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Finra Jobs in Butler, WI (NOW HIRING)

Varsity Tutors

Series 7 Tutor

Milwaukee, WI · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

WealthBridge Financial Group

Managing Director

Milwaukee, WI · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management

WealthBridge Financial Group

Managing Director

Milwaukee, WI · On-site

$120 - $180/hr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management

WealthBridge Financial Group

Managing Director

Wauwatosa, WI · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

FINRA Series 6/7 and 63/66 licenses preferred (sponsorship and support available if not currently held) * Demonstrated success in client development, planning, and relationship management

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Finra information

See Butler, WI salary details

$7

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$46

How much do finra jobs pay per hour?

As of Aug 17, 2026, the average hourly pay for finra in Butler, WI is $21.94, according to ZipRecruiter salary data. Most workers in this role earn between $16.30 and $22.88 per hour, depending on experience, location, and employer.

What is FINRA?

FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.

What are the key skills and qualifications needed to thrive as a FINRA compliance analyst?

To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.

What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?

Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.

What is the difference between Finra vs Securities Analyst?

AspectFinraSecurities Analyst
Required CredentialsFINRA licenses (e.g., Series 7, Series 63)Bachelor's degree, often Series 7 license
Work EnvironmentRegulatory body overseeing broker-dealersFinancial firms, investment banks, asset management
Employer & Industry UsageRegulates and enforces rules for securities firmsAnalyzes securities, provides investment recommendations
Common Search & ComparisonOften compared in regulatory contextCompared in investment analysis and research

Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.

Is working for FINRA a good career?

Working for FINRA as a regulatory professional offers a stable career with opportunities in compliance, enforcement, and examination roles. It requires knowledge of securities laws and often involves working in a structured environment with regular hours. The organization provides benefits and career advancement within the financial industry.

What skills are needed for Finra jobs?

Finra jobs typically require strong knowledge of securities regulations, financial markets, and compliance procedures. Skills in analytical thinking, attention to detail, communication, and proficiency with industry-specific tools or software are also important. Relevant certifications such as Series 7 or Series 63 may be preferred depending on the role.

What cities near Butler, WI are hiring for Finra jobs?

Cities near Butler, WI with the most Finra job openings:

Finra jobs near you

Wealth Accounting Lead

Northwestern Mutual Life Insurance Company

Milwaukee, WI • On-site

$93K - $140K/yr

Full-time

Posted 17 days ago

Northwestern Mutual rating

8.0

Company rating: 8.0 out of 10

Based on 75 frontline employees who took The Breakroom Quiz

164th of 309 rated insurance

Job description

About the Job:
The Wealth Accounting Lead will independently perform financial accounting functions, and related control activities, for assigned products and processes to ensure conformance with statutory and GAAP accounting standards, as well as compliance with FINRA and SEC regulations. Owns the preparation and analysis of complex product line financial results. Analyzes numerous and sophisticated contract administration systems to ensure the accuracy of product accounting information and identify potential enhancements to improve efficiency. Represents the Department in enterprise-wide system and/or process development activities related to products.
What You'll Do:
  • Independently performs financial accounting functions for assigned products and processes to ensure conformance with both statutory and GAAP accounting standards. Includes accounting transactions and balances related to revenue, fees, expenses, field compensation, and associated suspense accounts.
  • Ensures the accuracy of the accounting generated by numerous contract administration systems as well as any vital manual accounting.
  • Researches and resolves complex reconciliation issues, imbalances and open suspense items.
  • Provides mentorship and coaching to others in the Division performing accounting and control activities.
  • Analyzes balance sheet and income statement accounts to ensure the accuracy of accounting.
  • Maintains an effective internal control environment and ensures continued compliance with FINRA and SEC regulations.
  • Performs accurate, timely and value-added complex core financial statement and analytical reporting products for product lines on both a statutory and GAAP basis.
  • Prepares reports and information for inclusion in Board reporting, regulatory filings and other management financial reports.
  • Analyzes financial activity for alignment with expectations and the identification of trends or unusual items.
  • Utilizes operational indicators, business plans/projections and actuarial information in this analysis.
  • Analyzes product accounting and related administration systems to identify potential enhancements to improve accuracy and efficiency.
  • Leads efforts to implement system or process improvements, including those involving change in the operating departments.
  • Collaborates with project teams to acquire a thorough understanding of changes. Independently develops and delivers comprehensive and clear accounting, reporting and testing requirements.
  • Ensures that adequate accounting control structures are designed and implemented, and all necessary accounting information is completely and accurately recorded in the financial accounting systems.
  • Leads ongoing sustainability efforts to ensure continued compliance with the NAIC Model Audit Rule for assigned significant processes.
  • Independently plans a sustainability approach and schedule.
  • Collaborates with process owners and subject matter experts across the Company to ensure adequate internal controls are in place and operating effectively, and that related control documentation is developed and maintained as business changes occur.
  • Researches, analyzes and coordinates the resolution of product accounting and reporting issues.
  • Leads the implementation of new accounting and reporting requirements and standards impacting products.
  • Represents the Division on projects, audits, task forces, and other special projects related to NM's products and services.

What Experience You'll Bring:
  • Bachelor's degree in accounting, or related field or equivalent education plus experience required.
  • Minimum of 5 years of relevant professional accounting experience.
  • Public accounting experience preferred.
  • Certified Public Accountant (CPA) designation preferred.
  • Experience with the application of statutory or GAAP accounting standards in the insurance or financial services industries.
  • Proven analytical and decision-making skills.
  • Proven track record to act independently.
  • Excellent communication skills.
  • Extensive knowledge of insurance and investment products and the financial services industry including Northwestern Mutual's business functions, products, and operations

#LI-Hybrid, #LI-Onsite
This position has been classified as an Associated Person under NMIS guidelines and requires fingerprinting and completion of required form.Non-Registered Fingerprinted - FINRA
Compensation Range:
Pay Range - Start:
$81,280.00
Pay Range - End:
$121,920.00
Geographic Specific Pay Structure:
Structure 110:
$89,440.00 USD - $134,160.00 USD
Structure 115:
$93,440.00 USD - $140,160.00 USD
We believe in fairness and transparency. It's why we share the salary range for most of our roles. However, final salaries are based on a number of factors, including the skills and experience of the candidate; the current market; location of the candidate; and other factors uncovered in the hiring process. The standard pay structure is listed but if you're living in California, New York City or other eligible location, geographic specific pay structures, compensation and benefits could be applicable, click here to learn more.
Grow your career with a best-in-class company that puts our clients' interests at the center of all we do. Get started now!
Northwestern Mutual is an equal opportunity employer that welcomes talented individuals of all backgrounds. We are committed to creating and maintaining an environment in which each employee can contribute creative ideas, seek challenges, assume leadership and continue to focus on meeting and exceeding business and personal objectives.

What Northwestern Mutual employees say

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About Northwestern Mutual

Sourced by ZipRecruiter

Northwestern Mutual has been helping families and businesses achieve financial security for over 160 years through a distinctive planning approach that integrates risk management with wealth accumulation, preservation, and distribution. With more than $290 billion in assets, $30 billion in revenues and more than $1.9 trillion worth of life insurance protection in force, Northwestern Mutual delivers financial security to more than 4.6 million clients. People are the power behind Northwestern Mutual, and diversity makes us better. We are committed to reflecting and serving the marketplace. We do so by attracting and improving the engagement of those who bring their outstanding perspectives, ideas, and beliefs.

Industry

Finance and insurance

Company size

5,001 - 10,000 Employees

Headquarters location

Milwaukee, WI, US

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