Head of Risk Management
New York, NY · On-site
... Brokerage-as-a-Service." In an era where financial services are increasingly embedded and API ... Risk Lifecycle Management: Standardize and lead core ERM components: Risk & Control Self ...
Head of Risk Management
New York, NY · On-site
... Brokerage-as-a-Service." In an era where financial services are increasingly embedded and API ... Risk Lifecycle Management: Standardize and lead core ERM components: Risk & Control Self ...
Head of Risk Management
New York, NY · On-site
$275K - $325K/yr
... Brokerage-as-a-Service." In an era where financial services are increasingly embedded and API ... Risk Lifecycle Management: Standardize and lead core ERM components: Risk & Control Self ...
Head of Risk Management
New York, NY · On-site
$275K - $325K/yr
... Brokerage-as-a-Service." In an era where financial services are increasingly embedded and API ... Risk Lifecycle Management: Standardize and lead core ERM components: Risk & Control Self ...
Manager, Risk Management
$105K - $183K/yr
Acts as a liaison with insurance brokers to adjust coverage as necessary. * Assists the leadership in all facets of insurance procurement and risk management. * Assesses need and risk versus reward ...
New
Manager, Risk Management
$105K - $183K/yr
Acts as a liaison with insurance brokers to adjust coverage as necessary. * Assists the leadership in all facets of insurance procurement and risk management. * Assesses need and risk versus reward ...
New
Manager, Risk Management
Westbury, NY · On-site
Acts as a liaison with insurance brokers to adjust coverage as necessary. * Assists the leadership in all facets of insurance procurement and risk management. * Assesses need and risk versus reward ...
Manager, Risk Management
Westbury, NY · On-site
Acts as a liaison with insurance brokers to adjust coverage as necessary. * Assists the leadership in all facets of insurance procurement and risk management. * Assesses need and risk versus reward ...
Acts as a liaison with insurance brokers to adjust coverage as necessary. * Assists the leadership in all facets of insurance procurement and risk management. * Assesses need and risk versus reward ...
New
Acts as a liaison with insurance brokers to adjust coverage as necessary. * Assists the leadership in all facets of insurance procurement and risk management. * Assesses need and risk versus reward ...
New
Manager, Risk Management
Westbury, NY · On-site
$105K - $183K/yr
Acts as a liaison with insurance brokers to adjust coverage as necessary. * Assists the leadership in all facets of insurance procurement and risk management. * Assesses need and risk versus reward ...
Manager, Risk Management
Westbury, NY · On-site
$105K - $183K/yr
Acts as a liaison with insurance brokers to adjust coverage as necessary. * Assists the leadership in all facets of insurance procurement and risk management. * Assesses need and risk versus reward ...
Manager, Insurance Risk Management
New York, NY · Hybrid
$85K - $153K/yr
Bachelor's degree from an accredited institution * 6+ years of experience in risk management, underwriting, or insurance brokerage with demonstrated technical expertise - Casualty, Property, E&O ...
Manager, Insurance Risk Management
New York, NY · Hybrid
$85K - $153K/yr
Bachelor's degree from an accredited institution * 6+ years of experience in risk management, underwriting, or insurance brokerage with demonstrated technical expertise - Casualty, Property, E&O ...
Manager, Insurance Risk Management
New York, NY · Hybrid
$85K - $153K/yr
Bachelor's degree from an accredited institution * 6+ years of experience in risk management, underwriting, or insurance brokerage with demonstrated technical expertise - Casualty, Property, E&O ...
Manager, Insurance Risk Management
New York, NY · Hybrid
$85K - $153K/yr
Bachelor's degree from an accredited institution * 6+ years of experience in risk management, underwriting, or insurance brokerage with demonstrated technical expertise - Casualty, Property, E&O ...
Manager, Insurance Risk Management
New York, NY · On-site
$85K - $153K/yr
Bachelor's degree from an accredited institution * 6+ years of experience in risk management, underwriting, or insurance brokerage with demonstrated technical expertise - Casualty, Property, E&O ...
Manager, Insurance Risk Management
New York, NY · On-site
$85K - $153K/yr
Bachelor's degree from an accredited institution * 6+ years of experience in risk management, underwriting, or insurance brokerage with demonstrated technical expertise - Casualty, Property, E&O ...
