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Consolidated Audit Trail (CAT) Consulting Role

Steve H Edelstein Consulting New York ,NY
  • Expired: over a month ago. Applications are no longer accepted.
Job Description

 Client is seeking business analysts/project managers who can work collaboratively to support its implementation of SEC Rule 613 Consolidated Audit Trail.
Their CAT program is "in-flight so we need experienced professionals with knowledge of the rule at a technical specification level.

Key Responsibilities / Deliverables

Support the ongoing development of a CAT reporting exception management operating model, including

  • Governance structure and escalation
  • Work flow tool definitions
  • Roles and responsibilities definition
  • Review and assess the Client CAT support tool(s).
  • Complete traceability analysis of the BRD and FRD for Options reporting (Phase 2b)
  • Design test scenarios and iterate exception management tool requirements to ensure, alignment with functional requirements, and fit for compliance with CAT reporting regulations
  • Contribute and/or produce the requisite documentation necessary for "Go'Live in 2020.
  • Review Phase 2c technical specifications, when available
  • Ensure the tools and operating model are positioned to incorporate Client's linkage error types for going live in 2020


  • Excellent oral and written communication skills and ability to facilitate discussions
  • Ability to facilitate project planning sessions with varied stakeholders, sometimes having competing interests
  • Ability to quickly grasp and master new concepts / requirements and related product / functional knowledge
  • Ability to create and deliver presentations to senior levels of management
  • Ability to work under pressure and manage to tight deadlines or unexpected changes in expectations or requirements
  • Willingness to ask questions, challenge the status quo and seek out answers
  • Ability to work independently, multi-task, and take ownership of various parts of a project or initiative
  • Excellent analytical and problem solving skills



Steve H Edelstein Consulting

Why Work Here?

Excellent Base Salary + up to 35% Bonus and Benefits


New York, NY