AVP, Credit Risk Control
Jacksonville, FL · On-site
Direct working knowledge of SEC Rule 15c3-5 and pre-trade risk control frameworks (required ... Design, calibrate, and periodically review pre-trade risk controls (order size, notional, price ...
AVP, Credit Risk Control
Jacksonville, FL · On-site
Direct working knowledge of SEC Rule 15c3-5 and pre-trade risk control frameworks (required ... Design, calibrate, and periodically review pre-trade risk controls (order size, notional, price ...
AVP, Credit Risk Control
Jacksonville, FL · On-site
This role is central to ensuring the firm's pre-trade and post-trade risk controls comply with SEC ... Direct working knowledge of SEC Rule 15c3-5 and pre-trade risk control frameworks (required)
AVP, Credit Risk Control
Jacksonville, FL · On-site
This role is central to ensuring the firm's pre-trade and post-trade risk controls comply with SEC ... Direct working knowledge of SEC Rule 15c3-5 and pre-trade risk control frameworks (required)
About Us:**Johnson Controls, a global leader in thermal management, mission-critical building ... Proactive risk management and issue-resolution skills with appropriate escalation.**Travel ...
About Us:**Johnson Controls, a global leader in thermal management, mission-critical building ... Proactive risk management and issue-resolution skills with appropriate escalation.**Travel ...
AVP, Credit Risk Control
Jacksonville, FL · On-site
This role is central to ensuring the firm's pre-trade and post-trade risk controls comply with SEC ... Direct working knowledge of SEC Rule 15c3-5 and pre-trade risk control frameworks (required)
AVP, Credit Risk Control
Jacksonville, FL · On-site
This role is central to ensuring the firm's pre-trade and post-trade risk controls comply with SEC ... Direct working knowledge of SEC Rule 15c3-5 and pre-trade risk control frameworks (required)
Payments Risk Analyst
Clearwater, FL · On-site
... risk controls, and communicate insights to stakeholders. Responsibilities : • Analyze ... their business models. • Develop and maintain executive-level dashboards to communicate ...
Payments Risk Analyst
Clearwater, FL · On-site
... risk controls, and communicate insights to stakeholders. Responsibilities : • Analyze ... their business models. • Develop and maintain executive-level dashboards to communicate ...
Design, implement, and maintain risk controls to balance loss reduction with transactional ... to their business models. * Develop and maintain executive-level dashboards to communicate ...
Design, implement, and maintain risk controls to balance loss reduction with transactional ... to their business models. * Develop and maintain executive-level dashboards to communicate ...
Payments Risk Analyst
Clearwater, FL · On-site
Design, implement, and maintain risk controls to balance loss reduction with transactional ... to their business models. * Develop and maintain executive-level dashboards to communicate ...
Payments Risk Analyst
Clearwater, FL · On-site
Design, implement, and maintain risk controls to balance loss reduction with transactional ... to their business models. * Develop and maintain executive-level dashboards to communicate ...
... risk. * Business process and operating model expertise: Proven ability to map, analyze, and ... and governance controls required to run AI safely on enterprise data. * Technical literacy:
... risk. * Business process and operating model expertise: Proven ability to map, analyze, and ... and governance controls required to run AI safely on enterprise data. * Technical literacy:
... risk. * Business process and operating model expertise: Proven ability to map, analyze, and ... and governance controls required to run AI safely on enterprise data. * Technical literacy:
Quick apply
... risk. * Business process and operating model expertise: Proven ability to map, analyze, and ... and governance controls required to run AI safely on enterprise data. * Technical literacy:
Responsibilities include integrating that framework with business operations and keeping key ... risk, effective design and evaluation of controls, and sustainable solutions to mitigate ...
Responsibilities include integrating that framework with business operations and keeping key ... risk, effective design and evaluation of controls, and sustainable solutions to mitigate ...
We're seeking a future team member for the role of Vice President, 1LoD Risk Controls Specialist to ... business process change, and control telemetry for the Platform, continuously identifying ...
We're seeking a future team member for the role of Vice President, 1LoD Risk Controls Specialist to ... business process change, and control telemetry for the Platform, continuously identifying ...
Director, Business Applications
Tampa, FL · On-site +1
$127K - $243K/yr
The Opportunity As a dedicated Director, Business Applications, you will manage analytical ... risk and compliance policies and procedures. What you have: * Bachelor's degree; OR 4 years of ...
Director, Business Applications
Tampa, FL · On-site +1
$127K - $243K/yr
The Opportunity As a dedicated Director, Business Applications, you will manage analytical ... risk and compliance policies and procedures. What you have: * Bachelor's degree; OR 4 years of ...
Director, Business Continuity
Miami, FL · On-site
The Director of Business Continuity provides strategic and operational leadership for Jackson ... Provides regular reports and data to the Executive Leadership on organizational readiness and risk ...
Director, Business Continuity
Miami, FL · On-site
The Director of Business Continuity provides strategic and operational leadership for Jackson ... Provides regular reports and data to the Executive Leadership on organizational readiness and risk ...
