Risk Mitigation : Remain in good standing with various compliance requirements. Assess and mitigate ... Prior financial tele-sales, trading or call center service experience * Previous experience as ...
Risk Mitigation : Remain in good standing with various compliance requirements. Assess and mitigate ... Prior financial tele-sales, trading or call center service experience * Previous experience as ...
Consumer Finance Direct Portfolio/Risk Specialist
Greenville, SC · On-site +1
$57K - $113K/yr
Summary The Consumer Finance Direct Lending Portfolio & Risk Specialist plays a key role in overseeing the credit risk performance of the Direct Lending portfolio, including unsecured and/or secured ...
Consumer Finance Direct Portfolio/Risk Specialist
Greenville, SC · On-site +1
$57K - $113K/yr
Summary The Consumer Finance Direct Lending Portfolio & Risk Specialist plays a key role in overseeing the credit risk performance of the Direct Lending portfolio, including unsecured and/or secured ...
Summary The Consumer Finance Direct Lending Portfolio & Risk Specialist plays a key role in overseeing the credit risk performance of the Direct Lending portfolio, including unsecured and/or secured ...
Summary The Consumer Finance Direct Lending Portfolio & Risk Specialist plays a key role in overseeing the credit risk performance of the Direct Lending portfolio, including unsecured and/or secured ...
Summary The Consumer Finance Direct Lending Portfolio & Risk Specialist plays a key role in overseeing the credit risk performance of the Direct Lending portfolio, including unsecured and/or secured ...
Summary The Consumer Finance Direct Lending Portfolio & Risk Specialist plays a key role in overseeing the credit risk performance of the Direct Lending portfolio, including unsecured and/or secured ...
Consumer Finance Direct Portfolio/Risk Specialist
Charleston, SC · On-site +1
$57K - $113K/yr
Summary The Consumer Finance Direct Lending Portfolio & Risk Specialist plays a key role in overseeing the credit risk performance of the Direct Lending portfolio, including unsecured and/or secured ...
Consumer Finance Direct Portfolio/Risk Specialist
Charleston, SC · On-site +1
$57K - $113K/yr
Summary The Consumer Finance Direct Lending Portfolio & Risk Specialist plays a key role in overseeing the credit risk performance of the Direct Lending portfolio, including unsecured and/or secured ...
Risk Analyst-ServiceMac
$64K - $85K/yr
Conducts risk assessments to ensure compliance with federal and state regulatory requirements ... Bachelor's degree in business, Accounting or Finance * 4-7 years of experience in the Financial ...
Risk Analyst-ServiceMac
$64K - $85K/yr
Conducts risk assessments to ensure compliance with federal and state regulatory requirements ... Bachelor's degree in business, Accounting or Finance * 4-7 years of experience in the Financial ...
Protect ElringKlinger from customer complaints and related financial risk * Provide parts for specific inspection upon request (e.g. requalification, product audit...) * Other duties, as assigned
Protect ElringKlinger from customer complaints and related financial risk * Provide parts for specific inspection upon request (e.g. requalification, product audit...) * Other duties, as assigned
Protect ElringKlinger from customer complaints and related financial risk * Provide parts for specific inspection upon request (e.g. requalification, product audit...) * Other duties, as assigned
Protect ElringKlinger from customer complaints and related financial risk * Provide parts for specific inspection upon request (e.g. requalification, product audit...) * Other duties, as assigned
Financial Crime Risk Senior Investigator
Greenville, SC · On-site
$72K - $108K/yr
Financial Crime Risk Management The Financial Crime Risk Senior Investigator conducts end to end investigations of various higher complexity and sensitivity through analysis of evidence gathered for ...
Financial Crime Risk Senior Investigator
Greenville, SC · On-site
$72K - $108K/yr
Financial Crime Risk Management The Financial Crime Risk Senior Investigator conducts end to end investigations of various higher complexity and sensitivity through analysis of evidence gathered for ...
Personal Risk Specialist
Charleston, SC · On-site
$92K/yr
Personal Risk Specialist The Personal Risk Specialist is an outside sales position focused on ... as lawyers, financial services professionals, realtors and other professionals that serve the ...
Personal Risk Specialist
Charleston, SC · On-site
$92K/yr
Personal Risk Specialist The Personal Risk Specialist is an outside sales position focused on ... as lawyers, financial services professionals, realtors and other professionals that serve the ...
Risk Mitigation : Remain in good standing with various compliance requirements. Assess and mitigate ... Prior financial tele-sales, trading or call center service experience * Previous experience as ...
