finance, economics, or a related field. Familiarity with trading platforms (like Bloomberg or Tradeweb), proficiency in Excel, and sometimes FINRA licenses such as Series 7 or 63 are commonly required. Excellent communication, organizational skills, and the ability to work efficiently under pressure are valuable soft skills in this role. These skills and qualifications ensure accuracy in trade execution, effective support for traders, and reduced operational risk in a fast-paced trading environment.

Is a fixed income trading assistant a good job?

A fixed income trading assistant role involves supporting traders in bond and debt securities transactions, requiring strong analytical skills and knowledge of financial markets. It can be a good entry point into finance, offering exposure to trading operations and potential career advancement, but it often involves fast-paced work and attention to detail. Compensation and job satisfaction depend on the firm, location, and individual performance.

What is a fixed income trading assistant?

A Fixed Income Trading Assistant supports traders who buy and sell fixed income securities such as bonds, treasury notes, and other debt instruments. They are responsible for trade execution support, trade booking, monitoring settlements, and ensuring compliance with regulations. Their role also includes handling administrative tasks, preparing reports, and communicating with other departments to ensure smooth trading operations. This position requires strong analytical skills, attention to detail, and knowledge of financial markets, especially in the fixed income sector.

What is the difference between Fixed Income Trading Assistant vs Fixed Income Analyst?

AspectFixed Income Trading AssistantFixed Income Analyst
CredentialsTypically requires a bachelor's degree in finance, economics, or related field; certifications like CFA are a plusRequires a bachelor's degree; CFA or similar certifications often preferred
Work EnvironmentSupports trading desks, works closely with traders, fast-paced environmentAnalyzes market data, prepares reports, more research-focused
Employer & Industry UsageUsed in investment banks, asset management firms, trading desksFound in asset management firms, investment banks, research institutions

The main difference is that Fixed Income Trading Assistants support trading activities and execute orders, while Fixed Income Analysts focus on market research and analysis. Both roles require similar educational backgrounds and certifications, but their daily tasks and work environments differ significantly.

What are popular job titles related to Fixed Income Trading Assistant jobs in Kentucky? For Fixed Income Trading Assistant jobs in Kentucky, the most frequently searched job titles are:
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What cities in Kentucky are hiring for Fixed Income Trading Assistant jobs? Cities in Kentucky with the most Fixed Income Trading Assistant job openings:
Fixed Income Trading Assistant jobs near you

Head of Wealth Management Trading

Cerity Partners

Louisville, KY • On-site

Full-time

Medical, Dental, Vision, Retirement, PTO

Re-posted 11 days ago

Job description

The Head of Wealth Management Trading leads Cerity Partners' dedicated central trading program, serving as the primary point of accountability for trade execution quality, operational excellence, and team culture. This leader drives a high-performance, service-first environment - minimizing trade errors, maximizing responsiveness to advisor practices, and continuously improving the workflows and tools that underpin our investment operations. The role is based in Louisville, KY office.
Primary Responsibilities:
As Head of Wealth Management Trading, you will lead the central trading team and:
  • Manage and lead the firm's dedicated central trading program - setting standards for execution quality, team accountability, and a service-first culture
  • Oversee trade execution, rebalancing, and reconciliation across participating wealth management portfolios
  • Partner with the Investment Office and Platform team on model implementation, strategy launches, UMA/SMA transitions, and portfolio construction initiatives
  • Lead development and adoption of AI-powered tools and reconciliation workflows to improve oversight across trading and advisor practice operations
  • Partner with Compliance on best execution policies, broker review, and trade error remediation
  • Manage and evolve the Salesforce trade case system as the primary communication channel between the trading team and advisor practices

Lead Trading:
  • Serve as the primary trading lead and escalation point for complex or time-sensitive executions, ensuring the team operates with speed, precision, and consistency across all custodial platforms
  • Develop and enforce trading protocols, desk procedures, and quality control standards that support a scalable, institutional-grade trading operation

Growing & Expanding Capabilities:
  • Identify and champion opportunities to expand the trading program's scope - including onboarding additional advisor practices, adding asset classes, and broadening custodial relationships
  • Evaluate and implement new trading technologies, OMS/EMS enhancements, and vendor solutions to scale capabilities as the firm grows
  • Collaborate with senior leadership to build a long-term roadmap for the central trading function, aligning trading infrastructure with firm-wide growth objectives

Migrating Accounts in Trading Models:
  • Oversee the migration of client accounts into centralized trading models, coordinating with advisor teams, the Investment Office, and custodians to ensure seamless transitions with minimal disruption
  • Establish and refine workflows for UMA/SMA account onboarding, model enrollment, and legacy account conversion in partnership with the platform and operations teams

Define & Track Metrics
  • Define, track, and report on key trading performance metrics - including trade error rates, execution quality, rebalancing turnaround times, and advisor practice satisfaction
  • Build and maintain operational dashboards that provide leadership with real-time visibility into trading desk performance and trends
  • Use data-driven insights to identify process gaps, benchmark against industry best practices, and drive continuous improvement initiatives

Strategy Responsibilities
  • Partner with the Investment Office to operationalize new investment strategies, ensuring the trading desk can effectively implement and maintain portfolio models at scale
  • Contribute to firm-wide strategic planning for investment operations, including evaluating build vs. buy decisions for trading tools, platforms, and workflows
  • Act as a key stakeholder in the firm's digital transformation efforts, providing trading desk perspective on technology roadmap priorities

Ideal Candidate Profile - "Our Casting Call!"
  • 7+ years of trading or investment operations experience at an RIA, broker-dealer, or wealth management firm; demonstrated team leadership and RIA custodial management required
  • Bachelor's degree required with concentration in Finance, Accounting, or Economics; CFA designation preferred
  • Deep knowledge of equity and fixed income trade execution, OMS/EMS platforms with Eclipse and/or Red Black experience preferred
  • Experience with Salesforce or similar CRM/case management systems in an operational trading context
  • Series 65 required within 90 days of hire; familiarity with UMA/SMA program management and model-based rebalancing a plus
  • Exceptional attention to detail; track record of proactively improving processes to prevent trade errors and operational failures
  • Service-oriented leader with clear, professional communication skills and the ability to build trusted relationships with advisor practices
  • Must be based in or willing to relocate to Louisville, KY.

Physical Requirements:
  • Prolonged periods sitting at a desk and working on a computer
  • Able to lift up to 25lbs

Why Cerity Partners:
Our people drive our success by working together to deliver exceptional service to our clients. Below is a glimpse of the key elements of our total rewards package:
  • Health, dental, and vision insurance - day 1!
  • 401(k) savings and investment plan options with 4% match
  • Flexible PTO policy
  • Parental Leave
  • Financial assistance for advanced education and professional designations
  • Opportunity to give back time to local communities
  • Commuter benefits

Cerity Partners is committed to providing an environment where all individuals can be their authentic selves. We are an Equal Opportunity Employer who respects each individual and supports the diverse cultures, perspectives, and experiences of our colleagues. We are dedicated to building an inclusive and diverse workforce and will not discriminate based on race, religion, national origin, sex, sexual orientation, age, veteran status, disability status, or any other applicable characteristics protected by law.
Cerity Partners is committed to working with and providing accommodations to applicants with disabilities or special needs. For those needing accommodations, please reach out to careers@ceritypartners.com. Applicants must be authorized to work for any employer in the U.S.

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