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Fixed Income Compliance Officer Jobs (NOW HIRING)

US Bank

Fixed Income Trader

Milwaukee, WI · Hybrid

The Fixed Income Trader is responsible for executing purchases and sales of Treasury, Agency ... regulatory, compliance, and accounting concepts impacting Corporate Treasury and institutional ...

Blue Ridge Wealth

RIA Compliance Officer

Knoxville, TN · On-site

$80K - $100K/yr

... investments, retirement income, insurance, healthcare expense, and legacy strategies ... Support growth of the insurance/annuity line--especially fixed annuities--by ensuring regulatory ...

QCP

Head of Compliance, US

New York, NY · On-site

We offer a comprehensive range of solutions - from spot on/off ramping and fixed income strategies ... Serve as the designated AML Compliance Officer . * Oversee: Customer Identification Program (CIP)

QCP

Head of Compliance, US

New York, NY · On-site

We offer a comprehensive range of solutions - from spot on/off ramping and fixed income strategies ... Serve as the designated AML Compliance Officer . * Oversee: Customer Identification Program (CIP)

QCP

Head of Compliance, US

New York, NY · On-site

We offer a comprehensive range of solutions - from spot on/off ramping and fixed income strategies ... Serve as the designated AML Compliance Officer . * Oversee: Customer Identification Program (CIP)

Phaxis

Compliance Officer

Manhattan, NY · On-site

$125K - $175K/yr

High frequency trading firm is seeking a Compliance Surveillance Analyst to join their Compliance ... fixed income, FX, futures, commodities, swaps Base Salary - $125, 000-$175, 000 depending on ...

US Bank

Fixed Income Trader

Philadelphia, PA

$75K - $89K/yr

Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...

U.S. Bank

Fixed Income Trader

Harrisburg, PA · On-site

$75K - $89K/yr

Executes buy and sell orders for fixed-income securities at prices that are advantageous ... compliance with established policies. Maintains good working relationships with brokers and ...

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All JobsFixed Income Compliance Officer Jobs

Fixed Income Compliance Officer information

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$31.5K

$98.9K

$207.5K

How much do fixed income compliance officer jobs pay per year?

As of Jun 11, 2026, the average yearly pay for fixed income compliance officer in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a Fixed Income Compliance Officer, and why are they important?

To thrive as a Fixed Income Compliance Officer, you need a solid understanding of fixed income products, financial regulations, and compliance frameworks, often supported by a degree in finance, law, or a related field. Familiarity with compliance monitoring systems, trade surveillance tools, and certifications such as CRCM or CAMS is typically required. Attention to detail, analytical thinking, and strong communication skills are essential for identifying risks and effectively collaborating with various teams. These skills and qualifications are vital for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of fixed income operations.

What are some common challenges faced by Fixed Income Compliance Officers in ensuring regulatory adherence across complex products?

Fixed Income Compliance Officers often encounter challenges related to the diversity and complexity of fixed income products, such as bonds, derivatives, and structured securities. Staying updated with evolving regulations (such as SEC or MiFID II requirements) and ensuring that trading activities, client communications, and reporting remain compliant can be demanding. These officers must collaborate closely with traders, legal teams, and risk managers to interpret rules accurately and implement effective monitoring systems. Strong analytical skills and proactive communication are essential to identifying potential risks and addressing compliance issues before they escalate.

What is a Fixed Income Compliance Officer?

A Fixed Income Compliance Officer is a professional responsible for ensuring that an organization's fixed income trading and investment activities comply with relevant laws, regulations, and internal policies. They monitor transactions, review documentation, and provide guidance to trading desks and portfolio managers to prevent regulatory violations. Their work helps protect the firm from legal and financial risks and ensures ethical conduct in the fixed income markets. Fixed Income Compliance Officers also stay updated on changing regulations and may conduct employee training or audits as needed.

What is the difference between Fixed Income Compliance Officer vs Fixed Income Analyst?

AspectFixed Income Compliance OfficerFixed Income Analyst
CredentialsCertifications like CFA, FINRA licenses often preferredTypically requires a finance or economics degree, CFA beneficial
Work EnvironmentRegulatory compliance departments, financial institutionsInvestment firms, asset management companies, banks
Primary FocusEnsuring adherence to regulations and internal policiesAnalyzing bond markets, evaluating investment opportunities

The Fixed Income Compliance Officer primarily focuses on regulatory adherence and risk management within fixed income portfolios, while the Fixed Income Analyst concentrates on market analysis and investment evaluation. Both roles require financial expertise and often overlap in industry settings, but their core responsibilities differ significantly.

What cities are hiring for Fixed Income Compliance Officer jobs? Cities with the most Fixed Income Compliance Officer job openings:
What states have the most Fixed Income Compliance Officer jobs? States with the most job openings for Fixed Income Compliance Officer jobs include:
Fixed Income Compliance Officer jobs near you
Institutional Fixed Income Sales

Institutional Fixed Income Sales

Hilltop Holdings

Dallas, TX • On-site

Full-time

Posted 12 days ago

Job description

Job Description
Hilltop Securities is seeking an experienced Institutional Fixed Income Salesperson to join our team. This role is responsible for originating, developing, and maintaining relationships with institutional investors while distributing fixed income credit products. The ideal candidate combines strong product expertise with deep client connectivity and a proactive, solutions-oriented mindset.
Responsibilities
  • Develop and manage relationships with institutional clients, including asset managers, pension funds, insurance companies, hedge funds, and banks.
  • Market and distribute investment-grade, high-yield, structured credit, emerging markets, and other fixed income products.
  • Provide real-time market commentary, trade ideas, and relative value recommendations tailored to client mandates.
  • Drive revenue growth through proactive client engagement and coverage expansion.
  • Maintain detailed understanding of macro trends, credit fundamentals, sector themes, and new issue markets.

Qualifications
  • 3-10+ years of institutional fixed income sales experience
  • Demonstrated client relationships with institutional fixed income investors.
  • Strong knowledge of credit markets, including IG, HY, EM, loans, structured credit, or muni credit.
  • Proven track record of driving revenue and with accounts.
  • High level of integrity, professionalism, and commitment to regulatory compliance.
  • Series 7 and 66 license required

About Us
At HilltopSecurities, we believe in building noble and collaborative relationships that enrich the financial future of individuals, businesses and communities. With an extensive portfolio of products, we deliver a broad range of investment banking and related financial services that help our clients achieve their definition of success. As a subsidiary of HilltopHoldings, which also encompasses PlainsCapital Bank, and PrimeLending, we have the financial strength and stability that has withstood the test of time. Our nationwide presence in 400 locations across 44 states provides our associates with extensive opportunities to grow their careers in a diverse organization that truly values relationship capital above all else.
About the Team
HilltopSecurities' Fixed Income department has over 2,000 Tier I institutional and middle market clients in all 50 states. We focus on three classes of fixed income investments-municipal, taxable, and securitized products. We are able to access a wide range of investment products for our clients, such as GSE agencies, commercial paper, CDs, CMOs, municipals, and corporate and mortgage-backed municipal securities. Our total balance sheet for all products reaches $1 billion, thanks to our more than 100 sales and trading professionals across the county, each of whom provide keen financial guidance. Our department participates in syndication and primary issuance, as well as three types of sales and trading-fixed income, securitized products, and investment grade and high yield. Our capabilities also include supporting the primary issuance of negotiated and competitive securities, HFA pooled securities, and state HFA CMOs.

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