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Associate Financial Advisor Jobs in Redding, CT (NOW HIRING)

Alliance Global Partners

Be Seen First

Associate Financial Advisor

Stamford, CT · On-site

$60K - $100K/yr

Financial Advisor Position Opportunity We are a New York City, full-service, national investment banking firm with a 43-year history of serving both retail and institutional clients, with more than ...

Wells Fargo

Client Associate

Purchase, NY · On-site

Wells Fargo is seeking a Client Associate in Wealth and Investment Management as part of Wells ... Facilitate Financial Advisor and client requests for account related information and/or quotes

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All JobsAssociate Financial Advisor JobsAssociate Financial Advisor Jobs in Redding, CT

Associate Financial Advisor information

See Redding, CT salary details

$40K

$69.8K

$116.9K

How much do associate financial advisor jobs pay per year?

As of Jul 30, 2026, the average yearly pay for associate financial advisor in Redding, CT is $69,758.00, according to ZipRecruiter salary data. Most workers in this role earn between $41,500.00 and $85,700.00 per year, depending on experience, location, and employer.

What does an Associate Financial Advisor do?

An Associate Financial Advisor supports senior financial advisors in providing investment and financial planning services to clients. Their responsibilities often include conducting research, preparing financial plans, assisting with client meetings, and managing client accounts. They may also help with administrative tasks and ensure compliance with financial regulations. This role is typically an entry-level position designed to help individuals gain experience and work toward becoming a full-fledged financial advisor.

What are the key skills and qualifications needed to thrive as an Associate Financial Advisor, and why are they important?

To thrive as an Associate Financial Advisor, you need a solid understanding of finance, investment strategies, and regulatory requirements, typically supported by a relevant degree and FINRA licenses such as Series 7 and 66. Familiarity with financial planning software, client relationship management (CRM) systems, and portfolio analysis tools is essential. Strong interpersonal skills, active listening, and ethical judgment help build client trust and foster long-term relationships. These competencies are crucial for providing sound financial advice, ensuring compliance, and supporting clients in achieving their financial goals.

What is the difference between Associate Financial Advisor vs Financial Advisor?

AspectAssociate Financial AdvisorFinancial Advisor
CertificationsSeries 7, Series 66, CFP (preferred)Series 7, Series 66, CFP (required)
Work EnvironmentSupport role, assisting senior advisors, client meetingsClient-facing, responsible for managing client portfolios
ResponsibilitiesResearch, preparing reports, supporting client serviceDeveloping financial plans, advising clients, making investment decisions

The main difference is that Associate Financial Advisors typically support senior advisors and focus on research and client support, while Financial Advisors directly manage client portfolios and provide comprehensive financial planning. Both roles often require similar certifications, but the level of client interaction and responsibility varies.

What are some typical challenges an Associate Financial Advisor may face when building their client base?

As an Associate Financial Advisor, one common challenge is establishing trust with potential clients, especially when you are early in your career and may not have an extensive track record. Prospecting and networking can require persistence, as building relationships and demonstrating value takes time. Additionally, navigating compliance requirements and staying updated on financial regulations can be demanding, but these are crucial for providing sound advice. Successful advisors often overcome these challenges by seeking mentorship, leveraging firm resources, and continuously improving their communication and technical skills.
What are the most commonly searched types of Financial Advisor jobs in Redding, CT? The most popular types of Financial Advisor jobs in Redding, CT are:
What cities near Redding, CT are hiring for Associate Financial Advisor jobs? Cities near Redding, CT with the most Associate Financial Advisor job openings:
Associate Financial Advisor jobs near you
Infographic showing various Associate Financial Advisor job openings in Redding, CT as of July 2026, with employment types broken down into 89% Full Time, 9% Part Time, and 2% Contract. Highlights an 75% Physical, 4% Hybrid, and 21% Remote job distribution, with an average salary of $69,758 per year, or $33.5 per hour.

Associate Financial Advisor

Ameriprise Financial - New York

White Plains, NY • On-site

$50K - $70K/yr

Other

Medical, Dental, Vision, Retirement, PTO

This job post has expired today. Applications are no longer accepted.

Job description

Associate Financial Advisor
White Plains, NY | In-Office

Bhashyam Wealth Management, a Private Wealth Advisory Practice of Ameriprise Financial, is seeking an Associate Financial Advisor to join our growing team.

This role is a key part of our client advisory and planning function—working closely with the lead advisor to deliver comprehensive financial planning and personalized advice. The ideal candidate is analytical, client-focused, and motivated to grow into a lead advisory role over time.

About Us

At Bhashyam Wealth Management & Associates, our mission is to build lifelong, trusted relationships with our clients and their families. We provide proactive, personalized, and holistic financial planning guidance that simplifies complexity and empowers clients to confidently pursue their long-term goals.

What You’ll Do

  • Partner with the lead advisor to develop and deliver comprehensive financial plans aligned with client goals and risk tolerance
  • Conduct portfolio reviews, financial analysis, and ongoing plan adjustments to keep clients on track
  • Maintain regular communication with clients, providing updates, guidance, and support during market changes or life events
  • Analyze client financial data including assets, liabilities, cash flow, insurance, and tax considerations
  • Prepare and implement financial planning recommendations and client deliverables
  • Execute investment transactions including stocks, bonds, mutual funds, annuities, and insurance products
  • Respond to client inquiries and independently manage issue resolution with appropriate follow-up
  • Support business development efforts, including client relationship management and marketing initiatives
  • Collaborate with the advisor to execute practice growth and client engagement strategies
  • Monitor industry trends, planning strategies, and regulatory changes to inform recommendations
  • Ensure adherence to all compliance and regulatory requirements

What We’re Looking For

  • Ability to obtain Series 7, Series 66, and within 6 months of hire
  • Completion of CFP® coursework or a degree/minor in Financial Planning preferred
  • Aspiration to grow into a lead advisor role and build a book of business
  • Strong communication skills with the ability to simplify complex financial concepts
  • Relationship-driven mindset with a strong commitment to client service
  • High level of integrity and sound professional judgment
  • Analytical thinking and problem-solving capabilities
  • Strong organizational skills with the ability to manage multiple priorities
  • Self-motivated with the ability to work independently
  • Team-oriented and collaborative approach

Compensation & Benefits

  • Compensation includes a base salary of $50,000 – $70,000, exempt, plus bonus and incentive opportunities based on performance and contribution, with overall compensation commensurate with experience and licensing.
  • Comprehensive benefits package includes: 401K with Matching , Health, Dental and Vision, PTO
  • Opportunities for professional development and career advancement
  • Supportive, growth-oriented team environment

Location

  • White Plains, NY (in-office role)

Equal Opportunity Employer

Bhashyam Wealth Management is an equal opportunity employer. All qualified applicants will receive consideration without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status, or any other basis prohibited by law. Applicants must be legally authorized to work in the U.S. without current or future visa sponsorship.

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