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Compliance Manager - Banking

Ultimate Staffing Services Pasadena, CA
  • Expired: 24 days ago. Applications are no longer accepted.

Compliance Manager with Banking and Finance experience preferred

Salary: $42.00 - $46.00 per hour

Location: Pasadena, CA

Minimum of five years of experience in Compliance, Legal, or Audit, preferably in a financial institution, or as a Bank Examiner.

Responsibilities:

  • Review draft responses to complaints submitted to federal and state regulators.
  • Modify responses, as necessary, to ensure: 1) accuracy, through a review of all relevant documentation and possibly listening to phone calls, and 2) completeness, through consideration of potential compliance issues, along with their root cause and appropriate remediation plans.
  • Summarize or log review results for training purposes.
  • Work with Compliance to ensure potential compliance issues are appropriately logged.
  • Work with relevant stakeholders to identify the root cause of potential compliance issues and appropriate remediation plans (e.g., customer reimbursement or enhancement to policies, processes, or controls).
  • Experience with complaint review and response and compliance issue root cause analysis also preferred.
    Strong written skills and ability to synthesize information.
    Bachelor's degree required.
    CRCM or other relevant compliance certification a plus

Ultimate Staffing Services

Why Work Here?

Be a part of an organization that is positively impacting the community for better

We are an equal opportunity employer and make hiring decisions based on merit. Recruitment, hiring, training, and job assignments are made without regard to race, color, national origin, age, ancestry, religion, sex, sexual orientation, gender identity, gender expression, marital status, disability, or any other protected classification.

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Pasadena, CA
USA

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