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Licensed Client Services Specialist

Summit Investment Advisors Roseville, MN
  • Expired: 19 days ago. Applications are no longer accepted.

Licensed Client Services Specialist Job Description / Posting
Summit Investment Advisors, a growing wealth management firm, is seeking a Licensed Client Services Specialist to assist us in our mission of helping clients achieve their financial goals. This is your chance to play a key role in the future success of our fast-growing organization!


The Licensed Client Services Specialist plays a critical role that performs a variety of client service functions including assist clients with money move requests, opening/closing accounts, assisting advisors with review preparation, workshops, and ensures that client paperwork and processing assigned to them is handled in a timely, accurate, and professional manner; and may assist with overflow work from various departments. Prepare 175 tax returns.

Job Duties:

  • Creates client review documents for advisors
  • Perform data entry of client data using financial planning software.
  • Resolve client questions and concerns that arise.
  • Conduct transactions on behalf of the clients.
  • Complete paperwork resulting from client meetings.
  • Handle incoming phone calls from clients, prospects and the home office.
  • Set service appointments with clients.
  • Assists with setting up and follow up of workshops.
  • Prepare and modify documents including correspondence, reports, drafts, memos and emails.
  • Provides information by answering questions and requests.
  • Contributes to team effort by accomplishing related results as needed.
  • Processes new accounts, account transfers, new contributions, redemptions and beneficiary changes as assigned.
  • Performs other duties as assigned.

Knowledge, Skills, & Abilities


  • FINRA Series 6, 7, 65.
  • Excellent attitude and an extraordinary client service orientation.
  • A strong focus on getting the details right.
  • Excellent organizational and time management skills.
  • An ability to handle multiple tasks within tight time frames.
  • Proficiency with Microsoft Office Suite.
  • Strong analytical and research skills.
  • Strong verbal, written, presentation, and interpersonal communication skills.
  • BA/B S degree in finance-related field from an accredited institution.
  • Attendance is an essential function.


  • Interest in and knowledge of financial markets and investment securities.
  • Previous securities industry experience.
  • Professional designation such as CFP or CPA highly desirable.

Salary is commensurate with experience. We offer a great working environment in a beautiful and professional office location. This is your chance to play a key role in the continued success of our company. Our culture is fast-paced, motivational, and focused on improving our client’s lives. For more information about our company, please visit our website Given the high demand for this position, we’re only able to contact the most qualified candidates

Summit Investment Advisors

Why Work Here?

Join a growing wealth management firm. This is your chance to paly a key role in the future success of our fast-growing organization!

Summit Investment Advisors Financial Services · 11-50 employees · Privately Held Guiding You To Your Summit You can have confidence in our knowledge, passion, and dedication to help you and your loved ones reach the summit! Helping you to discover what financial and life success truly means to you is at the core of our methodology. We formulate a plan to help get you there, partnering with you along the way to assist you with pursuing your goals. It may be easier than you think, especially when you have a solid plan in place. Summit Investment Advisors provides expert wealth management & financial planning services, including: • Wealth Planning • Investment Management • Alternative Investments • Estate Planning • Tax Planning • Small Business Planning • Insurance Services • Risk Management Planning • Educational Workshops for families, groups, & businesses. Securities offered through LPL Financial. Member SIPC Third party posts found on this profile do not reflect the views of LPL Financial & have not been reviewed by LPL Financial as to their accuracy or completeness. The LPL Financial registered representatives associated with this page may only discuss and/or transact business with residents of the following states: AZ, CA, CO, FL, GA, IA, IL, MI, MN, MO, MT, NC, ND, NE, NY, OH, OR, TX, WA, WI, and WY. FINRA: SIPC: Specialties Wealth Planning, Investment Management, Alternative Investments, Estate Planning, Small Business Planning, Insurance Services, Risk Management Planning, Educational Workshops for families, groups, and businesses.


3065 Centre Pointe Drive, Suite 2, Roseville, MN 55113
Roseville, MN