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Remote Ria Compliance Jobs in Chicago, IL (NOW HIRING)

Senior Data Architect

Chicago, IL · On-site +1

$150K - $175K/yr

S., we operate as a registered investment advisor (RIA). Your Future Team As a Senior Data ... Ensure compliance with governance and regulatory requirements. Data Governance, MDM & Collibra

Remote Ria Compliance information

See Chicago, IL salary details

$32.5K

$101.9K

$213.8K

How much do remote ria compliance jobs pay per year?

As of Jul 26, 2026, the average yearly pay for remote ria compliance in Chicago, IL is $101,932.00, according to ZipRecruiter salary data. Most workers in this role earn between $63,400.00 and $118,500.00 per year, depending on experience, location, and employer.

What is the difference between Remote Ria Compliance vs Remote Ria Operations?

AspectRemote Ria ComplianceRemote Ria Operations
Primary FocusEnsuring regulatory compliance, AML/KYC procedures, and adherence to legal standardsManaging daily business functions, client onboarding, and operational workflows
Required CredentialsCertifications in compliance, AML, or financial regulations often preferredOperational experience, knowledge of payment systems, and client management skills
Work EnvironmentRemote, compliance departments within RIA firms or financial institutionsRemote or office-based, within RIA firms or financial service companies

Remote Ria Compliance focuses on regulatory adherence and legal standards, while Remote Ria Operations handles daily business functions and client management. Both roles are essential in RIA firms, often working closely but with distinct responsibilities.

What is a Remote RIA Compliance Officer?

A Remote RIA (Registered Investment Advisor) Compliance Officer is a professional responsible for ensuring that an investment advisory firm adheres to all applicable regulations and industry standards, while working from a remote location. Their duties typically include monitoring firm activities, developing compliance policies, conducting internal audits, and managing regulatory filings. They also train staff on compliance matters and keep the firm updated on changes in laws or regulations. This role is crucial for maintaining the integrity and legal standing of an RIA firm, helping to prevent regulatory issues and protect clients' interests. Remote RIA Compliance Officers often use specialized software to track compliance activities and communicate with their teams.

What are the most common compliance challenges faced by Remote RIA Compliance professionals, and how can they be managed effectively?

Remote RIA Compliance professionals often encounter challenges such as staying updated on regulatory changes, ensuring secure handling of sensitive data, and maintaining effective communication with dispersed teams. To manage these issues, it is essential to implement robust cybersecurity protocols, participate in ongoing regulatory training, and use collaboration tools that facilitate clear documentation and reporting. Regular virtual meetings and proactive communication can also help address compliance gaps and foster a culture of transparency within the remote team.

What are the key skills and qualifications needed to thrive as a Remote RIA Compliance professional, and why are they important?

To thrive as a Remote RIA Compliance professional, you need a solid understanding of SEC and FINRA regulations, investment advisory compliance, and a background in finance, often supported by a relevant degree or compliance certifications (such as IACCP). Familiarity with compliance management software, electronic filing systems, and regulatory reporting tools is typically required. Attention to detail, strong analytical thinking, and effective communication are crucial soft skills for identifying risks and ensuring adherence to regulatory standards. These skills and qualifications are vital for protecting firms from legal penalties, maintaining regulatory standards, and building client trust in a remote work environment.
What are the most commonly searched types of Ria Compliance jobs in Chicago, IL? The most popular types of Ria Compliance jobs in Chicago, IL are:
What cities near Chicago, IL are hiring for Remote Ria Compliance jobs? Cities near Chicago, IL with the most Remote Ria Compliance job openings:
Infographic showing various Remote Ria Compliance job openings in Chicago, IL as of July 2026, with employment types broken down into 98% Full Time, and 2% Contract. Highlights an 100% Remote job distribution, with an average salary of $101,932 per year, or $49 per hour.
Senior Data Architect

Senior Data Architect

hightower

Chicago, IL • On-site, Remote

$150K - $175K/yr

Other

Medical, Dental, Vision, Retirement, PTO

Posted 18 days ago


Job description

Our Story

Founded in 2008, Hightower is a wealth management firm that provides investment, financial and retirement planning services to individuals, foundations and family offices, as well as 401(k) consulting and cash management services to corporations. Hightower’s capital solutions, operational support services, size and scale empower its vibrant community of independent-minded wealth advisors to grow their businesses and help their clients achieve their financial vision. Based in Chicago with advisors across the U.S., we operate as a registered investment advisor (RIA).

