Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.
At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.
Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.
Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk.
The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.
The UDAAP Compliance Consultant directly supports the enterprise UDAAP Program Emerging Risk Team within the Responsible Banking Compliance team. The Emerging Risk Team leverages data from across the enterprise to identify emerging trends that may pose UDAAP risk to Wells Fargo. This individual contributor will provide detailed in depth reviews of complex topics with the potential to result in UDAAP risk. The topics will often include horizontal enterprise wide focus topics that present potential UDAAP risk to Wells Fargo. The consultant will leverage internal and external information to conduct the reviews as well as leverage large amounts of transactional and non-transactional data to complete the reviews. This position will play a critically important role in assessing and mitigating UDAAP risks across the enterprise.
Promote a strong compliance culture related to UDAAP.
Work closely with the UDAAP Program and compliance partners across the enterprise to address areas of identified UDAAP risk.
Build and maintain relationships with business and control leaders, the legal department, key regulators and examiners, and internal audit team members
Confirm potential risk exposure using a variety of data including transactional data
Manage and support multiple reviews with challenging deadlines.
Identify and escalate emerging risks to senior leadership and risk partners as appropriate.
Identify UDAAP best practices across the enterprise.
Communicate results and issues identified from assessments with senior leadership.
Make key decisions to ensure compliance with UDAAP policies and procedures.
The candidate will be responsible for providing oversight and monitoring of risk based compliance programs designed to drive compliance with federal, state, agency, legal and regulatory and/or Corporate Policy requirements. Develops and oversees standards to effectively identify, assess and manage compliance risk and recognized as an industry and subject matter expert who maintains deep business and functional knowledge. Works with complex business units, rules and regulations or high risk compliance matters; provides compliance risk expertise and consulting for projects and initiatives with high risk, generally spanning multiple business lines. Responsible for overseeing the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management. May be involved in designing and developing complex testing strategies, methodologies and analyses; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls and identifying issues resulting from internal and/or external compliance examinations. May provide direction to the business on developing corrective action plans and effectively managing regulatory change. Reports findings and recommendations to senior management and to appropriate committees. May be involved in identifying compliance training and awareness needs or the development, delivery and administration of training and awareness content.
- 10+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 10+ years of IT systems security, business process management or financial services industry experience, of which 5+ years must include direct experience in compliance, operational risk management, or a combination of both
- Advanced Microsoft Office skills
- Excellent verbal, written, and interpersonal communication skills
- Strong analytical skills with high attention to detail and accuracy
- Ability to interact with all levels of an organization
- A BS/BA degree or higher
- Ability to articulate complex concepts in a clear manner
- Ability to execute in a fast paced, high demand, environment while balancing multiple priorities
- Ability to work with limited supervision
- Solid problem solving skills
- Strong relationship management skills
- Experience communicating in both written and verbal formats with senior executive-level leaders
- Experience developing improvement processes and implementation strategies
- Experience consulting, influencing and partnering with business executives, leadership, human resources partners and peers
Other Desired Qualifications
Advanced knowledge of business operations / processes and systems
Experience evaluating and reporting on indicators of risk
Strong skills in coordinating across many business lines and working in an environment with multiple systems and processes
Experience in production of board, management reporting and presentation materials
Strong operational skills and experience executing on implementation of complex initiatives
NC-Charlotte: 550 S Tryon St - Charlotte, NC
IA-Des Moines: 800 Walnut St - Des Moines, IA
IA-West Des Moines: 7001 Westown Pkwy - West Des Moines, IA
MN-Minneapolis: 600 S 4th St - Minneapolis, MN
OR-Portland: 1300 Sw 5th Ave - Portland, OR
TX-San Antonio: 4101 Wiseman Blvd - San Antonio, TX
MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO
TX-DAL-Downtown Dallas: 1445 Ross Ave - Dallas, TX
TX-Irving: 250 E John Carpenter Freeway - Irving, TX
All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.
Relevant military experience is considered for veterans and transitioning service men and women.
Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.