Risk Mitigation : Remain in good standing with various compliance requirements. Assess and mitigate ... Prior financial tele-sales, trading or call center service experience * Previous experience as ...
Personal Risk Specialist
Charleston, SC · On-site
$92K/yr
The Personal Risk Specialist is an outside sales position focused on serving the unique insurance ... as lawyers, financial services professionals, realtors and other professionals that serve the ...
Personal Risk Specialist
Charleston, SC · On-site
$92K/yr
The Personal Risk Specialist is an outside sales position focused on serving the unique insurance ... as lawyers, financial services professionals, realtors and other professionals that serve the ...
Senior Collections Specialist
Myrtle Beach, SC · On-site
$24.70 - $28.60/hr
This contract-to-permanent opportunity is ideal for a credit and collections specialist who can balance financial risk management with strong customer partnership. The person in this role will ...
Quick apply
Senior Collections Specialist
Myrtle Beach, SC · On-site
$24.70 - $28.60/hr
This contract-to-permanent opportunity is ideal for a credit and collections specialist who can balance financial risk management with strong customer partnership. The person in this role will ...
Principal Risk Analyst-ServiceMac
Fort Mill, SC · On-site +1
$97K - $130K/yr
Conducts risk assessments to ensure compliance with federal and state regulatory requirements, industry standards, and operating procedures. Maintains and updates procedural manuals, job aides and ...
Principal Risk Analyst-ServiceMac
Fort Mill, SC · On-site +1
$97K - $130K/yr
Conducts risk assessments to ensure compliance with federal and state regulatory requirements, industry standards, and operating procedures. Maintains and updates procedural manuals, job aides and ...
... financial risk assessment • Evaluate solution components to ensure alignment with delivery capabilities and business standards • Conduct detailed deal reviews to validate assumptions ...
... financial risk assessment • Evaluate solution components to ensure alignment with delivery capabilities and business standards • Conduct detailed deal reviews to validate assumptions ...
Personal Risk Specialist
Charleston, SC · On-site
$92K/yr
The Personal Risk Specialist is an outside sales position focused on serving the unique insurance ... as lawyers, financial services professionals, realtors and other professionals that serve the ...
Personal Risk Specialist
Charleston, SC · On-site
$92K/yr
The Personal Risk Specialist is an outside sales position focused on serving the unique insurance ... as lawyers, financial services professionals, realtors and other professionals that serve the ...
Research current and prospective firm clients to help assess reputational, financial, and other risk, working in coordination with new-business intake and conflicts teams. * Support due diligence ...
Research current and prospective firm clients to help assess reputational, financial, and other risk, working in coordination with new-business intake and conflicts teams. * Support due diligence ...
Material Handler
Fairfax, SC · On-site
$20.91/hr
Assumes all other duties and tasks as required and assigned Financial/Risk Control Conduct yourself in accordance with the Company's code of ethics policy at all times. Required Knowledge and Skills
Material Handler
Fairfax, SC · On-site
$20.91/hr
Assumes all other duties and tasks as required and assigned Financial/Risk Control Conduct yourself in accordance with the Company's code of ethics policy at all times. Required Knowledge and Skills
Material Handler
Fairfax, SC · On-site
$20.91/hr
Assumes all other duties and tasks as required and assigned Financial/Risk Control Conduct yourself in accordance with the Company's code of ethics policy at all times. Required Knowledge and Skills
Material Handler
Fairfax, SC · On-site
$20.91/hr
Assumes all other duties and tasks as required and assigned Financial/Risk Control Conduct yourself in accordance with the Company's code of ethics policy at all times. Required Knowledge and Skills
Material Handler
Fairfax, SC · On-site
$14.25 - $17.25/hr
Assumes all other duties and tasks as required and assigned Financial/Risk Control Conduct yourself in accordance with the Company's code of ethics policy at all times. Required Knowledge and Skills
Material Handler
Fairfax, SC · On-site
$14.25 - $17.25/hr
Assumes all other duties and tasks as required and assigned Financial/Risk Control Conduct yourself in accordance with the Company's code of ethics policy at all times. Required Knowledge and Skills
Financial Risk information
What is the difference between Financial Risk vs Credit Analyst?
| Aspect | Financial Risk | Credit Analyst |
|---|---|---|
| Primary Focus | Identifying and managing financial risks across investments, markets, and corporate strategies | Assessing creditworthiness of individuals or companies to determine loan eligibility |
| Required Credentials | Finance, risk management certifications, often a degree in finance or economics | Finance, accounting, or economics degree; certifications like CFA or credit-specific training |
| Work Environment | Financial institutions, investment firms, corporate risk departments | Banks, lending institutions, credit agencies |
| Industry Usage | Widely used in banking, investment, and corporate sectors for risk mitigation | Primarily in banking and lending sectors for credit assessment |
Financial Risk professionals focus on identifying and mitigating potential financial losses across various areas, while Credit Analysts specialize in evaluating the creditworthiness of borrowers to facilitate lending decisions. Both roles require finance-related credentials and are integral to financial institutions, but their core responsibilities differ significantly.
