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Associate Financial Advisor Jobs in Carp, ON (NOW HIRING)

Raymond James Ltd.

Branch Assistant

Ottawa, ON

CA$50K - CA$55K/yr

Act as backup support to Financial Advisor Assistants in the verification of daily activity in ... We encourage our associates at all levels to: * Grow professionally and inspire others to do the ...

KPMG

Associate, Corporate Finance

Ottawa, ON · On-site

We offer independent financial advisory and investment banking services to both private and public ... Communicate directly with a variety of parties including clients, other advisors and transaction ...

Royal Bank of Canada

Associate

Ottawa, ON · On-site

CA$37K - CA$50K/yr

... financial goals. The RBC Dominion Securities branch located in Bells Corner is looking for a ... Coordinate and prepare meetings for Advisors with their clients/prospects. * Provide proactive ...

National Bank

Wealth Associate (On-Site)

Ottawa, ON

In this role, you will help wealth advisors to stand out by offering exceptional customer service ... Carry out routine operations related to financial transactions (e.g., purchases and sales of ...

Royal Bank of Canada

Associate

Ottawa, ON · On-site

CA$37K - CA$50K/yr

We are committed to helping our clients build financial success through a personalized approach ... Ad hoc analysis on products and/or accounts as directed by the Advisor Team. * Cross train on ...

Td

PIA Client Service Associate

Ottawa, ON · On-site

CA$43K - CA$56K/yr

... Advisor(IA), while maintaining active participation in decisions regarding their investment ... TD is one of the world's leading global financial institutions and is the fifth largest bank in ...

Aritzia

Retail Associate - Bayshore

Ottawa, ON · On-site

$30/hr

Curate our merchandise assortment and support a seamless retail environment As a Style Advisor, you ... or financial. * Aspirational Workspace - Our boutiques are specially designed to be places of ...

Aritzia

Retail Associate - Rideau

Ottawa, ON · On-site

$30/hr

Curate our merchandise assortment and support a seamless retail environment As a Style Advisor, you ... or financial. * Aspirational Workspace - Our boutiques are specially designed to be places of ...

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All JobsAssociate Financial Advisor JobsAssociate Financial Advisor Jobs in Carp, ON

Associate Financial Advisor information

What does an associate financial advisor do?

An Associate Financial Advisor supports senior financial advisors in providing investment and financial planning services to clients. Their responsibilities often include conducting research, preparing financial plans, assisting with client meetings, and managing client accounts. They may also help with administrative tasks and ensure compliance with financial regulations. This role is typically an entry-level position designed to help individuals gain experience and work toward becoming a full-fledged financial advisor.

What are some typical challenges an associate financial advisor may face when building their client base?

As an Associate Financial Advisor, one common challenge is establishing trust with potential clients, especially when you are early in your career and may not have an extensive track record. Prospecting and networking can require persistence, as building relationships and demonstrating value takes time. Additionally, navigating compliance requirements and staying updated on financial regulations can be demanding, but these are crucial for providing sound advice. Successful advisors often overcome these challenges by seeking mentorship, leveraging firm resources, and continuously improving their communication and technical skills.

What are the key skills and qualifications needed to thrive as an associate financial advisor, and why are they important?

To thrive as an Associate Financial Advisor, you need a solid understanding of finance, investment strategies, and regulatory requirements, typically supported by a relevant degree and FINRA licenses such as Series 7 and 66. Familiarity with financial planning software, client relationship management (CRM) systems, and portfolio analysis tools is essential. Strong interpersonal skills, active listening, and ethical judgment help build client trust and foster long-term relationships. These competencies are crucial for providing sound financial advice, ensuring compliance, and supporting clients in achieving their financial goals.

What is the difference between Associate Financial Advisor vs Financial Advisor?

AspectAssociate Financial AdvisorFinancial Advisor
CertificationsSeries 7, Series 66, CFP (preferred)Series 7, Series 66, CFP (required)
Work EnvironmentSupport role, assisting senior advisors, client meetingsClient-facing, responsible for managing client portfolios
ResponsibilitiesResearch, preparing reports, supporting client serviceDeveloping financial plans, advising clients, making investment decisions

The main difference is that Associate Financial Advisors typically support senior advisors and focus on research and client support, while Financial Advisors directly manage client portfolios and provide comprehensive financial planning. Both roles often require similar certifications, but the level of client interaction and responsibility varies.

What are popular job titles related to Associate Financial Advisor jobs in Carp, ON?

For Associate Financial Advisor jobs in Carp, ON, the most frequently searched job titles are:

What cities near Carp, ON are hiring for Associate Financial Advisor jobs?

Cities near Carp, ON with the most Associate Financial Advisor job openings:

Associate Financial Advisor jobs near you
Infographic showing various Associate Financial Advisor job openings in Carp, ON as of August 2026, with employment types broken down into 1% As Needed, 83% Full Time, 13% Part Time, and 3% Contract. Highlights an 89% Physical, 3% Hybrid, and 8% Remote job distribution.

Associate Advisor

Desjardins Financial Security Independent Network - Ottawa #118

Ottawa, ON • Hybrid

Full-time

Re-posted 25 days ago

Job description

Associate Advisor
Desjardins Financial Security Independent Network - Ottawa, Kingston or London ON | Hybrid | Full-Time, Permanent

About the Role

We're growing - and we're looking for the right person to grow with us.

DFSIN Ottawa is hiring an Associate Advisor to join a high-performing, client-obsessed team that genuinely loves what it does. This isn't an entry-level seat-filler role. We're looking for someone with real experience, sharp instincts, and a genuine passion for helping clients build financial security for themselves and their families.

You'll work closely with a Principal Advisor to deliver exceptional service to an existing client base - preparing for meetings, executing on financial plans, managing portfolios, and building the kind of long-term client relationships that define a great practice.

If you're looking for a place where your work actually matters, where there's room to grow, and where the culture is built around people - this might be exactly what you've been looking for.

What You'll Do

  • Deliver exceptional day-to-day client service and build lasting relationships
  • Prepare for client meetings and execute recommendations from financial plans
  • Conduct research and analysis to support financial planning and investment strategies
  • Collaborate with the Principal Advisor on portfolio monitoring and management
  • Maintain accurate client records using CRM tools
  • Support cash management, budgeting, and forecasting as needed

What You Bring

  • Active Mutual Funds and Life Insurance licences (required)
  • CFP designation or actively working toward it (strong preference)
  • Mid-level experience in financial services - you know your way around a financial plan
  • Strong analytical skills and a sharp eye for detail
  • Excellent communication and relationship-building skills
  • A client-first mindset, always
  • Driver's licence and access to a vehicle
  • Ability to work independently and as part of a collaborative team

What We Offer

  • Competitive salary plus bonus and commission potential
  • potential for employee benefits and RRSP matching program
  • Hybrid work arrangement
  • A team that invests in your growth - we want you to build a long-term career here, not just fill a seat
  • A culture that actually walks the talk on work-life balance

About DFSIN Ottawa

Desjardins Financial Security Independent Network is backed by Desjardins Group - the largest cooperative financial group in Canada. We operate with a team-based mentality, a deep commitment to client wellbeing, and a vision to lead the industry through tailored, ethical, and innovative financial planning.

We're proud of the culture we've built here - and we protect it by hiring carefully.

Sound like you?

We'd love to hear from you. Apply with your resume and a brief note about why this role caught your attention.

Apply