Head of Insurance and Risk Management
New York, NY · On-site
$266K - $295K/yr
Lead annual renewals, coverage reviews, market submissions, insurer negotiations, broker ... risk management, treasury, brokerage, underwriting, or a closely related advisory field.
Head of Insurance and Risk Management
New York, NY · On-site
$266K - $295K/yr
Lead annual renewals, coverage reviews, market submissions, insurer negotiations, broker ... risk management, treasury, brokerage, underwriting, or a closely related advisory field.
Operational Risk Management (ORM) is an enterprise-level independent risk management function ... broker-dealer entities. They will face off with 1st line enterprise roles and will be working ...
Operational Risk Management (ORM) is an enterprise-level independent risk management function ... broker-dealer entities. They will face off with 1st line enterprise roles and will be working ...
Head of Market Risk, US Prime Brokerage
New York, NY · On-site
$200K - $230K/yr
Risk Management Pay Detail: $200,000 - $230,000 USD TD is committed to providing fair and equitable ... Head of Market Risk - US Prime Brokerage We are seeking a highly experienced and strategic Head of ...
Head of Market Risk, US Prime Brokerage
New York, NY · On-site
$200K - $230K/yr
Risk Management Pay Detail: $200,000 - $230,000 USD TD is committed to providing fair and equitable ... Head of Market Risk - US Prime Brokerage We are seeking a highly experienced and strategic Head of ...
Head of Market Risk, US Prime Brokerage
New York, NY · On-site
$200K - $230K/yr
Risk Management Pay Detail: $200,000 - $230,000 USD TD is committed to providing fair and equitable ... Head of Market Risk - US Prime Brokerage We are seeking a highly experienced and strategic Head of ...
Head of Market Risk, US Prime Brokerage
New York, NY · On-site
$200K - $230K/yr
Risk Management Pay Detail: $200,000 - $230,000 USD TD is committed to providing fair and equitable ... Head of Market Risk - US Prime Brokerage We are seeking a highly experienced and strategic Head of ...
Risk Team Lead / Director
$200K - $300K/yr
WithCoverage replaces the traditional insurance brokerage with AI-supercharged risk management designed for the modern economy. We partner with hundreds of high-growth, category-defining companies ...
Risk Team Lead / Director
$200K - $300K/yr
WithCoverage replaces the traditional insurance brokerage with AI-supercharged risk management designed for the modern economy. We partner with hundreds of high-growth, category-defining companies ...
Risk Team Lead / Director
New York, NY · On-site
$200K - $300K/yr
WithCoverage replaces the traditional insurance brokerage with AI-supercharged risk management designed for the modern economy. We partner with hundreds of high-growth, category-defining companies ...
Risk Team Lead / Director
New York, NY · On-site
$200K - $300K/yr
WithCoverage replaces the traditional insurance brokerage with AI-supercharged risk management designed for the modern economy. We partner with hundreds of high-growth, category-defining companies ...
We are seeking a seasoned Risk Management Consultant with a deep background in construction-related ... Help lead insurance strategy, including placement, renewal negotiations, and broker management ...
We are seeking a seasoned Risk Management Consultant with a deep background in construction-related ... Help lead insurance strategy, including placement, renewal negotiations, and broker management ...
Risk Manager
$100K - $110K/yr
Claims Management * Oversee all general liability claims, including personal injury and slip-and ... Serve as primary point of contact for claimants, attorneys, insurance carriers, and brokers * Drive ...
Quick apply
Risk Manager
$100K - $110K/yr
Claims Management * Oversee all general liability claims, including personal injury and slip-and ... Serve as primary point of contact for claimants, attorneys, insurance carriers, and brokers * Drive ...
Risk Manager
Great Neck, NY · On-site
$100K - $110K/yr
Claims Management * Oversee all general liability claims, including personal injury and slip-and ... Serve as primary point of contact for claimants, attorneys, insurance carriers, and brokers * Drive ...
Risk Manager
Great Neck, NY · On-site
$100K - $110K/yr
Claims Management * Oversee all general liability claims, including personal injury and slip-and ... Serve as primary point of contact for claimants, attorneys, insurance carriers, and brokers * Drive ...