Is a financial risk analyst a good career?
What is a financial risk job?

Full-time
Medical, Retirement, PTO
Posted 23 days ago
LPL Financial rating
7.3
Based on 71 frontline employees who took The Breakroom Quiz
124th of 150 rated financial services
Job description
Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you'll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.
Job Overview:
The Senior Financial Representative of the Wealth Advisors Group is a group of corporate employee advisors who provide investment solutions to mass affluent investors virtually and over the phone. The advisor will help maintain our book of 120,000 clients, examine clients immediate and long term investment needs, and help design solutions that best meet their individual financial goals. This is a competitive team based environment that is focused on employee career development, delivering best in class client experience, and holistic financial planning.
Responsibilities:
- Customer Service: Advisors are responsible for all functions of client relationship maintained including providing an exceptional service via incoming service calls, directing client transactions, preparing necessary client reports and forms, responding to client emails and proactive client outreach.
- Book Maintenance: Representatives will work together to ensure our book of 120,000+ are operationally maintained, compliant, and delivering on our client experience commitments through proactive check ins and outreach.
- Financial Planning: Advisors should have a detailed understanding of all aspects of the financial planning process. Advisors should be effecting at collecting and analyzing client data, developing and implementing appropriate solutions, as well as reviewing and maintaining those solutions on an ongoing basis. Advisors will need to knowledgably speak to core concepts such as education, tax, estate, insurance and investment allocation on a daily basis
- Investment Solutions: Clients on our book possess a very wide range of different investment accounts and strategies. Advisors have the freedom to utilize investment vehicles that are most suitable for clients. Advisors should have a detailed understanding of all account types, investment products, and investment markets in order to field questions from our diverse client base.
- Consultative Sales: Advisors will be responsible for meeting goals in asset investment, wallet share consolidation, and relationship deepening metrics. Advisors will need to be well versed in the consultative sales process in order to demonstrate the value of LPL as well as position financial plans and investment solutions that are appropriate for the client.
- Business Partnership: Facilitate communication and coordination between departments to ensure smooth client experience and integration. Proactively engage in interdepartmental collaboration to enhance processes and integrate new partnerships and practices to enhance what our team can deliver for clients.
- Risk Mitigation: Remain in good standing with various compliance requirements. Assess and mitigate risk through regular book and client analysis. Prevent fraud through security checks and client conversations.
What are we looking for?
We're looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.
Requirements:
- Bachelor's degree or equivalent working experience
- Series 7, 63 and 65 or 66
- 2+ years of direct client experience within the financial services industry
Preferences:
- Life & Health or CFP
- Must have excellent telephone service/relationship management skills
- Prior financial tele-sales, trading or call center service experience
- Previous experience as financial advisor or delivering advice and guidance to retail clients
- Strong understanding of financial planning concepts, investment markets, and account types
- Must have excellent communication skills, an avid listener, and strong business writing skills
- Entrepreneurial mind set, self-starter and quickly adapt to a fast paced environment
- High integrity, detail oriented and ability to evaluate and mitigate risk
- Proficient in Microsoft Office and web based applications.
- Ability to assist customers in call center environment while accessing data via multiple PC lookup applications. Must have excellent PC and data input skills
#LI-PA
Pay Range:
90,000.00 - 150,000.00
The pay salary range is inclusive of base salary and potential sales incentive compensation based upon the applicable incentive compensation plan for this position. Base salary is determined on several factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Incentive compensation is dependent on achievement of goals set forth in the incentive compensation plan. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!
Company Overview:
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com.
At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.
For further information about LPL, please visit www.lpl.com.
Join the LPL team and help us make a difference by turning life's aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.
Information on Interviews:
LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant's bank or credit card. Should you have any questions regarding the application process, please contact LPL's Human Resources Solutions Center at (855) 575-6947.
EAC 5.19.26
What LPL Financial employees say
Pay
Benefits
Hours and flexibility
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About LPL Financial
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
1,001 - 5,000 Employees
Headquarters location
San Diego, CA, US
Year founded
1989