Legal Specialist

Tailored Management is seeking a highly motivated and experienced HYBRID - Legal Specialist in Baltimore, MD USA  21201

Duration: 12+ months 

Job Description: 

• The position will be responsible for supporting all aspects of the registration and licensing processes to ensure that the regulatory requirements for the Firm and its registered employees are compliant.

• The individual will also be responsible for helping to maintain registration records and procedures; assist with the review and interpretation of disclosure records for current and prospective employees; and ensure licensing requirements for all registered employees have been satisfied.

Other related responsibilities include:

• Develop, maintain, or enhance securities licensing processes and procedures

• Respond to regulatory and registration requests

• Support process workflows and the systems utilized to associate registered persons

• Handle resolution of escalated matters

• Assist with targeted projects and support strategic initiatives

Qualifications

• Education level: Bachelor's Degree or higher

• Legal and/or Compliance experience preferred

• Must be highly organized, detailed oriented, and comfortable working both independently and within a team environment

• Must be self-motivated, driven, proactive, and possess strong communication and analytical skills

• Must be able to manage multiple tasks and prioritize workflow with minimal supervision

• Strong project management skills including, critical ability to coordinate and balance multiple projects in a time-sensitive environment, under pressure, and meeting deadlines

• Familiar with Microsoft platform tools (Outlook, Excel, PowerPoint, etc.)