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Client Associate Investment Jobs in Arizona (NOW HIRING)

CapRock

Client Associate

Scottsdale, AZ · On-site

Client Associate Location: Livingston, NJ | Newport Beach, CA | Scottsdale, AZ Overview The Client ... Complete setup, maintenance, and ongoing reconciliation of client data in investment platforms ...

UBS

Registered Client Associate

Phoenix, AZ · On-site

Do you know how to take care of people? We're looking for a Registered Client Associate to: • ... We also provide diversified asset management solutions and focused investment banking capabilities.

New

UBS

Client Associate

Scottsdale, AZ · On-site

Do you know how to take care of people? We're looking for a Client Associate to: • keep ... We also provide diversified asset management solutions and focused investment banking capabilities.

New

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Client Associate Investment information

What cities in Arizona are hiring for Client Associate Investment jobs?

Cities in Arizona with the most Client Associate Investment job openings:

Infographic showing various Client Associate Investment job openings in Arizona as of August 2026, with employment types broken down into 1% As Needed, 82% Full Time, 11% Part Time, and 6% Contract. Highlights an 75% Physical, 3% Hybrid, and 22% Remote job distribution.

Investment Associate/Registered Client Associate

Royal Bank of Canada

Phoenix, AZ • On-site

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 17 days ago

Job description

Job Description
What is the opportunity?
Join a growing team and use your analytical and communication skills as well as industry knowledge to help clients obtain their financial goals and plan for the future. You will work closely with one or more Financial Advisors (FA) and help them grow their business, educate clients regarding products and services, monitor client activity and performance, communicate investment strategy, and gather information for wealth planning.
At RBC Wealth Management, your career progression matters to us. We offer training, development and learning resources so you continue to grow your career in a way that matters to you.
What will you do?
  • Gather client suitability information, open new accounts, and assist with asset gathering.
  • Facilitate the transfer of funds and securities and the issuance of checks, wire transfers and ACH disbursements when requested.
  • Process investment advisory agreements and monitor account surveillance on the AdvisoryLink platform.
  • Identify business development opportunities with the goal of increasing revenue, enhancing client relationships and streamlining day-to-day processes.
  • Provide a high level of service to clients by anticipating needs and completing requests efficiently.
  • At the FA's request, research and communicate investment strategies and recommendations to clients.
  • Research complex problems in clients' accounts with assistance from business partners and deliver an effective and acceptable resolution.

What do you need to succeed?
Must-have
  • 3+ years of Registered Client Associate experience or related industry experience
  • Series 7 and 66 (or 63/65)
  • Advanced understanding of the stock market, investments and retirement plans and working knowledge of fixed income products, equities, mutual funds, insurance, annuities and applicable compliance rules and regulations
  • Computer proficiency
  • Strong customer service skills with the ability to continually maintain and build relationships, being detail-oriented, possessing outstanding written and verbal communication and problem solving skills, and ability to navigate multiple demands in a fast-paced, deadline-oriented environment

Nice-to-have
  • Salesforce experience
  • Knowledge of Money Guide Pro planning software

What's in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
  • A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
  • Leaders who support your development through coaching and managing opportunities.
  • Ability to make a difference and lasting impact.
  • Work in a dynamic, collaborative, progressive, and high-performing team.
  • Opportunities to do challenging work.
  • Opportunities to build close relationships with clients.

#LI-SM3
Job Skills
Customer Service, Data Entry, Data Gathering Analysis, Desktop Tools, Group Problem Solving, Interpersonal Relationships, Knowledge Organization, Teamwork, Time Management, Word Processing Software
Additional Job Details
Address:
2398 EAST CAMELBACK ROAD:PHOENIX
City:
Phoenix
Country:
United States of America
Work hours/week:
40
Employment Type:
Full time
Platform:
WEALTH MANAGEMENT
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2026-07-09
Application Deadline:
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.
RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

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