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Finra Analyst Jobs in Atlanta, GA (NOW HIRING)

Truist

Wealth Business Analyst III - FINRA

Atlanta, GA · On-site

$90K - $110K/yr

English (Required) Work Shift: 1st shift (United States of America) Please review the following Responsible for providing analytical and administrative support on execution of divisional, group and ...

Advisor Group

Fraud Analyst

Atlanta, GA · Hybrid

$65K - $75K/yr

Osaic Careers Anit-Money Laundering Opportunity in Financial Services Fraud Analyst Location(s ... FINRA Series 7 license is a plus. * Experience investigating fraud in a broker-dealer, investment ...

Osaic

Compliance Analyst - IA Oversight

Atlanta, GA · Hybrid

$65K - $69K/yr

The Investment Advisory Compliance Analyst will be involved in a variety of compliance functions ... FINRA Series 7, 24 66 or 63/65) a plus. * Prior experience with the Investment Advisers Act of 1940 ...

Osaic

Compliance Analyst - IA Oversight

Atlanta, GA · On-site

$65K - $69K/yr

The Investment Advisory Compliance Analyst will be involved in a variety of compliance functions ... FINRA Series 7, 24 66 or 63/65) a plus. * Prior experience with the Investment Advisers Act of 1940 ...

Osaic

Compliance Analyst - IA Administration

Atlanta, GA · Hybrid

$65K - $69K/yr

The Investment Advisory Compliance Analyst supports the Investment Advisory Compliance ... FINRA Series 7, 24 66 or 63/65) a plus. * Prior experience with the Investment Advisers Act of 1940 ...

Osaic

Compliance Analyst - IA Administration

Atlanta, GA · On-site

$65K - $69K/yr

The Investment Advisory Compliance Analyst supports the Investment Advisory Compliance ... FINRA Series 7, 24 66 or 63/65) a plus. * Prior experience with the Investment Advisers Act of 1940 ...

Osaic

Compliance Analyst - IA Oversight

Atlanta, GA · Hybrid

$65K - $69K/yr

Compliance Opportunity in Financial Services Compliance Analyst - IA Oversight Location(s): Atlanta ... FINRA Series 7, 24 66 or 63/65) a plus. * Prior experience with the Investment Advisers Act of 1940 ...

Osaic

Compliance Analyst - IA Oversight

Atlanta, GA · Hybrid

$65K - $69K/yr

FINRA Series 7, 24 66 or 63/65) a plus. Prior experience with the Investment Advisers Act of 1940, Investment Company Act of 1940 and Securities Act of 1933. Experience in monitoring, testing, and ...

Primerica

Brokerage Surveillance Analyst

Duluth, GA · Hybrid

$55K - $60K/yr

Working knowledge of SEC, FINRA, MSRB rules and their applicability the Firm * Excellent ... Strong decision-making, investigative, and analytical skills as well as problem-solving and ...

Osaic

Compliance Analyst - IA Administration

Atlanta, GA · Hybrid

$65K - $69K/yr

Compliance Opportunity in Financial Services Compliance Analyst - IA Administration & Support ... FINRA Series 7, 24 66 or 63/65) a plus. * Prior experience with the Investment Advisers Act of 1940 ...

Osaic

Compliance Analyst - IA Administration

Atlanta, GA · Hybrid

$65K - $69K/yr

Compliance Opportunity in Financial Services Compliance Analyst - IA Administration & Support ... Prior Customer Service experience FINRA Series 7, 24 66 or 63/65) a plus. Prior experience with the ...

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All JobsFinra Analyst JobsFinra Analyst Jobs in Atlanta, GA

Finra Analyst information

See Atlanta, GA salary details

$30.4K

$71.9K

$127.5K

How much do finra analyst jobs pay per year?

As of Sep 1, 2026, the average yearly pay for finra analyst in Atlanta, GA is $71,868.00, according to ZipRecruiter salary data. Most workers in this role earn between $51,500.00 and $85,300.00 per year, depending on experience, location, and employer.

What is a FINRA analyst?

A FINRA Analyst is a professional who works for the Financial Industry Regulatory Authority (FINRA), helping to oversee and regulate brokerage firms and their registered representatives. Their responsibilities typically include analyzing financial data, conducting compliance reviews, investigating potential violations, and ensuring that member firms adhere to industry regulations. FINRA Analysts play a crucial role in maintaining market integrity and protecting investors by monitoring trading activities and firm operations. They may also assist in drafting reports, presenting findings, and recommending corrective actions when necessary.

What does a FINRA analyst do?

As a FINRA Analyst, your daily responsibilities generally include conducting compliance reviews, analyzing trading activity for potential violations, and preparing detailed reports for regulatory purposes. Analysts frequently collaborate with legal, compliance, and technology teams to investigate unusual trading patterns and ensure adherence to industry regulations. Effective communication and teamwork are essential, as analysts must often share findings and coordinate actions with other departments to maintain market integrity.

What are the key skills and qualifications needed to thrive as a FINRA analyst?

To thrive as a FINRA Analyst, you need a strong understanding of financial markets, regulatory compliance, and data analysis, typically supported by a relevant bachelor's degree in finance, accounting, or business. Familiarity with regulatory systems such as CRD, FINRA Gateway, and proficiency in Excel or data analytics tools is often required. Attention to detail, strong analytical thinking, and clear communication are vital soft skills for success in this role. These skills ensure accurate regulatory oversight, effective risk assessment, and clear reporting within the complex financial industry.