First Line Risk Sr Manager
New York, NY · On-site
Experience * 6-8+ years' experience in Wealth Management Risk Management, Audit, or Compliance * 6+ years' Risk and Compliance experience with advanced Broker-Dealer, Registered Investment Advisor ...
First Line Risk Sr Manager
New York, NY · On-site
Experience * 6-8+ years' experience in Wealth Management Risk Management, Audit, or Compliance * 6+ years' Risk and Compliance experience with advanced Broker-Dealer, Registered Investment Advisor ...
First Line Risk Sr Manager
New York, NY · On-site
Experience * 6-8+ years' experience in Wealth Management Risk Management, Audit, or Compliance * 6+ years' Risk and Compliance experience with advanced Broker-Dealer, Registered Investment Advisor ...
First Line Risk Sr Manager
New York, NY · On-site
Experience * 6-8+ years' experience in Wealth Management Risk Management, Audit, or Compliance * 6+ years' Risk and Compliance experience with advanced Broker-Dealer, Registered Investment Advisor ...
Broker Risk Management information
See Commack, NY salary details
$45K - $56.7K
8% of jobs
$56.7K - $68.4K
14% of jobs
$73.7K is the 25th percentile. Wages below this are outliers.
$68.4K - $80.1K
6% of jobs
$80.1K - $91.7K
8% of jobs
$91.7K - $103.4K
11% of jobs
The median wage is $105.8K / yr.
$103.4K - $115.1K
13% of jobs
$115.1K - $126.8K
11% of jobs
$130.3K is the 75th percentile. Wages above this are outliers.
$126.8K - $138.4K
15% of jobs
$138.4K - $150.1K
8% of jobs
$150.1K - $161.8K
4% of jobs
$161.8K - $173.5K
2% of jobs
$45K
$107.4K
$173.5K
How much do broker risk management jobs pay per year?
As of Jun 22, 2026, the average yearly pay for broker risk management in Commack, NY is $107,390.00, according to ZipRecruiter salary data. Most workers in this role earn between $75,100.00 and $136,700.00 per year, depending on experience, location, and employer.
What does a risk management broker do?
A risk management broker assesses and advises clients on potential financial and operational risks, helping them develop strategies to mitigate those risks. They analyze data, understand industry regulations, and often use specialized tools to evaluate risk exposure and recommend appropriate insurance coverage or risk controls.
Do risk managers make good money?
Risk managers, including those in broker risk management, typically earn competitive salaries that vary based on experience, industry, and location. Entry-level positions may start lower, while experienced risk managers with certifications like FRM or CRM can earn higher compensation, often including bonuses and benefits. Overall, risk management is considered a well-paying field within finance and corporate sectors.
What are the key skills and qualifications needed to thrive as a Broker in Risk Management, and why are they important?
To thrive as a Broker in Risk Management, you need a solid understanding of financial markets, risk assessment, and regulatory compliance, often supported by a finance-related degree or professional certifications such as FRM or CFA. Familiarity with risk management software, financial modeling tools, and relevant trading platforms is typically required. Strong analytical thinking, negotiation skills, and effective communication set top performers apart in this role. These skills are crucial for accurately evaluating risk exposures, ensuring regulatory compliance, and building trust with clients in high-stakes financial environments.
What qualifications do I need to be a Risk Manager?
A Risk Manager typically needs a bachelor's degree in finance, economics, business, or a related field. Professional certifications such as the Financial Risk Manager (FRM) or Professional Risk Manager (PRM) can enhance qualifications, and strong analytical, communication, and problem-solving skills are essential for success in the role.
What is the difference between Broker Risk Management vs Insurance Underwriter?
| Aspect | Broker Risk Management | Insurance Underwriter |
|---|---|---|
| Credentials | Licenses, risk management certifications | Actuarial exams, underwriting certifications |
| Work Environment | Brokerage firms, client-facing roles | Insurance companies, risk assessment settings |
| Industry Usage | Used in brokerage and risk management sectors | Primarily in insurance companies and underwriting firms |
While both roles involve risk assessment, Broker Risk Management focuses on managing client risks and advising on coverage options, often working directly with clients and brokers. Insurance Underwriters evaluate risks to determine policy terms and pricing within insurance companies. Understanding these differences helps professionals choose the right career path or role within the insurance industry.
