Director of Compliance
Dallas, TX · On-site
Position Summary TXSE is seeking an experienced and detail-oriented Director Compliance Officer to join our growing team in Dallas. This role is critical to ensuring compliance with applicable ...
Txse
12 Txse Jobs Hiring Near You
Director of Compliance
Dallas, TX · On-site
Position Summary TXSE is seeking an experienced and detail-oriented Director Compliance Officer to join our growing team in Dallas. This role is critical to ensuring compliance with applicable ...
Director of Compliance
Dallas, TX · On-site
Position Summary TXSE is seeking an experienced and detail-oriented Director Compliance Officer to join our growing team in Dallas. This role is critical to ensuring compliance with applicable ...
Director of Compliance
Dallas, TX · On-site
Position Summary TXSE is seeking an experienced and detail-oriented Director Compliance Officer to join our growing team in Dallas. This role is critical to ensuring compliance with applicable ...
Finance Director
Dallas, TX · On-site
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. This role will play a key role in strengthening financial discipline ...
Finance Director
Dallas, TX · On-site
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. This role will play a key role in strengthening financial discipline ...
IT End User Services & Desktop Support Engineer Overview The Texas Stock Exchange (TXSE) is seeking an IT professional to provide in-office end-user and desktop engineering support at its Dallas ...
IT End User Services & Desktop Support Engineer Overview The Texas Stock Exchange (TXSE) is seeking an IT professional to provide in-office end-user and desktop engineering support at its Dallas ...
IT End User Services & Desktop Support Engineer Overview The Texas Stock Exchange (TXSE) is seeking an IT professional to provide in-office end-user and desktop engineering support at its Dallas ...
IT End User Services & Desktop Support Engineer Overview The Texas Stock Exchange (TXSE) is seeking an IT professional to provide in-office end-user and desktop engineering support at its Dallas ...
Infrastructure Operations Engineer
New York, NY · On-site
$117K - $154K/yr
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. With SEC approval and $275MM in funding, we are currently hiring an ...
Infrastructure Operations Engineer
New York, NY · On-site
$117K - $154K/yr
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. With SEC approval and $275MM in funding, we are currently hiring an ...
Finance Director
Dallas, TX · On-site
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. This role will play a key role in strengthening financial discipline ...
Finance Director
Dallas, TX · On-site
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. This role will play a key role in strengthening financial discipline ...
Infrastructure Operations Engineer
$117K - $154K/yr
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. With SEC approval and $275MM in funding, we are currently hiring an ...
Infrastructure Operations Engineer
$117K - $154K/yr
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. With SEC approval and $275MM in funding, we are currently hiring an ...
Senior Systems Architect
New York, NY · Hybrid
$200K - $300K/yr
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. With SEC approval and $270MM in funding, we are currently hiring a ...
Senior Systems Architect
New York, NY · Hybrid
$200K - $300K/yr
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. With SEC approval and $270MM in funding, we are currently hiring a ...
The Texas Stock Exchange (TXSE) is seeking an IT professional to provide in-office end-user and desktop engineering support at its Dallas headquarters. This role requires broad technical skills ...
The Texas Stock Exchange (TXSE) is seeking an IT professional to provide in-office end-user and desktop engineering support at its Dallas headquarters. This role requires broad technical skills ...
Infrastructure Operations Engineer
Dallas, TX · On-site
$106K - $139K/yr
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. With SEC approval and $275MM in funding, we are currently hiring an ...
Infrastructure Operations Engineer
Dallas, TX · On-site
$106K - $139K/yr
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. With SEC approval and $275MM in funding, we are currently hiring an ...
Senior Systems Architect
New York, NY · On-site
$200K - $300K/yr
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. With SEC approval and $270MM in funding, we are currently hiring a ...
Senior Systems Architect
New York, NY · On-site
$200K - $300K/yr
TXSE is building the next-generation exchange infrastructure to support transparent, efficient, and resilient capital markets. With SEC approval and $270MM in funding, we are currently hiring a ...
Full-time
Re-posted 28 days ago
Job description
Position Summary
TXSE is seeking an experienced and detail-oriented Director Compliance Officer to join our growing team in Dallas. This role is critical to ensuring compliance with applicable regulations, particularly those related to Regulation Systems Compliance and Integrity (Reg SCI). The ideal candidate has a strong background in financial markets, regulatory compliance, and risk management, with direct experience working at a broker-dealer or national securities exchange.
Requirements
Nice to Haves:
TXSE is seeking an experienced and detail-oriented Director Compliance Officer to join our growing team in Dallas. This role is critical to ensuring compliance with applicable regulations, particularly those related to Regulation Systems Compliance and Integrity (Reg SCI). The ideal candidate has a strong background in financial markets, regulatory compliance, and risk management, with direct experience working at a broker-dealer or national securities exchange.
Requirements
- Strong working knowledge of Reg SCI and Reg NMS
- General understanding of compliance program (e.g., Code of Ethics, Electronic Communications, Policy Management, etc.)
- Previous exchange compliance experience or a working technical knowledge of operations of exchange preferred
- Ability to work with multiple groups within organization (e.g., Tech Ops, Market Ops, Dev, etc.)
- Ability to advise senior management on compliance issues
Nice to Haves:
- Familiarity with Form 1 Filings
- Previous experience with Rule 19b Filings