What is the difference between Finra Analyst vs Compliance Analyst?

AspectFinra AnalystCompliance Analyst
CertificationsFINRA licenses, Series 7/63Certifications vary, often include FINRA licenses
Work EnvironmentFinancial firms, brokerage firmsFinancial institutions, corporations, regulatory agencies
Industry UsageUsed primarily in securities and brokerage firmsUsed across various industries with regulatory requirements
Job FocusMonitoring compliance with FINRA rules, regulatory reportingEnsuring adherence to legal and regulatory standards

Both Finra Analysts and Compliance Analysts work within regulatory frameworks in financial services. Finra Analysts specifically focus on FINRA rules and securities regulations, often requiring Series licenses. Compliance Analysts have a broader scope, ensuring overall adherence to legal standards across industries. While their roles overlap in regulatory compliance, Finra Analysts are more specialized in securities regulation and reporting.

Does FINRA pay well?

A FINRA analyst's salary typically reflects industry standards for financial regulation roles, with entry-level positions starting around $50,000 to $70,000 annually and experienced analysts earning over $100,000. Compensation can vary based on experience, location, and certifications such as Series 7 or Series 24, and often includes benefits like bonuses and retirement plans.

How much do FINRA analysts make?

FINRA analysts typically earn an average salary ranging from $60,000 to $90,000 annually, depending on experience, location, and specific responsibilities. Entry-level positions may start lower, while experienced analysts with certifications like Series 7 or 63 can earn higher salaries. Compensation often includes benefits and opportunities for professional development within the financial regulatory environment.

Is working for FINRA a good career?

A FINRA analyst role offers opportunities in regulatory compliance, financial analysis, and securities oversight, often requiring knowledge of industry rules and certifications such as Series 7 or 63. It provides a stable career path within the financial services industry, with potential for advancement and skill development in finance and compliance areas.

What are popular job titles related to Finra Analyst jobs in Atlanta, GA?

For Finra Analyst jobs in Atlanta, GA, the most frequently searched job titles are:

What job categories do people searching Finra Analyst jobs in Atlanta, GA look for?

The top searched job categories for Finra Analyst jobs in Atlanta, GA are:

What cities near Atlanta, GA are hiring for Finra Analyst jobs?

Cities near Atlanta, GA with the most Finra Analyst job openings:

Finra Analyst jobs near you
Infographic showing various Finra Analyst job openings in Atlanta, GA as of August 2026, with employment types broken down into 100% Full Time. Highlights an 100% In-person job distribution, with an average salary of $71,868 per year, or $34.6 per hour.

Compliance Analyst

Intercontinental Exchange Holdings, Inc.

Atlanta, GA

Full-time

Re-posted 11 days ago

Job description

Overview

Job Purpose

Intercontinental Exchange, Inc. (ICE), a global provider of financial services, is seeking a Compliance Analyst to perform compliance monitoring and other compliance related functions for ICE Bonds Securities Corporation ("ICE Bonds"), an SEC-registered broker dealer and a member of FINRA and the MSRB which operates multiple fixed income ATSs and offers related broker dealer services to its institutional customer base. 

The Compliance Analyst will be responsible for the review of electronic communications to ensure compliance with regulations from multiple regulators.  In addition, the Compliance Analyst will be responsible for various compliance functions related to reporting, onboarding and registration.

The Compliance Analyst must be analytical, demonstrate professional accountability, and communicate clearly and concisely.  In order to succeed in this role, the candidate will need to possess the ability to learn quickly and be willing to acquire additional responsibilities.

This position will report to the Chief Compliance Officer of ICE Bonds and responsibilities include, but are not limited to, the following:

Responsibilities

  • Monitor electronic communications of covered persons to ensure compliance with company policies and regulatory guidelines.
  • Assist in customer onboarding, including the performance of customer due diligence, review of new account documentation and ongoing monitoring of customers in accordance with the firm's policies and procedures and applicable regulatory requirements.
  • Review and completion of various written supervisory procedures related to US broker dealer regulations.
  • Review documentation of Financial Crime Enforcement Network (FinCEN) postings.
  • Review and monitor approval requests for new personal trading accounts, personal trading, outside activities and business gifts, meals and entertainment for employees of the Firm.
  • Assist in the coordination of registration exams and employee registration with relevant regulator(s).
  • Manage continuing education for Associated Persons.
  • Participate in the preparation of regulatory reports/documents, as applicable.

 

Knowledge and Experience

  • Bachelor's Degree.
  • FINRA Securities Industry Essentials Exam (SIE) and Series 7 or Series 99 - If not already obtained, required to take and pass the FINRA SIE Exam within 3 months of employment and required to take and pass either the FINRA Series 7 or Series 99 within 6 months of employment;
  • Strong analytical and organizational skills with acute attention to detail.
  • Excellent verbal and written communication skills.
  • Self-motivated with ability to multi-task and work independently with confidential and sensitive information.
  • Ability to work effectively in a fast-paced, sometimes stressful environment.
  • Strong computer skills preferred in Microsoft Office: Word, PowerPoint & Excel.

Preferred Experience  

  • Experience in a fixed income securities related business
  • FINRA Securities Industry Essentials Exam (SIE) and Series 7 or Series 99 

#LI-HR1 #LI-ONSITE

----------Intercontinental Exchange, Inc. is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to legally protected characteristics.Employment Type: FULL_TIME

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