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janney

The PCG Supervision Manager drives effective cross-functional collaboration with stakeholders across the firm, including Compliance, Legal, Operations, and Technology. What you are good at:

janney

The PCG Supervision Manager drives effective cross-functional collaboration with stakeholders across the firm, including Compliance, Legal, Operations, and Technology. What you are good at:

pcg

Traveling University Recruiter

Los Angeles, CA

$68K - $92K/yr

PCG is 100% employee owned, which creates an environment in which we all want to see each other succeed. You're a relationship builder! PCG's Recruitment Team has the benefit of working with ...

pcg

Traveling University Recruiter

Los Angeles, CA

$68K - $92K/yr

PCG is 100% employee owned, which creates an environment in which we all want to see each other succeed. You're a relationship builder! PCG's Recruitment Team has the benefit of working with ...

pcg

Contract Administrator I

Cincinnati, OH

$45K - $50K/yr

PCG is a background screening, drug-free workplace. In accordance with the provisions of Tennessee Code Annotated (T.C.A.), Title 50, Chapter 9, PCG's Drug-Free Workplace Program includes drug and ...

pcg

Curriculum Development Specialist

Lenexa, KS

$51K - $64K/yr

PCG is seeking an experienced Curriculum Development Specialist for its Corporate Strategic Development operations based in Lenexa, Kansas. Curriculum Specialists are part of a team that shapes and ...

pcg

Contract Administrator I

Cincinnati, OH

$45K - $50K/yr

PCG is a background screening, drug-free workplace. In accordance with the provisions of Tennessee Code Annotated (T.C.A.), Title 50, Chapter 9, PCG's Drug-Free Workplace Program includes drug and ...

pcg

Curriculum Development Specialist

Lenexa, KS · On-site

$51K - $64K/yr

PCG is seeking an experienced Curriculum Development Specialist for its Corporate Strategic Development operations based in Lenexa, Kansas. Curriculum Specialists are part of a team that shapes and ...

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Sr Mgr Talent Programs and Delivery

Lenexa, KS

Lead and develop PCG's facilitator and instructor community, ensuring consistent quality, engagement, and effectiveness across all learning experiences. * Oversee a facilitation structure that ...

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Sr Mgr Talent Programs and Delivery

Lenexa, KS

Lead and develop PCG's facilitator and instructor community, ensuring consistent quality, engagement, and effectiveness across all learning experiences. * Oversee a facilitation structure that ...

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Regional Quality Manager

Lenexa, KS

PCG is currently seeking an experienced Regional Quality Manager for our Quality Department based in Lenexa, KS or region they are assigned to. The position will require working with the Director of ...

Project Consulting Group (PCG)

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PCG is constantly seeking and hiring best-in-class, experienced Management Consultants to join our staff. Consultants should have extensive experience and expertise in one or more of the following ...

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M&A Program Manager

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M&A Program Manager Company Overview PCG (Project Consulting Group) is a management consulting firm focused on delivering transformative change with low ego and high competence. We specialize in ...

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Manager of PCG Supervision

janney

On-site

Other

PTO

Posted 13 days ago

Job description

The Private Client Group (PCG) Supervision Manager leads Janney’s PCG Supervision Team. The Team is responsible for the supervision of sales activities across PCG and works in close partnership with local branch leadership. The PCG Supervision Manager drives effective cross-functional collaboration with stakeholders across the firm, including Compliance, Legal, Operations, and Technology. 

What you are good at:

  • Management – Ensuring the team is strategically aligned to successfully achieve all objectives.
  • Initiative – Proactively identifying opportunities to enhance business processes.
  • Cross-Functional Collaboration – Collaborating with stakeholders across the firm in a way that fosters trust, clear and timely communication, and highly effective partnerships.

Responsibilities:

  • Ensure team members have a clear understanding of team-wide objectives, and their individual roles and responsibilities.
  • Foster a collaborative environment that supports professional growth and ongoing engagement in process improvements.  
  • Partner with local branch management and Compliance to ensure all branches remain aligned with Janney policies and industry rules/regulations.
  • Serve as a highly engaged subject matter expert on strategic projects related to Supervision. 
  • Maintain extensive knowledge of Janney products and services, forms, and systems. 
  • Oversee the team’s daily supervision activities, including review/approval of:
    • Operational requests such as new accounts, asset movements, account transfers, trade error correction requests, margin requests, option agreements, marketing materials, annuity and insurance purchases/exchanges.
    • Incoming/outgoing electronic communications.
    • Daily trade review and ongoing review of recurring exception reports.

 

What you have:

  • High School diploma; bachelor’s degree preferred
  • 10 years of supervisory experience
  • Required Licenses: Series 7, 63 and 65 (or 66), 9, 10, Insurance License
  • Series 31 within 3 months of hire
  • Excellent customer service skills
  • Computer skills in Word, Excel, and PowerPoint
  • Able to work effectively in a fast paced, deadline-oriented environment. 
  • Strong attention to detail
  • Able to work effectively as part of a team

Why work for us:

Benefits: Janney believes that its employees are the key to what makes a great company. Although work makes up a large portion of an employee’s life, we believe that a balance between work and non-work activities is essential to maintain quality performance and a positive work atmosphere. We offer a competitive package including Paid Parental Leave, employee ownership, generous Paid Time Off, eligibility for a $2,000 referral bonus and Professional Development Assistance Plan designed to help you make the most of your life at work and at home—today and in the future.  Explore further.  

Janney is an award-winning full-service financial services firm committed to understanding our clients' needs and providing advice beyond investments. We are equally committed to building a diverse workforce and inclusive culture where employees can use their talents to thrive and grow professionally with the firm. Fostering a positive workplace experience remains a top priority. People are our strongest asset. We recognize that when our team members thrive, our firm is more successful.

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