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Compliance Risk Officer Jobs in Texas (NOW HIRING)

Memorial Hermann

Risk Manager

Sugar Land, TX · On-site

... the system Chief Risk Officer and System Director of Clinical Risk Management. Minimum ... Reviews, monitors , manages, and investigates compliance with various codes, laws, rules and ...

Equity Trust

Senior Compliance Officer

Dallas, TX

JOB OVERVIEW The Senior Compliance Officer reports directly to the Risk and Compliance Operations ... Assists Risk and Compliance Management in preparing and maintaining supervisory reports in ...

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Compliance Risk Officer information

See Texas salary details

$29.3K

$92.2K

$193.3K

How much do compliance risk officer jobs pay per year?

As of Sep 2, 2026, the average yearly pay for compliance risk officer in Texas is $92,187.00, according to ZipRecruiter salary data. Most workers in this role earn between $57,300.00 and $107,100.00 per year, depending on experience, location, and employer.

What does a compliance risk officer do?

A Compliance Risk Officer is responsible for ensuring that an organization adheres to legal standards, regulatory requirements, and internal policies. They identify and assess areas of compliance risk, develop strategies to mitigate these risks, and monitor the effectiveness of compliance programs. Their duties also include conducting audits, providing training to staff, and reporting on compliance issues to management. By doing so, they help protect the organization from legal penalties and reputational damage.

What are the key skills and qualifications needed to thrive as a compliance risk officer?

To thrive as a Compliance Risk Officer, you need a deep understanding of regulatory frameworks, risk assessment, and compliance management, usually backed by a bachelor’s degree in finance, law, or a related field. Familiarity with governance, risk, and compliance (GRC) software, as well as certifications like CRCM or CAMS, is highly valued. Strong analytical thinking, attention to detail, and excellent interpersonal skills help you communicate requirements and foster a culture of compliance. These competencies are essential to effectively identify risks, ensure adherence to regulations, and protect the organization from legal or reputational harm.

How does a compliance risk officer typically collaborate with other departments within an organization?

A Compliance Risk Officer works closely with various departments such as Legal, Internal Audit, Operations, and Human Resources to ensure that company policies and practices align with regulatory requirements. Regular interactions include conducting risk assessments, reviewing processes, and providing training or guidance on compliance matters. Collaboration often involves supporting investigations, implementing new regulations, and fostering a culture of compliance throughout the organization, which requires strong communication and teamwork skills.

What is the difference between Compliance Risk Officer vs Compliance Analyst?

AspectCompliance Risk OfficerCompliance Analyst
CertificationsCertified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM)CCEP, CRCM, or similar compliance certifications
Work EnvironmentOversees compliance programs, manages risk assessments, interacts with senior managementPerforms audits, monitors compliance activities, prepares reports
Industry UsageFinancial services, healthcare, regulated industriesFinancial institutions, corporations, regulatory agencies

The Compliance Risk Officer and Compliance Analyst roles both focus on ensuring organizational adherence to regulations. The Compliance Risk Officer typically has broader responsibilities, including risk management and strategic oversight, while the Compliance Analyst concentrates on monitoring and reporting compliance activities. Both roles require similar certifications and are common in regulated industries, but the Risk Officer holds a more senior, strategic position.

Compliance Risk Officer jobs near you
Infographic showing various Compliance Risk Officer job openings in Texas as of August 2026, with employment types broken down into 1% As Needed, 86% Full Time, 10% Part Time, and 3% Contract. Highlights an 92% Physical, 3% Hybrid, and 5% Remote job distribution, with an average salary of $92,187 per year, or $44.3 per hour.

Chief Compliance Officer

International Erosion Control Association

Dallas, TX • On-site

$250 - $350/hr

Other

This job post has expired today. Applications are no longer accepted.

Job description

Chief Compliance Officer

Institutional Broker Dealer & Clearing

$250,000 to $350,000 + Bonus + Equity

Dallas, Texas

A regulated financial services firm operating across institutional brokerage, clearing, electronic trading and digital assets is seeking a Chief Compliance Officer to lead its compliance programme. The business requires a hands on executive who can support growth while maintaining a strong supervisory framework and high standards of regulatory integrity.

About the role:

As Chief Compliance Officer, you will lead and oversee the compliance programme for the firm’s broker dealer and affiliated regulated entities. You will act as the primary adviser to senior management on regulatory, compliance and conduct risk, while serving as the principal liaison with FINRA, the SEC, state regulators, exchanges and other regulatory authorities.

This is a hands on leadership role requiring both strategic direction and operational execution. You will oversee General Compliance, AML and Trade Surveillance, while ensuring the firm’s compliance programme scales across institutional brokerage, self clearing, securities lending, electronic trading, futures and digital asset related activities.

The Perfect Candidate
  • Broker Dealer Compliance Leader with experience as a Chief Compliance Officer, Deputy Chief Compliance Officer or Head of Compliance
  • Strong exposure to institutional brokerage, self clearing, prime brokerage, ATS or electronic trading
  • Leadership responsibility across General Compliance, AML and Trade Surveillance
What You’ll Do
  • Regulatory Oversight: Act as the primary contact for FINRA, the SEC, state regulators and exchanges, leading regulatory examinations, investigations, inquiries and remediation programmes.
  • Programme Leadership: Design, implement and continuously enhance the firm’s compliance programme, Written Supervisory Procedures, risk assessments, testing, monitoring and licensing frameworks.
  • Trading Compliance: Oversee compliance across institutional brokerage, self clearing, market access, trade surveillance, communications surveillance, securities lending and futures activities.
  • Risk & Governance: Establish compliance risk indicators, executive reporting and governance processes while escalating and remediating regulatory or conduct risks.
  • Strategic Partnering: Work closely with Legal, Risk, Operations, Finance, Technology and business leadership to support new products, acquisitions, market entry and continued growth.
Qualifications
  • 10+ years of broker dealer compliance experience within a regulated financial services environment.
  • Deep knowledge of FINRA rules, SEC regulations, supervisory frameworks, AML, sanctions and trade surveillance.
  • Experience supporting institutional brokerage, self clearing, prime brokerage, ATS, electronic trading or related market activity.
  • Demonstrated experience managing regulatory examinations, investigations, enforcement matters and enterprise remediation.
  • Proven leadership across General Compliance, AML and Trade Surveillance, directly or through senior compliance leaders.
  • FINRA Series 7 and Series 24 are required. Series 3 is required or expected to be obtained shortly after joining.
Why Join
  • $250,000 to $350,000 Base + Targeted Discretionary Bonus + Equity Opportunity
  • Executive ownership of a multi disciplinary compliance organisation.
  • Direct interaction with senior leadership, governance committees and regulatory authorities.
  • Opportunity to transform and scale an enterprise compliance programme.
  • Exposure to institutional brokerage, clearing, electronic trading, futures and digital asset related activities.
  • Influence over new products, strategic initiatives and future business expansion.
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