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Finra Analyst Jobs in Atlanta, GA (NOW HIRING)

Truist

Wealth Business Analyst III - FINRA

Atlanta, GA · On-site

$90K - $110K/yr

English (Required) Work Shift: 1st shift (United States of America) Please review the following Responsible for providing analytical and administrative support on execution of divisional, group and ...

Advisor Group

Fraud Analyst

Atlanta, GA · Hybrid

$65K - $75K/yr

Osaic Careers Anit-Money Laundering Opportunity in Financial Services Fraud Analyst Location(s ... FINRA Series 7 license is a plus. * Experience investigating fraud in a broker-dealer, investment ...

Osaic

Compliance Analyst - IA Oversight

Atlanta, GA · Hybrid

$65K - $69K/yr

The Investment Advisory Compliance Analyst will be involved in a variety of compliance functions ... FINRA Series 7, 24 66 or 63/65) a plus. * Prior experience with the Investment Advisers Act of 1940 ...

Osaic

Compliance Analyst - IA Administration

Atlanta, GA · Hybrid

$65K - $69K/yr

The Investment Advisory Compliance Analyst supports the Investment Advisory Compliance ... FINRA Series 7, 24 66 or 63/65) a plus. * Prior experience with the Investment Advisers Act of 1940 ...

Osaic

Compliance Analyst - IA Administration

Atlanta, GA · On-site

$65K - $69K/yr

The Investment Advisory Compliance Analyst supports the Investment Advisory Compliance ... FINRA Series 7, 24 66 or 63/65) a plus. * Prior experience with the Investment Advisers Act of 1940 ...

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All JobsFinra Analyst JobsFinra Analyst Jobs in Atlanta, GA

Finra Analyst information

See Atlanta, GA salary details

$30.4K

$71.9K

$127.5K

How much do finra analyst jobs pay per year?

As of Sep 7, 2026, the average yearly pay for finra analyst in Atlanta, GA is $71,868.00, according to ZipRecruiter salary data. Most workers in this role earn between $51,500.00 and $85,300.00 per year, depending on experience, location, and employer.

What is a FINRA analyst?

A FINRA Analyst is a professional who works for the Financial Industry Regulatory Authority (FINRA), helping to oversee and regulate brokerage firms and their registered representatives. Their responsibilities typically include analyzing financial data, conducting compliance reviews, investigating potential violations, and ensuring that member firms adhere to industry regulations. FINRA Analysts play a crucial role in maintaining market integrity and protecting investors by monitoring trading activities and firm operations. They may also assist in drafting reports, presenting findings, and recommending corrective actions when necessary.

What does a FINRA analyst do?

As a FINRA Analyst, your daily responsibilities generally include conducting compliance reviews, analyzing trading activity for potential violations, and preparing detailed reports for regulatory purposes. Analysts frequently collaborate with legal, compliance, and technology teams to investigate unusual trading patterns and ensure adherence to industry regulations. Effective communication and teamwork are essential, as analysts must often share findings and coordinate actions with other departments to maintain market integrity.

What are the key skills and qualifications needed to thrive as a FINRA analyst?

To thrive as a FINRA Analyst, you need a strong understanding of financial markets, regulatory compliance, and data analysis, typically supported by a relevant bachelor's degree in finance, accounting, or business. Familiarity with regulatory systems such as CRD, FINRA Gateway, and proficiency in Excel or data analytics tools is often required. Attention to detail, strong analytical thinking, and clear communication are vital soft skills for success in this role. These skills ensure accurate regulatory oversight, effective risk assessment, and clear reporting within the complex financial industry.

What is the difference between Finra Analyst vs Compliance Analyst?

AspectFinra AnalystCompliance Analyst
CertificationsFINRA licenses, Series 7/63Certifications vary, often include FINRA licenses
Work EnvironmentFinancial firms, brokerage firmsFinancial institutions, corporations, regulatory agencies
Industry UsageUsed primarily in securities and brokerage firmsUsed across various industries with regulatory requirements
Job FocusMonitoring compliance with FINRA rules, regulatory reportingEnsuring adherence to legal and regulatory standards

Both Finra Analysts and Compliance Analysts work within regulatory frameworks in financial services. Finra Analysts specifically focus on FINRA rules and securities regulations, often requiring Series licenses. Compliance Analysts have a broader scope, ensuring overall adherence to legal standards across industries. While their roles overlap in regulatory compliance, Finra Analysts are more specialized in securities regulation and reporting.

Does FINRA pay well?