Suffolk is ranked #8 on ENR's list of "Top CM-at-Risk Contractors." For more information, visitwww ... The primary responsibility of the Director, Business Development is to procure construction ...
Suffolk is ranked #8 on ENR's list of "Top CM-at-Risk Contractors." For more information, visitwww ... The primary responsibility of the Director, Business Development is to procure construction ...
Suffolk is ranked #8 on ENR's list of "Top CM-at-Risk Contractors." For more information, visitwww ... The primary responsibility of the Director, Business Development is to procure construction ...
Suffolk is ranked #8 on ENR's list of "Top CM-at-Risk Contractors." For more information, visitwww ... The primary responsibility of the Director, Business Development is to procure construction ...
... Risk practices to provide director-level leadership across the three Treasury Risk stripes ... Leads significant initiatives, interprets business and strategy to provide independent, well ...
... Risk practices to provide director-level leadership across the three Treasury Risk stripes ... Leads significant initiatives, interprets business and strategy to provide independent, well ...
Responsible for the overall function of marketing, underwriting, and placement of new business ... The Risk Placement Department Director maintains and fosters a positive working relationship with ...
Responsible for the overall function of marketing, underwriting, and placement of new business ... The Risk Placement Department Director maintains and fosters a positive working relationship with ...
... Risk practices to provide director-level leadership across the three Treasury Risk stripes ... Leads significant initiatives, interprets business and strategy to provide independent, well ...
... Risk practices to provide director-level leadership across the three Treasury Risk stripes ... Leads significant initiatives, interprets business and strategy to provide independent, well ...
Director, Business Development
West Palm Beach, FL · On-site
$149K - $209K/yr
Suffolk is ranked #8 on ENR's list of "Top CM-at-Risk Contractors." For more information, visit www ... The primary responsibility of the Director, Business Development is to procure construction ...
Director, Business Development
West Palm Beach, FL · On-site
$149K - $209K/yr
Suffolk is ranked #8 on ENR's list of "Top CM-at-Risk Contractors." For more information, visit www ... The primary responsibility of the Director, Business Development is to procure construction ...
Responsible for the overall function of marketing, underwriting, and placement of new business ... The Risk Placement Department Director maintains and fosters a positive working relationship with ...
Responsible for the overall function of marketing, underwriting, and placement of new business ... The Risk Placement Department Director maintains and fosters a positive working relationship with ...
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AVP, Credit Risk Control
Jacksonville, FL • On-site
Cantor Fitzgerald Securities
• Finance and Insurance • 10K+ employees10,000+ employees
Full-time
Re-posted 21 days ago
Job description
We are seeking an Assistant Vice President to join our Credit Risk Control function, supporting the firm's broker-dealer's trading activities with Counterparties. This role is central to ensuring the firm's pre-trade and post-trade risk controls comply with SEC Rule 15c3-5 (the Market Access Rule) and internal risk appetite, working closely with Technology, Compliance, and Trading Desk stakeholders.
3-4 years of experience in credit risk, market risk, or risk control functions at a broker-dealer, bank, or trading firm
Direct working knowledge of SEC Rule 15c3-5 and pre-trade risk control frameworks (required)
Familiarity with front office Order Management Systems (OMS) and how limit checks integrate with trading workflows (required)
Familiarity with FINRA rules related to supervision of algorithmic trading and market access (e.g., Rule 3110, guidance on effective supervisory procedures)
Understanding of counterparty credit risk concepts: exposure measurement, margin/collateral, netting, and limit-setting methodologies
Experience with electronic trading infrastructure or FIX protocol a plus
Strong SQL/Python/Excel/Power BI skills for data analysis and control monitoring
Bachelor's degree in Finance, Economics, Mathematics, or related field; relevant certifications (FRM, CFA) a plus
Excellent communication skills; ability to work cross-functionally with Trading, Technology, Compliance, and Legal
#LI-PM1
Own and monitor daily credit and capital thresholds under SEC Rule 15c3-5, including client-level, desk-level, and aggregate market access limits
Design, calibrate, and periodically review pre-trade risk controls (order size, notional, price collar, message rate, and erroneous order checks) in coordination with electronic trading and technology teams
Investigate limit breaches, exception reports, and control overrides; escalate material issues per governance protocol
Partner with Compliance on the annual CEO certification process required under 15c3-5, including documentation of control effectiveness testing
Support onboarding of new clients/counterparties by setting risk-based credit limits and market access parameters
Monitor counterparty exposure (gross and net), margin/collateral sufficiency, and concentration risk across products
Produce regular MI/reporting for senior management, Risk Committee, and regulators (FINRA, SEC) on market access control performance
Contribute to control enhancement projects, including automation of limit monitoring and real-time surveillance tooling
Stay current on regulatory developments affecting market access, algorithmic trading controls, and broker-dealer risk management
Provide Reporting on limit usage, reporting on breaches and escalation to Senior management
About Cantor Fitzgerald
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
10,000+ Employees
Headquarters location
New York, NY, US