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Financial Advisor Trainee Jobs in Rye, NY (NOW HIRING)

Financial Advisor

Manhattan, NY · Remote

$50K - $175K/yr

The most successful financial advisors don't seek ceilings. They seek opportunity. At Fifth Avenue Financial (FAF), a leading wealth management firm within the MassMutual network, we're looking for ...

Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path ...

Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path ...

Financial Advisor

Manhattan, NY · On-site

$61K - $250K/yr

Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path ...

Financial Advisor

Manhattan, NY · On-site

$137K - $250K/yr

Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path ...

Financial Advisor

Manhattan, NY · On-site

$137K - $250K/yr

Overview Becoming a financial advisor at Northwestern Mutual is a unique opportunity to start a business where you can help your clients achieve their goals through financial planning. On your path ...

Showing results 21-40

Financial Advisor Trainee information

See Rye, NY salary details

$33.4K

$51.3K

$73.6K

How much do financial advisor trainee jobs pay per year?

As of Aug 21, 2026, the average yearly pay for financial advisor trainee in Rye, NY is $51,321.00, according to ZipRecruiter salary data. Most workers in this role earn between $45,000.00 and $55,100.00 per year, depending on experience, location, and employer.

What is a financial advisor trainee?

A financial advisor trainee is an entry-level employee in a financial services company. The position is similar to an apprenticeship; the trainee works under the supervision of a financial advisor to learn how to determine the client’s needs and objectives for their investments. As a financial advisor trainee, you also cultivate your own client relationships and eventually transition to become a full-time financial advisor. Though you can perform your duties without direct supervision, most companies require you to follow strict guidelines and report to a supervisor during your training period. Financial advisor trainees typically earn a base salary, commission on sales, and performance bonuses.

What is a financial advisor trainee?

A Financial Advisor Trainee is an entry-level professional who is training to become a licensed financial advisor. They typically work under the supervision of experienced advisors to learn about financial planning, investment strategies, and client relationship management. Trainees often assist with research, prepare reports, and help develop financial plans while studying for required licensing exams. This role serves as a stepping stone to becoming a full-fledged financial advisor, equipping individuals with the knowledge and skills needed for the profession.

What are the key skills and qualifications needed to thrive as a financial advisor trainee?

To thrive as a Financial Advisor Trainee, you need a solid understanding of finance principles, analytical skills, and at least a bachelor's degree in finance, business, or a related field. Familiarity with financial planning software, CRM platforms, and progress toward industry certifications like the Series 7 or Series 66 is typical. Strong interpersonal skills, active listening, and the ability to build trust help trainees excel in client-facing situations. These skills are crucial for providing sound financial advice, building client relationships, and achieving long-term success in a competitive industry.

What are the typical challenges faced by a financial advisor trainee during the first year on the job?

As a Financial Advisor Trainee, one of the primary challenges in the first year is building a client base from the ground up, which often involves extensive networking and outreach. Additionally, trainees must quickly learn to balance studying for licensing exams with hands-on client interactions and administrative tasks. Many also find it challenging to adapt to a commission-based or performance-driven compensation structure, which requires strong self-motivation. Support from mentors and ongoing training programs can help new advisors develop the skills and confidence needed to succeed.

What is the difference between Financial Advisor Trainee vs Financial Advisor?

AspectFinancial Advisor TraineeFinancial Advisor
CertificationsTypically required to pursue certifications like CFP or Series 7Often holds certifications such as CFP, Series 7, or Series 65
Work EnvironmentEntry-level, training-focused roles often in financial firms or banksClient-facing, providing financial planning and investment advice
Job ResponsibilitiesLearning and assisting with client portfolios, gaining experienceManaging client portfolios, offering financial advice, and planning

The main difference is that a Financial Advisor Trainee is an entry-level role focused on training and gaining experience, while a Financial Advisor is a fully qualified professional providing financial planning and investment advice to clients.

How much do financial advisor trainees earn?

Financial advisor trainees typically earn between $40,000 and $60,000 annually, with compensation often including base salary plus commissions or bonuses based on client sales. Entry-level positions may start lower, but earnings can increase with experience, certifications, and client acquisition skills.