A FINRA analyst's salary typically reflects industry standards for financial regulation roles, with entry-level positions starting around $50,000 to $70,000 annually and experienced analysts earning over $100,000. Compensation can vary based on experience, location, and certifications such as Series 7 or Series 24, and often includes benefits like bonuses and retirement plans.

How much do FINRA analysts make?

FINRA analysts typically earn an average salary ranging from $60,000 to $90,000 annually, depending on experience, location, and specific responsibilities. Entry-level positions may start lower, while experienced analysts with certifications like Series 7 or 63 can earn higher salaries. Compensation often includes benefits and opportunities for professional development within the financial regulatory environment.

Is working for FINRA a good career?

A FINRA analyst role offers opportunities in regulatory compliance, financial analysis, and securities oversight, often requiring knowledge of industry rules and certifications such as Series 7 or 63. It provides a stable career path within the financial services industry, with potential for advancement and skill development in finance and compliance areas.

What are popular job titles related to Finra Analyst jobs in Atlanta, GA?

For Finra Analyst jobs in Atlanta, GA, the most frequently searched job titles are:

What job categories do people searching Finra Analyst jobs in Atlanta, GA look for?

The top searched job categories for Finra Analyst jobs in Atlanta, GA are:

What cities near Atlanta, GA are hiring for Finra Analyst jobs?

Cities near Atlanta, GA with the most Finra Analyst job openings:

Finra Analyst jobs near you
Infographic showing various Finra Analyst job openings in Atlanta, GA as of August 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $71,868 per year, or $34.6 per hour.

Wealth Business Analyst III - FINRA

Fayette Chamber of Commerce

Atlanta, GA • On-site

$100 - $125/hr

Other

Medical, Dental, Vision, Life, Retirement, PTO

Posted 5 days ago

Key responsibilities

  • Develop and maintain leadership reports and analyses related to business performance, system functionality, training, and departmental initiatives.

  • Serve as a subject-matter expert for assigned area around products, services, systems, and policies/procedures.

  • Assist and collaborate in strategic planning and project management for divisional initiatives.

Job description

Job Type

Regular

Language Fluency

English (Required)

Work Shift

1st shift (United States of America)

Responsibilities
  1. Develop and maintain periodic leadership reports and analyses related to business performance, system functionality, training, and/or departmental initiatives necessary to management.
  2. Serve as a subject‑matter expert for assigned area around divisional products, services, systems and policies/procedures.
  3. Assist and collaborate in the various stages and phases of strategic planning and project management as needed on divisional initiatives, contributing meaningful insights.
  4. Conduct industry research and competitive analysis as needed.
  5. Continued focus on process improvement. Perform various administrative tasks such as creating presentations, organizing meetings, assembling marketing materials, etc. Assist with training staff on new processes, systems, programs, etc.
Required Qualifications
  1. Bachelor’s degree in accounting, business or marketing, or equivalent education and related training.
  2. Six or more years of experience in analytical role within financial services industry or other related business, and/or have participated in an enterprise sponsored Leadership Development Program.
  3. Demonstrated project management and coordination skills in a professional or financial services environment.
  4. Strong quantitative analysis skills.
  5. Excellent verbal and written communication skills.
  6. Ability to effectively lead meetings with various key partners and collaborate with individuals at any level of the organization.
  7. Ability to work independently.
  8. Strong proficiency in basic computer applications, such as Microsoft Office software products.
Preferred Qualifications
  1. Master’s degree in Marketing or Business Administration.
  2. Graduate of an enterprise sponsored Leadership Development Program.
  3. Banking or financial services experience, with an emphasis on the Brokerage & Private Banking and Wealth client segments.
  4. Knowledge of Operational Procedures and systems.
  5. Knowledge of SAS or statistical software.
  6. Familiarity with training and continuing education requirements for professional credentials such as National Association of Securities Dealers Licensing (7, 63, 65, 24, etc.), Certified Financial Planner, Certified Public Accountant, and Certified Trust and Financial Advisor.
Benefits

All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax‑preferred savings accounts, and a 401k plan to teammates. Teammates also receive no less than 10 days of vacation (prorated based on date of hire and by full‑time or part‑time status) during their first year of employment, along with 10 sick days (also prorated), and paid holidays. For more details on Truist’s generous benefit plans, please visit our Benefits site. Depending on the position and division, this job may also be eligible for Truist’s defined benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process, you will also learn more about the specific benefits available for any non‑temporary position for which you apply, based on full‑time or part‑time status, position, and division of work.

Equal Opportunity Employer

Truist is an Equal Opportunity Employer that does not discriminate on the basis of race, gender, color, religion, citizenship or national origin, age, sexual orientation, gender identity, disability, veteran status, or other classification protected by law. Truist is a Drug Free Workplace.

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