 

Your Future Team

As a Senior Data Architect, you will design and evolve Hightower’s enterprise data ecosystem, leading initiatives in data modeling, Master Data Management (MDM), and data standards development. You will play a key role in implementing cloud-scale architecture and advancing our Collibra Intelligence Platform, including workflows, lineage, and metadata management. Additionally, you will operationalize Collibra Unified Data Quality (UDQ) to ensure data accuracy, consistency, and trust across the organization. This position requires close collaboration with business and technology teams to align data strategies with enterprise goals while serving as a technical leader and advisor on governance and best practices.

 

What You’ll Do

Strategy & Planning

  • Define and implement long-term data architecture vision, standards, and governance.
  • Develop short-term tactical solutions aligned with strategic objectives.
  • Oversee metadata management and ensure accuracy.
  • Establish processes for monitoring and improving data quality.
  • Plan for data capacity, lifecycle, security, backup, disaster recovery, and compliance.

Enterprise Data Architecture & Modeling

  • Lead development of conceptual, logical, and physical data models for enterprise initiatives.
  • Maintain data standards, naming conventions, and reusable design patterns.
  • Define canonical models across key data domains.
  • Translate business requirements into scalable, high-performance data models.
  • Ensure compliance with governance and regulatory requirements.

Data Governance, MDM & Collibra

  • Drive Master Data Management strategy for consistent, governed data.
  • Operationalize Collibra platform for glossary, workflows, lineage, and stewardship.
  • Implement Collibra Unified Data Quality with automated monitoring and exception handling.
  • Integrate DBT with Collibra and Snowflake for transparency and alignment.

Data Engineering & Integration

  • Collaborate with engineering teams to optimize physical data structures.
  • Support integration of financial systems, CRM, trading platforms, and third-party data sources.

Leadership & Collaboration

  • Develop and execute enterprise data architecture roadmap.
  • Advise business and technical leaders on best practices.
  • Mentor team members in modeling and governance.
  • Communicate complex data concepts to diverse audiences.

 

What You’ll Bring       

  • Bachelor’s or Master’s degree in Computer Science, Information Systems, or related field.
  • 8+ years of experience in data architecture, enterprise data modeling, or data engineering.
  • Expertise in conceptual, logical, and physical data modeling, including normalization and dimensional modeling.
  • Proven track record implementing enterprise data standards, frameworks, and reusable design patterns.
  • Hands-on experience with Collibra platform (workflow design, cataloging, lineage, glossary, metadata models).
  • Deep knowledge of Collibra Unified Data Quality (UDQ), including automated rules and anomaly detection.
  • Strong background in Master Data Management (MDM) and governance processes.
  • Proficiency in SQL and cloud platforms (Azure, AWS, or GCP) with modern ELT/ETL tools.
  • Experience with financial or wealth management data preferred.
  • Exceptional communication, documentation, and stakeholder management skills.

Personal Attributes

  • Strong presentation and interpersonal abilities.
  • Demonstrated leadership, influence, and collaboration skills.

 

What We Offer

  • Coverage on the first day of employment for medical, dental, and vision insurance
  • Paid parental leave (16 weeks for primary caregiver and 8 weeks for secondary caregiver)
  • Mother’s lounge onsite
  • Flexible PTO plan
  • Hybrid work schedule (Monday- Thursday onsite, Fridays remote)
  • Free brand-new gym in the Chicago office
  • 401k matching plan
  • HSA employer contributions
  • Student loan assistance
  • Pet insurance
  • Base salary of $150,000-$175,000 plus discretionary bonus (exact base salary amount will be dependent on experience)

AN EQUAL OPPORTUNITY EMPLOYER: Hightower is an equal opportunity employer and does not discriminate based upon race, color, religion, sex, sexual orientation, pregnancy, marital status, national origin, citizenship, veteran status, ancestry, age (over 40), physical or mental disability, medical condition (cancer-related), gender identity or expression, genetic information including sickle cell or hemoglobin C trait, or any other consideration made unlawful by applicable federal, state, or local law.

You are a U.S. citizen, U.S. permanent resident or possess other unrestricted U.S. work authorization and will not require sponsorship for U.S. work authorization now or anytime in the future.