What cities near Rye, NY are hiring for Financial Advisor Trainee jobs?

Cities near Rye, NY with the most Financial Advisor Trainee job openings:

Infographic showing various Financial Advisor Trainee job openings in Rye, NY as of August 2026, with employment types broken down into 1% As Needed, 82% Full Time, 14% Part Time, and 3% Contract. Highlights an 89% Physical, 3% Hybrid, and 8% Remote job distribution, with an average salary of $51,321 per year, or $24.7 per hour.

Financial Advisor

Fifth Avenue Financial

Manhattan, NY • Remote

$50K - $175K/yr

Full-time

Posted 15 days ago


Job description

Build Your Practice. Lead Your Future.

The most successful financial advisors don't seek ceilings. They seek opportunity.

At Fifth Avenue Financial (FAF), a leading wealth management firm within the MassMutual network, we're looking for driven, entrepreneurial professionals who want to build a successful practice, develop meaningful client relationships, and create a level of financial success directly tied to their performance.

This is a commission-based opportunity where compensation is directly tied to production, client acquisition, and business growth. It is designed for individuals who are motivated by achievement, personal accountability, and the ability to directly influence their own income and career path.

Who We Are

Fifth Avenue Financial is a leading wealth management firm within the MassMutual network, serving individuals, families, business owners, and professionals throughout the New York metropolitan area.

Our advisors are empowered to operate as business builders, trusted consultants, and long-term partners to their clients. We provide the training, mentorship, resources, and support necessary to help ambitious professionals transform their potential into measurable success.

Why High Performers Choose Fifth Avenue Financial

Performance Drives Reward

Unlike traditional salaried roles, your compensation is directly tied to your production, client impact, and business growth. High-performing advisors have the opportunity to build substantial recurring income and long-term enterprise value.

Entrepreneurial Freedom

Operate with the independence of a business owner while leveraging the resources, reputation, and support of an established wealth management organization.

Unlimited Income Potential

There are no artificial caps on achievement. Your effort, discipline, business development activity, and client relationships determine your success.

Coaching & Development

Access mentorship, industry-leading training, professional development resources, and ongoing support designed to accelerate your growth.

What You'll Do

· Build and grow your own client base through networking, referrals, and business development activities

· Develop long-term relationships with individuals, families, and business owners

· Create customized financial strategies aligned with clients' goals

· Serve as a trusted advisor across wealth accumulation, retirement planning, risk management, and asset protection

· Generate new business opportunities through direct prospecting and relationship-building

· Continuously improve your expertise through coaching, training, and professional development

Application Process

As part of our recruitment process, candidates are asked to complete a brief assessment. This assessment does not measure intelligence, education, experience, or technical knowledge. It simply helps us understand your natural work preferences, including how you communicate, make decisions, and work with others.

Please complete the assessment here: https://assessment.predictiveindex.com/bo/7B44/FinancialAdvisor_Jul2026_133931

Who Thrives Here

Our most successful advisors are:

· Entrepreneurial and self-motivated

· Comfortable being accountable for results

· Energized by networking and relationship building

· Resilient and persistent when pursuing goals

· Strong communicators who influence and inspire confidence

· Driven to build a business, not simply hold a job

Qualifications

· Bachelor's Degree required

· Minimum of 1 year of experience in the Financial Services industry

· Active LAH required – SIE, Series 7 & 66 preferred

· Demonstrated success in sales, business development, relationship management, consulting, finance, or other client-facing environments

· Strong communication and interpersonal skills

· Proven ability to build trust and influence others

· Entrepreneurial mindset with a desire to grow a business

· Financial services experience preferred but not required for exceptional candidate

Licensing:

If you do not already have the SIE, Series 7, 66, you will work towards obtaining these to offer associated services, in addition to your continued professional development.

Important Notice

Fifth Avenue Financial will never ask job candidates to pay any kind of fee, make cash or check advancements, cash checks, make an investment in any product or service, or provide sensitive information such as credit card numbers or banking PIN numbers as part of our hiring process.

If you are contacted by anyone requesting information of this nature, please contact us directly to verify the legitimacy of the request.