What is the highest paying risk management job?
In risk management, executive roles such as Chief Risk Officer (CRO) typically have the highest salaries, often exceeding six figures annually. These positions require extensive experience, advanced certifications like FRM or CRM, and strong leadership skills, especially in financial services or large corporations.
What is Broker Risk Management?
Broker Risk Management refers to the processes and strategies brokers use to identify, assess, and mitigate risks associated with trading and financial transactions. Professionals in this role monitor market trends, assess client portfolios, and implement risk controls to protect both brokers and their clients from potential financial losses. They ensure compliance with regulatory requirements and help develop policies to manage exposure to various types of risks, such as credit, market, and operational risks.
What are some common challenges faced by professionals in Broker Risk Management, and how can they effectively address them?
Professionals in Broker Risk Management often encounter challenges such as rapidly changing market conditions, regulatory compliance demands, and the need to balance client risk appetites with organizational policies. Staying updated on financial regulations and market trends is crucial, as is fostering strong communication with both clients and internal teams. Effective risk managers regularly collaborate with traders, compliance officers, and legal departments to ensure risk exposures are identified, assessed, and mitigated promptly. Proactively adopting new risk assessment tools and maintaining ongoing education can help address these challenges successfully.
Other
Posted 23 days ago
Job description
About the Role
As the Head of Enterprise Risk Management (ERM) at DriveWealth, you will serve as the architect of a world-class risk infrastructure for the pioneer of "Brokerage-as-a-Service." In an era where financial services are increasingly embedded and API-driven, your role is to ensure that our global expansion is supported by a sophisticated, scalable, and resilient risk ecosystem.
This is a high-impact leadership role requiring a candidate who can bridge the gap between traditional brokerage risk and the future of digital assets. You will lead the operational risk and financial risk focus areas, translating the complexities of fractional equities, stock loan activities, and liquidity management into a cohesive Enterprise Risk Management framework. You are not just monitoring risk; you are enabling sustainable innovation by providing the Chief Risk and Compliance Officer and Executive Management with the clarity needed to navigate volatile global markets.
What You'll Do
- Framework Design: Establish and iterate on the firm-wide ERM program, including the enhancement of the Risk Appetite Statements and associated tolerance thresholds.
- Risk Lifecycle Management: Standardize and lead core ERM components: Risk & Control Self-Assessments (RCSAs), Risk Policy creation, and a centralized Issue Management framework.
- Control Assurance: Design and oversee a rigorous control assurance program to validate the effectiveness of risk mitigants across all business units, coordinate external SOC and ICOC assessments.
- Reporting: Develop sophisticated Key Risk Indicators (KRIs) and executive-level dashboards to provide real-time transparency into the firm's risk posture.
- Liquidity Risk: Oversee the firm's liquidity risk management framework, ensuring compliance with SEC Rule 15c3-1 and maintaining resilience during idiosyncratic or market-wide stress events.
- Margin & Credit Risk: Monitor and set parameters for margin lending, focusing on concentration risk, volatility-based margin adjustments, and the management of unsecured debits.
- Stock Loan & Trading Risk: Provide 2LoD oversight for Securities Lending (Stock Loan) activities and principal trading risks associated with fractional share fulfillment.
- Risk Operations: Build and lead the risk operations functional area, including vendor risk management, partner and client due diligence.
You Bring
- Experience: 10-15 years in Risk Management, with a minimum of 5 years in a senior leadership capacity at a FINRA-registered Broker-Dealer or adjacent financial technology firm.
- Financial Mastery: Proven track record in managing Liquidity, Margin, and Trading risk is essential.
- Licensing: Relevant FINRA licenses (e.g., Series 7, 24) are highly preferred; Series 4 or 9/10 is a significant plus.
- Mindset: An "owner" mentality with the ability to build from the ground up in a fast-paced, high-growth environment.
- Digital Asset Expertise (Bonus): Direct experience or deep theoretical knowledge of Stablecoins and Crypto risk, including custodial risk, settlement finality, and 24/7 liquidity challenges.
- Options Proficiency (Nice-to-Have): Familiarity with the risk profiles of equity options, including the monitoring of Greeks, multi-leg strategy exposures, and specialized margin requirements.